Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Cowen Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 199
- +11 vs. Q1 2021
- Shares held
- 26.0M
- −1.28M (−4.7%) vs. Q1 2021
- Total value
- $1.07B
- +$108.8M (+11.3%) vs. Q1 2021
- New holders
- 46
- 58 more added
- Sold out
- 35
- 71 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harbour Investments, Inc. | 13 | $1.00K | 0.00% | −1−7.1% | Reduced |
| Berman Capital Advisors, LLC | 35 | $1.00K | 0.00% | +35 | New |
| Carroll Financial Associates, Inc. | 95 | $3.00K | 0.00% | +95 | New |
| First Horizon Advisors, Inc. | 111 | $3.00K | 0.00% | +111 | New |
| Brown Brothers Harriman & Co | 107 | $4.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 105 | $4.00K | 0.00% | +60+133.3% | Added |
| Optimum Investment Advisors | 110 | $5.00K | 0.00% | +10+10.0% | Added |
| Bessemer Group Inc | 160 | $7.00K | 0.00% | +160 | New |
| BerganKDV Wealth Management, LLC | 250 | $10.0K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 276 | $11.0K | 0.00% | +276 | New |
| Rockefeller Capital Management L.P. | 407 | $16.0K | 0.00% | +1+0.2% | Added |
| Paragon Wealth Strategies, LLC | 515 | $21.0K | 0.01% | +515 | New |
| Private Capital Group, LLC | 513 | $21.0K | 0.00% | +513 | New |
| Thompson Siegel & Walmsley LLC | 525 | $22.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 625 | $26.0K | 0.00% | +625 | New |
| Founders Capital Management | 700 | $29.0K | 0.02% | 00.0% | Unchanged |
| Copeland Capital Management, LLC | 765 | $31.0K | 0.00% | +15+2.0% | Added |
| Tower Research Capital LLC (TRC) | 1,017 | $42.0K | 0.00% | −9,180−90.0% | Reduced |
| The PNC Financial Services Group, Inc. | 1,054 | $43.0K | 0.00% | +1,054 | New |
| Great West Life Assurance Co | 1,125 | $46.0K | 0.00% | 00.0% | Unchanged |
| Dorsey Wright & Associates | 1,261 | $52.0K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 1,625 | $67.0K | 0.00% | +772+90.5% | Added |
| O'Shaughnessy Asset Management, LLC | 1,750 | $72.0K | 0.00% | +651+59.2% | Added |
| Lazard Asset Management LLC | 2,007 | $82.0K | 0.00% | +774+62.8% | Added |
| Pinz Capital Management, LP | 2,100 | $86.0K | 0.03% | +2,100 | New |
| Ameritas Investment Partners, Inc. | 2,148 | $88.0K | 0.00% | 00.0% | Unchanged |
| New York State Teachers Retirement System | 2,200 | $90.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 2,227 | $91.0K | 0.00% | +848+61.5% | Added |
| Spire Wealth Management | 2,628 | $108.0K | 0.00% | +10.0% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,789 | $114.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 4,613 | $189.0K | 0.01% | +4,613 | New |
| Cutter & CO Brokerage, Inc. | 5,050 | $207.0K | 0.05% | +5,050 | New |
| Panagora Asset Management Inc | 5,342 | $219.0K | 0.00% | +4,576+597.4% | Added |
| Cambria Investment Management, L.P. | 5,629 | $231.0K | 0.04% | +5,629 | New |
| Kestra Advisory Services, LLC | 5,699 | $234.0K | 0.00% | +5,699 | New |
| Gotham Asset Management, LLC | 5,970 | $245.0K | 0.01% | +5,970 | New |
| UBS Group AG | 6,079 | $249.0K | 0.00% | −1,832−23.2% | Reduced |
| Bayesian Capital Management, LP | 6,100 | $250.0K | 0.07% | −12,091−66.5% | Reduced |
| Mackenzie Financial Corp | 6,252 | $257.0K | 0.00% | −50−0.8% | Reduced |
| Legal & General Group Plc | 6,249 | $257.0K | 0.00% | +139+2.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 6,390 | $262.0K | 0.00% | +6,390 | New |
| Arizona State Retirement System | 6,556 | $269.0K | 0.00% | −405−5.8% | Reduced |
| ProShare Advisors LLC | 6,741 | $277.0K | 0.00% | −118−1.7% | Reduced |
| Sawtooth Solutions, LLC | 6,863 | $282.0K | 0.06% | +6,863 | New |
| Denali Advisors LLC | 7,000 | $287.0K | 0.11% | +2,800+66.7% | Added |
| Virtu Financial LLC | 7,134 | $293.0K | 0.03% | +7,134 | New |
| Metropolitan Life Insurance Co | 7,297 | $299.5K | 0.00% | +418+6.1% | Added |
| Advisor Group Holdings, Inc. | 7,339 | $300.0K | 0.00% | +3,178+76.4% | Added |
| Prelude Capital Management, LLC | 7,530 | $309.0K | 0.02% | +7,530 | New |
| Bridgefront Capital, LLC | 7,898 | $324.0K | 0.12% | −429−5.2% | Reduced |
| NorthCoast Asset Management LLC | 7,954 | $327.0K | 0.01% | +7,954 | New |
| New York Life Investments Alternatives | 8,285 | $340.0K | 0.23% | +8,285 | New |
| Belpointe Asset Management LLC | 8,450 | $347.0K | 0.02% | +8,450 | New |
| State of Wisconsin Investment Board | 8,900 | $365.0K | 0.00% | 00.0% | Unchanged |
| Globeflex Capital L P | 8,950 | $367.0K | 0.07% | 00.0% | Unchanged |
| Bailard, Inc. | 9,001 | $369.0K | 0.01% | 00.0% | Unchanged |
| Alps Advisors Inc | 9,123 | $374.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 9,179 | $374.0K | 0.01% | +9,179 | New |
| Man Group plc | 9,604 | $394.0K | 0.00% | −13,655−58.7% | Reduced |
| Royal Bank of Canada | 9,591 | $394.0K | 0.00% | +6,070+172.4% | Added |
| Trexquant Investment LP | 9,699 | $398.0K | 0.03% | +3,077+46.5% | Added |
| Caxton Associates LP | 9,797 | $402.0K | 0.05% | −22,323−69.5% | Reduced |
| Clal Insurance Enterprises Holdings Ltd | 10,000 | $411.0K | 0.00% | +3,000+42.9% | Added |
| MetLife Investment Management | 10,078 | $413.7K | 0.00% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 10,418 | $428.0K | 0.07% | +10,418 | New |
| AMP Capital Investors Ltd | 10,800 | $443.0K | 0.00% | 00.0% | Unchanged |
| Public Employees Retirement Association of Colorado | 10,907 | $448.0K | 0.00% | 00.0% | Unchanged |
| Keebeck Wealth Management, LLC | 11,135 | $457.0K | 0.07% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 11,475 | $471.0K | 0.00% | +11,475 | New |
| IndexIQ Advisors LLC | 11,510 | $472.0K | 0.02% | +107+0.9% | Added |
| Quantbot Technologies LP | 11,540 | $473.0K | 0.04% | +11,540 | New |
| Summit Global Investments | 11,600 | $476.0K | 0.03% | +11,600 | New |
| Oppenheimer & Co Inc | 11,665 | $479.0K | 0.01% | +4,015+52.5% | Added |
| Pitcairn Co | 11,861 | $487.0K | 0.03% | +11,861 | New |
| Evercore Wealth Management, LLC | 12,304 | $505.0K | 0.01% | −1,000−7.5% | Reduced |
| Brandywine Global Investment Management, LLC | 12,354 | $507.0K | 0.00% | −1,579−11.3% | Reduced |
| Susquehanna Fundamental Investments, LLC | 12,520 | $514.0K | 0.01% | −3,700−22.8% | Reduced |
| Shell Asset Management Co | 13,189 | $541.0K | 0.01% | +690+5.5% | Added |
| Boothbay Fund Management, LLC | 13,365 | $549.0K | 0.02% | +4,782+55.7% | Added |
| Jane Street Group, LLC | 13,635 | $560.0K | 0.00% | −8,514−38.4% | Reduced |
| Yorktown Management & Research Co Inc | 14,000 | $575.0K | 0.45% | 00.0% | Unchanged |
| Quadrature Capital Ltd | 14,222 | $584.0K | 0.02% | +14,222 | New |
| Citigroup Inc | 14,368 | $590.0K | 0.00% | −6,796−32.1% | Reduced |
| State Board of Administration of Florida Retirement System | 14,377 | $590.0K | 0.00% | +1,074+8.1% | Added |
| Manufacturers Life Insurance Company, The | 14,475 | $594.0K | 0.00% | +311+2.2% | Added |
| American International Group, Inc. | 14,557 | $598.0K | 0.00% | −386−2.6% | Reduced |
| First Hawaiian Bank | 15,060 | $618.0K | 0.03% | −1,980−11.6% | Reduced |
| Ancora Advisors, LLC | 15,315 | $628.0K | 0.02% | −1,870−10.9% | Reduced |
| Jump Financial, LLC | 15,800 | $649.0K | 0.06% | −1,100−6.5% | Reduced |
| Commonwealth Equity Services, LLC | 16,037 | $658.0K | 0.00% | +16,037 | New |
| Quantedge Capital Pte Ltd | 17,300 | $710.0K | 0.34% | +17,300 | New |
| SG3 Management, LLC | 19,000 | $780.0K | 0.33% | −1,000−5.0% | Reduced |
| Envestnet Asset Management Inc | 19,077 | $783.0K | 0.00% | +19,077 | New |
| Advisory Services Network, LLC | 20,179 | $828.0K | 0.03% | −406−2.0% | Reduced |
| Los Angeles Capital Management LLC | 20,185 | $829.0K | 0.00% | +20,185 | New |
| Price T Rowe Associates Inc | 20,271 | $832.0K | 0.00% | −4,256−17.4% | Reduced |
| Martingale Asset Management L P | 20,816 | $855.0K | 0.01% | +20,816 | New |
| HighTower Advisors, LLC | 21,233 | $873.0K | 0.00% | −10.0% | Reduced |
| Winton Group Ltd | 21,686 | $890.0K | 0.05% | +6,820+45.9% | Added |
| HRT Financial LP | 21,809 | $895.0K | 0.01% | +21,809 | New |