Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Cowen Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 174
- −14 vs. Q4 2021
- Shares held
- 24.1M
- −414.3K (−1.7%) vs. Q4 2021
- Total value
- $653.9M
- −$232.7M (−26.2%) vs. Q4 2021
- New holders
- 25
- 61 more added
- Sold out
- 39
- 56 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 2,644,208 | $71.7M | 0.00% | −11,923−0.4% | Reduced |
| Vanguard Group Inc | 1,693,320 | $45.9M | 0.00% | +27,976+1.7% | Added |
| Azora Capital LP | 1,497,441 | $40.6M | 6.77% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 1,294,137 | $35.1M | 0.01% | +1,034+0.1% | Added |
| Arbiter Partners Capital Management LLC | 947,643 | $25.7M | 18.81% | +14,950+1.6% | Added |
| FMR LLC | 800,697 | $21.7M | 0.00% | +77,919+10.8% | Added |
| Ameriprise Financial Inc | 718,687 | $19.5M | 0.01% | +51,666+7.7% | Added |
| State Street Corp | 629,139 | $17.1M | 0.00% | −80,329−11.3% | Reduced |
| Jacobs Levy Equity Management, Inc | 613,985 | $16.6M | 0.11% | +27,256+4.6% | Added |
| Heartland Advisors Inc | 539,750 | $14.6M | 0.91% | 00.0% | Unchanged |
| Phase 2 Partners, LLC | 511,733 | $13.9M | 9.05% | +2,032+0.4% | Added |
| Salzhauer Michael | 497,870 | $13.5M | 5.96% | +40,168+8.8% | Added |
| Geode Capital Management, LLC | 489,847 | $13.3M | 0.00% | −86,751−15.0% | Reduced |
| Millennium Management LLC | 459,598 | $12.5M | 0.02% | −591,037−56.3% | Reduced |
| D. E. Shaw & Co., Inc. | 425,801 | $11.5M | 0.02% | +210.0% | Added |
| Nuveen Asset Management, LLC | 399,495 | $10.5M | 0.00% | −490,406−55.1% | Reduced |
| Bridgeway Capital Management, LLC | 384,000 | $10.4M | 0.20% | +49,700+14.9% | Added |
| JPMorgan Chase & Co | 380,638 | $10.3M | 0.00% | +2,194+0.6% | Added |
| Driehaus Capital Management LLC | 365,317 | $9.90M | 0.12% | −7,018−1.9% | Reduced |
| Hotchkis & Wiley Capital Management LLC | 350,430 | $9.50M | 0.03% | +94,080+36.7% | Added |
| Morgan Stanley | 327,408 | $8.87M | 0.00% | +154,840+89.7% | Added |
| Marshall Wace, LLP | 305,479 | $8.28M | 0.02% | +304,176+23,344.3% | Added |
| Citadel Advisors LLC | 301,795 | $8.18M | 0.01% | +268,652+810.6% | Added |
| Essex Investment Management Co LLC | 281,921 | $7.64M | 0.95% | +3,956+1.4% | Added |
| Kennedy Capital Management, Inc. | 271,415 | $7.36M | 0.17% | +89,293+49.0% | Added |
| Northern Trust Corp | 252,243 | $6.84M | 0.00% | −10,602−4.0% | Reduced |
| Mendon Capital Advisors Corp | 250,000 | $6.78M | 2.24% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 233,228 | $6.32M | 0.02% | −80,800−25.7% | Reduced |
| Steamboat Capital Partners, LLC | 229,055 | $6.21M | 1.83% | +50,352+28.2% | Added |
| Fisher Asset Management, LLC | 227,851 | $6.17M | 0.00% | +72,811+47.0% | Added |
| Goldman Sachs Group Inc | 224,523 | $6.08M | 0.00% | +143,728+177.9% | Added |
| Charles Schwab Investment Management Inc | 222,380 | $6.03M | 0.00% | +30,754+16.0% | Added |
| Wellington Management Group LLP | 201,752 | $5.47M | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 191,505 | $5.19M | 0.04% | +46,436+32.0% | Added |
| Russell Investments Group, Ltd. | 190,457 | $5.16M | 0.01% | −6,150−3.1% | Reduced |
| Schonfeld Strategic Advisors LLC | 169,429 | $4.59M | 0.05% | −220,247−56.5% | Reduced |
| Bank of New York Mellon Corp | 167,443 | $4.54M | 0.00% | −1,005−0.6% | Reduced |
| Eagle Asset Management Inc | 154,428 | $4.18M | 0.02% | −99,201−39.1% | Reduced |
| Algebris (UK) Ltd | 152,577 | $4.13M | 1.99% | +73,645+93.3% | Added |
| Balyasny Asset Management LLC | 151,500 | $4.11M | 0.02% | +151,500 | New |
| Voloridge Investment Management, LLC | 145,090 | $3.93M | 0.02% | +55,882+62.6% | Added |
| Federated Hermes, Inc. | 139,583 | $3.78M | 0.01% | +1,418+1.0% | Added |
| Alliancebernstein L.P. | 139,201 | $3.77M | 0.00% | −1,400−1.0% | Reduced |
| FDx Advisors, Inc. | 128,355 | $3.48M | 0.12% | −114−0.1% | Reduced |
| YorkBridge Wealth Partners, LLC | 128,355 | $3.48M | 0.76% | −114−0.1% | Reduced |
| ExodusPoint Capital Management, LP | 120,208 | $3.26M | 0.05% | −40,772−25.3% | Reduced |
| American Century Companies Inc | 117,190 | $3.18M | 0.00% | +24,593+26.6% | Added |
| Squarepoint Ops LLC | 114,311 | $3.10M | 0.02% | +108,061+1,729.0% | Added |
| Foundry Partners, LLC | 110,325 | $2.99M | 0.15% | −2,700−2.4% | Reduced |
| Wetherby Asset Management Inc | 109,774 | $2.98M | 0.17% | +390.0% | Added |
| Trexquant Investment LP | 108,934 | $2.95M | 0.14% | +108,934 | New |
| PEAK6 Investments LLC | 102,664 | $2.78M | 0.08% | +102,664 | New |
| AQR Capital Management LLC | 97,257 | $2.64M | 0.01% | +7,426+8.3% | Added |
| Bank of America Corp | 84,591 | $2.29M | 0.00% | −17,534−17.2% | Reduced |
| Victory Capital Management Inc | 86,788 | $2.24M | 0.00% | +11,389+15.1% | Added |
| Principal Financial Group Inc | 79,403 | $2.15M | 0.00% | −35,264−30.8% | Reduced |
| Algert Global LLC | 77,347 | $2.10M | 0.14% | +54,403+237.1% | Added |
| Invesco Ltd. | 76,672 | $2.08M | 0.00% | −84,264−52.4% | Reduced |
| Difesa Capital Management, LP | 74,365 | $2.02M | 1.29% | 00.0% | Unchanged |
| Levin Capital Strategies, L.P. | 72,040 | $1.95M | 0.19% | +72,040 | New |
| Parametric Portfolio Associates LLC | 68,113 | $1.85M | 0.00% | +8,164+13.6% | Added |
| Price T Rowe Associates Inc | 63,668 | $1.73M | 0.00% | +43,030+208.5% | Added |
| Deroy & Devereaux Private Investment Counsel Inc | 60,305 | $1.63M | 0.12% | −1,665−2.7% | Reduced |
| Swiss National Bank | 57,525 | $1.56M | 0.00% | 00.0% | Unchanged |
| LSV Asset Management | 53,500 | $1.45M | 0.00% | +53,500 | New |
| Allianz Asset Management GmbH | 51,809 | $1.40M | 0.00% | −92,027−64.0% | Reduced |
| Prudential Financial Inc | 46,963 | $1.27M | 0.00% | −19,252−29.1% | Reduced |
| Vident Investment Advisory, LLC | 44,569 | $1.21M | 0.03% | −10,345−18.8% | Reduced |
| Qube Research & Technologies Ltd | 44,252 | $1.20M | 0.01% | +17,325+64.3% | Added |
| Cubist Systematic Strategies, LLC | 43,979 | $1.19M | 0.01% | −14,042−24.2% | Reduced |
| Vestcor Inc | 43,437 | $1.18M | 0.04% | +43,437 | New |
| Public Employees Retirement System of Ohio | 43,185 | $1.17M | 0.00% | +454+1.1% | Added |
| SEI Investments Co | 41,942 | $1.14M | 0.00% | +1,519+3.8% | Added |
| Janney Montgomery Scott LLC | 41,385 | $1.12M | 0.00% | +12,116+41.4% | Added |
| FJ Capital Management LLC | 41,167 | $1.12M | 0.10% | +41,167 | New |
| UBS Asset Management Americas Inc | 39,775 | $1.08M | 0.00% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 39,084 | $1.06M | 0.29% | +29,884+324.8% | Added |
| New York State Common Retirement Fund | 38,753 | $1.05M | 0.00% | +20.0% | Added |
| Two Sigma Investments, LP | 35,870 | $972.0K | 0.00% | −164,191−82.1% | Reduced |
| Rhumbline Advisers | 35,623 | $965.0K | 0.00% | −2,733−7.1% | Reduced |
| California State Teachers Retirement System | 33,448 | $906.0K | 0.00% | −3,116−8.5% | Reduced |
| Wells Fargo & Company | 33,146 | $899.0K | 0.00% | −4,680−12.4% | Reduced |
| Tudor Investment Corp Et Al | 32,937 | $893.0K | 0.02% | +32,937 | New |
| Jackson Creek Investment Advisors LLC | 31,840 | $863.0K | 0.32% | +1,557+5.1% | Added |
| Affinity Investment Advisors, LLC | 28,960 | $785.0K | 0.32% | 00.0% | Unchanged |
| Boston Partners | 25,777 | $699.0K | 0.00% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 25,608 | $694.0K | 0.03% | −14,627−36.4% | Reduced |
| Panagora Asset Management Inc | 24,463 | $663.0K | 0.00% | +602+2.5% | Added |
| Barclays PLC | 24,334 | $660.0K | 0.00% | −24,630−50.3% | Reduced |
| Man Group plc | 23,845 | $646.0K | 0.00% | +663+2.9% | Added |
| Allspring Global Investments Holdings, LLC | 23,460 | $635.0K | 0.00% | +5,766+32.6% | Added |
| Susquehanna International Group, LLP | 22,817 | $618.0K | 0.00% | −26,569−53.8% | Reduced |
| SummerHaven Investment Management, LLC | 22,413 | $607.0K | 0.34% | +1,000+4.7% | Added |
| Gsa Capital Partners LLP | 22,012 | $597.0K | 0.08% | +16,426+294.1% | Added |
| Credit Suisse AG | 21,657 | $587.0K | 0.00% | −501−2.3% | Reduced |
| Deutsche Bank AG | 21,267 | $576.0K | 0.00% | −1,821−7.9% | Reduced |
| Exchange Traded Concepts, LLC | 19,382 | $525.0K | 0.01% | +19,382 | New |
| BNP Paribas Arbitrage, SA | 18,646 | $505.3K | 0.00% | −6,693−26.4% | Reduced |
| State of Wisconsin Investment Board | 18,600 | $504.0K | 0.00% | +9,700+109.0% | Added |
| Graham Capital Management, L.P. | 17,453 | $472.0K | 0.02% | +17,453 | New |