Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Cowen Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 174
- −14 vs. Q4 2021
- Shares held
- 24.1M
- −414.3K (−1.7%) vs. Q4 2021
- Total value
- $653.9M
- −$232.7M (−26.2%) vs. Q4 2021
- New holders
- 25
- 61 more added
- Sold out
- 39
- 56 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | −625−99.8% | Reduced |
| Toronto Dominion Bank | 3 | $0 | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 21 | $1.00K | 0.00% | +21 | New |
| Lloyd Advisory Services, LLC. | 22 | $1.00K | 0.00% | +22 | New |
| TSFG, LLC | 82 | $2.00K | 0.00% | +82 | New |
| Brown Brothers Harriman & Co | 107 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 160 | $4.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 149 | $4.00K | 0.00% | +141+1,762.5% | Added |
| Parallel Advisors, LLC | 136 | $4.00K | 0.00% | +136 | New |
| Covestor Ltd | 185 | $5.00K | 0.00% | +41+28.5% | Added |
| BerganKDV Wealth Management, LLC | 250 | $7.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 302 | $8.00K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 335 | $9.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 376 | $10.0K | 0.00% | −2,360−86.3% | Reduced |
| Dark Forest Capital Management LP | 455 | $12.0K | 0.00% | −14−3.0% | Reduced |
| Norwood Financial Corp | 500 | $14.0K | 0.02% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 599 | $17.0K | 0.00% | +275+84.9% | Added |
| Copeland Capital Management, LLC | 790 | $21.0K | 0.00% | +9+1.2% | Added |
| Retirement Group, LLC | 1,000 | $27.0K | 0.01% | +1,000 | New |
| Great West Life Assurance Co | 1,125 | $32.0K | 0.00% | 00.0% | Unchanged |
| Founders Capital Management | 900 | $32.0K | 0.02% | 00.0% | Unchanged |
| Quantbot Technologies LP | 1,300 | $35.0K | 0.00% | −9,372−87.8% | Reduced |
| First Quadrant L P | 1,287 | $35.0K | 0.19% | +1,287 | New |
| Dorsey Wright & Associates | 1,396 | $38.0K | 0.01% | −189−11.9% | Reduced |
| Captrust Financial Advisors | 1,542 | $42.0K | 0.00% | +222+16.8% | Added |
| Advisor Group Holdings, Inc. | 1,637 | $45.0K | 0.00% | −6,331−79.5% | Reduced |
| Metropolitan Life Insurance Co | 1,828 | $49.5K | 0.00% | −5,469−74.9% | Reduced |
| US Bancorp | 1,892 | $51.0K | 0.00% | +213+12.7% | Added |
| State of Wyoming | 2,061 | $56.0K | 0.03% | +2,061 | New |
| Ameritas Investment Partners, Inc. | 2,148 | $58.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 2,487 | $67.0K | 0.00% | +2+0.1% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,789 | $76.0K | 0.00% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 2,897 | $78.0K | 0.00% | +2,897 | New |
| Point72 Hong Kong Ltd | 2,932 | $79.0K | 0.01% | +1,914+188.0% | Added |
| EMC Capital Management | 3,603 | $82.0K | 0.06% | +3,603 | New |
| Amalgamated Bank | 3,177 | $86.0K | 0.00% | +3,177 | New |
| Amalgamated Financial Corp. | 3,177 | $86.0K | 0.00% | +3,177 | New |
| Royal Bank of Canada | 3,810 | $103.0K | 0.00% | −7,982−67.7% | Reduced |
| Denali Advisors LLC | 4,829 | $131.0K | 0.05% | −600−11.1% | Reduced |
| Citigroup Inc | 6,158 | $167.0K | 0.00% | −7,094−53.5% | Reduced |
| Redmont Wealth Advisors LLC | 7,583 | $205.0K | 0.22% | +1,291+20.5% | Added |
| Bridgefront Capital, LLC | 7,701 | $209.0K | 0.26% | +7,701 | New |
| Gyon Technologies Capital Management, LP | 7,989 | $217.0K | 0.15% | −16,899−67.9% | Reduced |
| UBS Group AG | 8,290 | $225.0K | 0.00% | −7,208−46.5% | Reduced |
| Public Employees Retirement Association of Colorado | 8,334 | $226.0K | 0.00% | −1,494−15.2% | Reduced |
| Winton Group Ltd | 8,732 | $237.0K | 0.01% | +8,732 | New |
| Globeflex Capital L P | 8,950 | $243.0K | 0.05% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 9,200 | $249.0K | 0.07% | 00.0% | Unchanged |
| Keebeck Wealth Management, LLC | 10,000 | $271.0K | 0.04% | 00.0% | Unchanged |
| Voya Investment Management LLC | 10,055 | $273.0K | 0.00% | −325−3.1% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 10,210 | $277.0K | 0.16% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 10,523 | $285.2K | 0.00% | −2,830−21.2% | Reduced |
| Shell Asset Management Co | 11,051 | $299.0K | 0.01% | −1,585−12.5% | Reduced |
| Ancora Advisors, LLC | 11,161 | $302.0K | 0.01% | 00.0% | Unchanged |
| Legal & General Group Plc | 11,252 | $305.0K | 0.00% | −319−2.8% | Reduced |
| Susquehanna Fundamental Investments, LLC | 11,606 | $315.0K | 0.01% | +1,706+17.2% | Added |
| Dynamic Technology Lab Private Ltd | 11,693 | $317.0K | 0.04% | −2,138−15.5% | Reduced |
| New York Life Investments Alternatives | 12,049 | $327.0K | 0.23% | +2,471+25.8% | Added |
| Evercore Wealth Management, LLC | 12,304 | $333.0K | 0.01% | 00.0% | Unchanged |
| Brandywine Global Investment Management, LLC | 12,354 | $335.0K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 13,100 | $355.0K | 0.00% | −921−6.6% | Reduced |
| State Board of Administration of Florida Retirement System | 13,715 | $372.0K | 0.00% | 00.0% | Unchanged |
| Next Level Private LLC | 14,000 | $379.0K | 0.31% | 00.0% | Unchanged |
| IndexIQ Advisors LLC | 14,605 | $396.0K | 0.01% | +2,591+21.6% | Added |
| Belpointe Asset Management LLC | 14,950 | $405.0K | 0.02% | 00.0% | Unchanged |
| First Hawaiian Bank | 15,060 | $408.0K | 0.01% | −17,418−53.6% | Reduced |
| Renaissance Technologies LLC | 15,128 | $410.0K | 0.00% | +15,128 | New |
| MetLife Investment Management | 15,547 | $421.3K | 0.00% | +5,469+54.3% | Added |
| Paloma Partners Management Co | 15,731 | $426.0K | 0.03% | +6,531+71.0% | Added |
| Miller Investment Management, LP | 15,840 | $429.0K | 0.07% | 00.0% | Unchanged |
| Yorktown Management & Research Co Inc | 16,000 | $434.0K | 0.37% | 00.0% | Unchanged |
| Putnam Investments LLC | 16,825 | $456.0K | 0.00% | +2,629+18.5% | Added |
| Martingale Asset Management L P | 16,977 | $461.0K | 0.01% | −7,900−31.8% | Reduced |
| Graham Capital Management, L.P. | 17,453 | $472.0K | 0.02% | +17,453 | New |
| State of Wisconsin Investment Board | 18,600 | $504.0K | 0.00% | +9,700+109.0% | Added |
| BNP Paribas Arbitrage, SA | 18,646 | $505.3K | 0.00% | −6,693−26.4% | Reduced |
| Exchange Traded Concepts, LLC | 19,382 | $525.0K | 0.01% | +19,382 | New |
| Deutsche Bank AG | 21,267 | $576.0K | 0.00% | −1,821−7.9% | Reduced |
| Credit Suisse AG | 21,657 | $587.0K | 0.00% | −501−2.3% | Reduced |
| Gsa Capital Partners LLP | 22,012 | $597.0K | 0.08% | +16,426+294.1% | Added |
| SummerHaven Investment Management, LLC | 22,413 | $607.0K | 0.34% | +1,000+4.7% | Added |
| Susquehanna International Group, LLP | 22,817 | $618.0K | 0.00% | −26,569−53.8% | Reduced |
| Allspring Global Investments Holdings, LLC | 23,460 | $635.0K | 0.00% | +5,766+32.6% | Added |
| Man Group plc | 23,845 | $646.0K | 0.00% | +663+2.9% | Added |
| Barclays PLC | 24,334 | $660.0K | 0.00% | −24,630−50.3% | Reduced |
| Panagora Asset Management Inc | 24,463 | $663.0K | 0.00% | +602+2.5% | Added |
| Prelude Capital Management, LLC | 25,608 | $694.0K | 0.03% | −14,627−36.4% | Reduced |
| Boston Partners | 25,777 | $699.0K | 0.00% | 00.0% | Unchanged |
| Affinity Investment Advisors, LLC | 28,960 | $785.0K | 0.32% | 00.0% | Unchanged |
| Jackson Creek Investment Advisors LLC | 31,840 | $863.0K | 0.32% | +1,557+5.1% | Added |
| Tudor Investment Corp Et Al | 32,937 | $893.0K | 0.02% | +32,937 | New |
| Wells Fargo & Company | 33,146 | $899.0K | 0.00% | −4,680−12.4% | Reduced |
| California State Teachers Retirement System | 33,448 | $906.0K | 0.00% | −3,116−8.5% | Reduced |
| Rhumbline Advisers | 35,623 | $965.0K | 0.00% | −2,733−7.1% | Reduced |
| Two Sigma Investments, LP | 35,870 | $972.0K | 0.00% | −164,191−82.1% | Reduced |
| New York State Common Retirement Fund | 38,753 | $1.05M | 0.00% | +20.0% | Added |
| Campbell & CO Investment Adviser LLC | 39,084 | $1.06M | 0.29% | +29,884+324.8% | Added |
| UBS Asset Management Americas Inc | 39,775 | $1.08M | 0.00% | 00.0% | Unchanged |
| FJ Capital Management LLC | 41,167 | $1.12M | 0.10% | +41,167 | New |
| Janney Montgomery Scott LLC | 41,385 | $1.12M | 0.00% | +12,116+41.4% | Added |