Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Cowen Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
COWN is no longer listed, and 13F filings after Q4 2022 list far fewer holders. See Q4 2022
- Institutional holders
- 2
- −157 vs. Q4 2022
- Shares held
- 1.40K
- −30.4M (−100.0%) vs. Q4 2022
- Total value
- $54.0K
- −$1.18B (−100.0%) vs. Q4 2022
- New holders
- 0
- 0 more added
- Sold out
- 157
- 1 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ronald Blue Trust, Inc. | 1,401 | $54.0K | 0.00% | −73−5.0% | Reduced |
| Huntington National Bank | 1 | $39 | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 0 | $0 | 0.00% | −2,334,921−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −1,581,286−100.0% | Sold out |
| Highland Capital Management Fund Advisors, L.P. | 0 | $0 | 0.00% | −1,357,394−100.0% | Sold out |
| Vanguard Group Inc | 0 | $0 | 0.00% | −1,332,341−100.0% | Sold out |
| Versor Investments LP | 0 | $0 | 0.00% | −1,293,109−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −1,280,935−100.0% | Sold out |
| Dimensional Fund Advisors LP | 0 | $0 | 0.00% | −1,172,733−100.0% | Sold out |
| Alpine Associates Management Inc. | 0 | $0 | 0.00% | −1,157,960−100.0% | Sold out |
| FIL Ltd | 0 | $0 | 0.00% | −1,120,571−100.0% | Sold out |
| Carlson Capital L P | 0 | $0 | 0.00% | −1,031,794−100.0% | Sold out |
| Kim, LLC | 0 | $0 | 0.00% | −1,028,447−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −827,300−100.0% | Sold out |
| UBS Oconnor LLC | 0 | $0 | 0.00% | −791,489−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −768,542−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −734,909−100.0% | Sold out |
| Woodline Partners LP | 0 | $0 | 0.00% | −660,416−100.0% | Sold out |
| Grantham, Mayo, Van Otterloo & Co. LLC | 0 | $0 | 0.00% | −594,774−100.0% | Sold out |
| State Street Corp | 0 | $0 | 0.00% | −585,541−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −570,870−100.0% | Sold out |
| Heartland Advisors Inc | 0 | $0 | 0.00% | −500,000−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −494,932−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −432,638−100.0% | Sold out |
| Bardin Hill Management Partners LP | 0 | $0 | 0.00% | −392,740−100.0% | Sold out |
| Tokio Marine Asset Management Co Ltd | 0 | $0 | 0.00% | −343,900−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −313,665−100.0% | Sold out |
| Silphium Asset Management Ltd | 0 | $0 | 0.00% | −300,000−100.0% | Sold out |
| Norges Bank | 0 | $0 | 0.00% | −280,100−100.0% | Sold out |
| Flow State Investments, L.P. | 0 | $0 | 0.00% | −260,000−100.0% | Sold out |
| Kennedy Capital Management, Inc. | 0 | $0 | 0.00% | −256,362−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −250,397−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −244,218−100.0% | Sold out |
| Levin Capital Strategies, L.P. | 0 | $0 | 0.00% | −239,713−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −229,492−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −227,821−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −225,455−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −223,128−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −221,143−100.0% | Sold out |
| Westchester Capital Management, LLC | 0 | $0 | 0.00% | −217,286−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −216,637−100.0% | Sold out |
| Pentwater Capital Management LP | 0 | $0 | 0.00% | −201,689−100.0% | Sold out |
| Crabel Capital Management, LLC | 0 | $0 | 0.00% | −195,822−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −185,200−100.0% | Sold out |
| American Century Companies Inc | 0 | $0 | 0.00% | −158,903−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −150,700−100.0% | Sold out |
| Brookfield Asset Management Inc. | 0 | $0 | 0.00% | −150,000−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −142,613−100.0% | Sold out |
| New York Life Investment Management LLC | 0 | $0 | 0.00% | −126,750−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −121,646−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −119,798−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −109,462−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −105,703−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −102,240−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −98,618−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −94,115−100.0% | Sold out |
| Gabelli Funds LLC | 0 | $0 | 0.00% | −93,950−100.0% | Sold out |
| Kellner Capital, LLC | 0 | $0 | 0.00% | −91,130−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −85,925−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −84,100−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −77,691−100.0% | Sold out |
| Gamco Investors, Inc. Et Al | 0 | $0 | 0.00% | −75,200−100.0% | Sold out |
| Vivaldi Asset Management, LLC | 0 | $0 | 0.00% | −75,190−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −74,512−100.0% | Sold out |
| Weiss Multi-Strategy Advisers LLC | 0 | $0 | 0.00% | −66,241−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −65,657−100.0% | Sold out |
| Swiss National Bank | 0 | $0 | 0.00% | −63,425−100.0% | Sold out |
| Harvest Management LLC | 0 | $0 | 0.00% | −63,300−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −61,728−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −50,896−100.0% | Sold out |
| Aureus Asset Management, LLC | 0 | $0 | 0.00% | −49,274−100.0% | Sold out |
| Public Sector Pension Investment Board | 0 | $0 | 0.00% | −46,000−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −43,725−100.0% | Sold out |
| Sagefield Capital LP | 0 | $0 | 0.00% | −43,300−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −42,529−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −38,342−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −37,640−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −36,742−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −36,000−100.0% | Sold out |
| Diametric Capital, LP | 0 | $0 | 0.00% | −35,996−100.0% | Sold out |
| BCK Capital Management LP | 0 | $0 | 0.00% | −34,000−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −33,579−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −33,514−100.0% | Sold out |
| Water Island Capital LLC | 0 | $0 | 0.00% | −33,226−100.0% | Sold out |
| UBS Asset Management Americas Inc | 0 | $0 | 0.00% | −31,047−100.0% | Sold out |
| Skandinaviska Enskilda Banken AB (publ) | 0 | $0 | 0.00% | −30,782−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −29,046−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −28,450−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −28,440−100.0% | Sold out |
| Public Employees Retirement System of Ohio | 0 | $0 | 0.00% | −27,522−100.0% | Sold out |
| Gabelli & Co Investment Advisers, Inc. | 0 | $0 | 0.00% | −25,950−100.0% | Sold out |
| Greenwich Wealth Management LLC | 0 | $0 | 0.00% | −24,750−100.0% | Sold out |
| K2 Principal Fund, L.P. | 0 | $0 | 0.00% | −22,814−100.0% | Sold out |
| Affinity Investment Advisors, LLC | 0 | $0 | 0.00% | −22,559−100.0% | Sold out |
| GAM Holding AG | 0 | $0 | 0.00% | −22,400−100.0% | Sold out |
| Candriam Luxembourg S.C.A. | 0 | $0 | 0.00% | −21,578−100.0% | Sold out |
| Bleakley Financial Group, LLC | 0 | $0 | 0.00% | −20,755−100.0% | Sold out |
| New York State Common Retirement Fund | 0 | $0 | 0.00% | −18,751−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −17,411−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −15,109−100.0% | Sold out |