Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Cowen Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 161
- +3 vs. Q2 2022
- Shares held
- 26.1M
- +2.27M (+9.5%) vs. Q2 2022
- Total value
- $1.01B
- +$442.2M (+78.3%) vs. Q2 2022
- New holders
- 57
- 32 more added
- Sold out
- 54
- 50 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 2,275,584 | $87.9M | 0.00% | −431,243−15.9% | Reduced |
| Magnetar Financial LLC | 1,630,625 | $63.0M | 0.88% | +1,630,625 | New |
| Vanguard Group Inc | 1,293,912 | $50.0M | 0.00% | −329,723−20.3% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 1,265,282 | $48.9M | 3.27% | +1,265,282 | New |
| Versor Investments LP | 1,260,152 | $48.7M | 2.90% | +1,260,152 | New |
| Dimensional Fund Advisors LP | 1,240,196 | $47.9M | 0.02% | −77,800−5.9% | Reduced |
| Kim, LLC | 1,044,487 | $40.4M | 1.88% | +1,044,487 | New |
| Carlson Capital L P | 900,000 | $34.8M | 2.64% | +900,000 | New |
| FIL Ltd | 895,994 | $34.6M | 0.04% | +895,994 | New |
| Alpine Associates Management Inc. | 685,500 | $26.5M | 1.10% | +685,500 | New |
| Grantham, Mayo, Van Otterloo & Co. LLC | 612,708 | $23.7M | 0.14% | +612,708 | New |
| State Street Corp | 605,457 | $23.4M | 0.00% | −4,264−0.7% | Reduced |
| FMR LLC | 562,851 | $21.7M | 0.00% | −410,566−42.2% | Reduced |
| Tudor Investment Corp Et Al | 562,346 | $21.7M | 0.53% | +562,346 | New |
| JPMorgan Chase & Co | 516,351 | $20.0M | 0.00% | +191,875+59.1% | Added |
| Heartland Advisors Inc | 500,000 | $19.3M | 1.44% | −39,950−7.4% | Reduced |
| Geode Capital Management, LLC | 482,568 | $18.6M | 0.00% | −4,570−0.9% | Reduced |
| CNH Partners LLC | 479,802 | $18.5M | 0.41% | +479,802 | New |
| Water Island Capital LLC | 449,416 | $17.4M | 0.98% | +449,416 | New |
| Goldman Sachs Group Inc | 445,150 | $17.2M | 0.01% | +361,031+429.2% | Added |
| Deutsche Bank AG | 428,843 | $16.6M | 0.01% | +413,055+2,616.3% | Added |
| Nuveen Asset Management, LLC | 404,319 | $15.6M | 0.01% | −20,560−4.8% | Reduced |
| Woodline Partners LP | 374,739 | $14.5M | 0.21% | +374,739 | New |
| Bank of America Corp | 291,240 | $11.3M | 0.00% | +220,866+313.8% | Added |
| Charles Schwab Investment Management Inc | 284,651 | $11.0M | 0.00% | +26,054+10.1% | Added |
| Morgan Stanley | 275,657 | $10.7M | 0.00% | −325,593−54.2% | Reduced |
| Levin Capital Strategies, L.P. | 275,496 | $10.6M | 1.45% | −181,204−39.7% | Reduced |
| Kennedy Capital Management, Inc. | 273,096 | $10.6M | 0.31% | −2,151−0.8% | Reduced |
| Man Group plc | 260,001 | $10.0M | 0.05% | – | – |
| Northern Trust Corp | 248,451 | $9.60M | 0.00% | −1,720−0.7% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 242,800 | $9.38M | 0.05% | +242,800 | New |
| Sand Grove Capital Management LLP | 240,184 | $9.28M | 0.89% | +240,184 | New |
| TIG Advisors, LLC | 222,901 | $8.61M | 0.33% | +222,901 | New |
| Westchester Capital Management, LLC | 217,286 | $8.40M | 0.25% | +217,286 | New |
| Neuberger Berman Group LLC | 211,643 | $8.18M | 0.01% | +211,643 | New |
| Pentwater Capital Management LP | 201,689 | $7.79M | 0.12% | +201,689 | New |
| Crabel Capital Management, LLC | 195,822 | $7.57M | 4.42% | +195,822 | New |
| Tokio Marine Asset Management Co Ltd | 194,900 | $7.53M | 0.64% | +194,900 | New |
| Bridgeway Capital Management, LLC | 185,200 | $7.16M | 0.19% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 169,986 | $6.57M | 0.00% | +16,946+11.1% | Added |
| American Century Companies Inc | 157,484 | $6.08M | 0.01% | +5,383+3.5% | Added |
| Centiva Capital, LP | 125,100 | $4.83M | 0.36% | +125,100 | New |
| UBS Group AG | 117,340 | $4.53M | 0.00% | +6,086+5.5% | Added |
| Prelude Capital Management, LLC | 116,394 | $4.50M | 0.23% | +102,371+730.0% | Added |
| Citadel Advisors LLC | 111,066 | $4.29M | 0.01% | +75,935+216.1% | Added |
| Silphium Asset Management Ltd | 100,000 | $3.86M | 3.48% | +100,000 | New |
| EHP Funds Inc. | 100,000 | $3.86M | 0.85% | +100,000 | New |
| Brookfield Asset Management Inc. | 95,000 | $3.67M | 0.01% | +95,000 | New |
| Credit Suisse AG | 88,102 | $3.40M | 0.00% | +67,690+331.6% | Added |
| Invesco Ltd. | 86,440 | $3.34M | 0.00% | −58,507−40.4% | Reduced |
| New York Life Investment Management LLC | 84,128 | $3.25M | 0.04% | +66,920+388.9% | Added |
| YorkBridge Wealth Partners, LLC | 80,055 | $3.09M | 0.80% | −48,300−37.6% | Reduced |
| Susquehanna International Group, LLP | 67,724 | $2.62M | 0.01% | +55,551+456.3% | Added |
| Weiss Multi-Strategy Advisers LLC | 66,716 | $2.58M | 0.07% | +66,716 | New |
| Victory Capital Management Inc | 64,662 | $2.50M | 0.00% | −25,363−28.2% | Reduced |
| Alliancebernstein L.P. | 64,370 | $2.49M | 0.00% | −80,231−55.5% | Reduced |
| Havens Advisors LLC | 64,000 | $2.47M | 3.70% | +64,000 | New |
| Qube Research & Technologies Ltd | 62,755 | $2.42M | 0.02% | +62,755 | New |
| Swiss National Bank | 61,925 | $2.39M | 0.00% | +900+1.5% | Added |
| Verition Fund Management LLC | 61,728 | $2.38M | 0.03% | +4,997+8.8% | Added |
| Harvest Management LLC | 58,500 | $2.26M | 2.06% | +58,500 | New |
| Ergoteles LLC | 49,254 | $1.90M | 0.07% | +49,254 | New |
| Vident Investment Advisory, LLC | 49,316 | $1.90M | 0.06% | +2,664+5.7% | Added |
| Wolverine Asset Management LLC | 48,020 | $1.85M | 0.03% | +48,020 | New |
| Rhumbline Advisers | 45,587 | $1.76M | 0.00% | +5,665+14.2% | Added |
| Gabelli Funds LLC | 43,300 | $1.67M | 0.01% | +43,300 | New |
| PEAK6 Investments LLC | 42,942 | $1.66M | 0.06% | −86,675−66.9% | Reduced |
| Schonfeld Strategic Advisors LLC | 41,600 | $1.61M | 0.01% | −275,870−86.9% | Reduced |
| SG Americas Securities, LLC | 39,429 | $1.52M | 0.02% | +30,419+337.6% | Added |
| Russell Investments Group, Ltd. | 38,536 | $1.49M | 0.00% | −137,486−78.1% | Reduced |
| Millennium Management LLC | 35,256 | $1.36M | 0.00% | −223,906−86.4% | Reduced |
| BCK Capital Management LP | 34,000 | $1.31M | 0.94% | +34,000 | New |
| Ameriprise Financial Inc | 33,810 | $1.31M | 0.00% | −218,087−86.6% | Reduced |
| California State Teachers Retirement System | 32,851 | $1.27M | 0.00% | −462−1.4% | Reduced |
| Barclays PLC | 32,557 | $1.26M | 0.00% | +1,231+3.9% | Added |
| UBS Asset Management Americas Inc | 31,083 | $1.20M | 0.00% | −910−2.8% | Reduced |
| Kellner Capital, LLC | 30,507 | $1.18M | 0.67% | +30,507 | New |
| Skandinaviska Enskilda Banken AB (publ) | 30,000 | $1.16M | 0.01% | +30,000 | New |
| Quantedge Capital Pte Ltd | 25,000 | $966.0K | 0.30% | +25,000 | New |
| Caption Management, LLC | 24,900 | $962.0K | 0.17% | +24,900 | New |
| Sagefield Capital LP | 24,100 | $931.0K | 0.30% | +24,100 | New |
| Diametric Capital, LP | 23,226 | $897.0K | 0.45% | +23,226 | New |
| Dark Forest Capital Management LP | 22,963 | $887.0K | 0.16% | +22,963 | New |
| Affinity Investment Advisors, LLC | 22,402 | $866.0K | 0.45% | −6,558−22.6% | Reduced |
| GAM Holding AG | 22,400 | $866.0K | 0.07% | +22,400 | New |
| Candriam Luxembourg S.C.A. | 21,578 | $834.0K | 0.01% | +21,578 | New |
| Price T Rowe Associates Inc | 20,612 | $797.0K | 0.00% | −45,756−68.9% | Reduced |
| Essex Investment Management Co LLC | 20,324 | $785.0K | 0.13% | −258,167−92.7% | Reduced |
| New York State Common Retirement Fund | 18,741 | $724.0K | 0.00% | +38+0.2% | Added |
| Squarepoint Ops LLC | 15,973 | $617.0K | 0.01% | −45,465−74.0% | Reduced |
| Group One Trading, L.P. | 15,475 | $598.0K | 0.02% | +4,772+44.6% | Added |
| Two Sigma Advisers, LP | 14,942 | $577.0K | 0.00% | −188,986−92.7% | Reduced |
| Next Level Private LLC | 14,000 | $540.0K | 0.48% | +14,000 | New |
| State Board of Administration of Florida Retirement System | 13,715 | $530.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 13,615 | $526.0K | 0.00% | +13,615 | New |
| D. E. Shaw & Co., Inc. | 13,565 | $524.0K | 0.00% | −291,914−95.6% | Reduced |
| Tower Research Capital LLC (TRC) | 13,249 | $512.0K | 0.01% | +9,691+272.4% | Added |
| MetLife Investment Management | 12,921 | $499.3K | 0.00% | −2,626−16.9% | Reduced |
| Federated Hermes, Inc. | 12,776 | $494.0K | 0.00% | −36,284−74.0% | Reduced |
| First Hawaiian Bank | 12,680 | $490.0K | 0.02% | −2,380−15.8% | Reduced |