Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Cowen Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 161
- +3 vs. Q2 2022
- Shares held
- 26.1M
- +2.27M (+9.5%) vs. Q2 2022
- Total value
- $1.01B
- +$442.2M (+78.3%) vs. Q2 2022
- New holders
- 57
- 32 more added
- Sold out
- 54
- 50 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 8 | $0 | 0.00% | +8 | New |
| Whittier Trust Co | 21 | $1.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 58 | $2.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 44 | $2.00K | 0.00% | +44 | New |
| Simplex Trading, LLC | 100 | $3.00K | 0.00% | −4,339−97.7% | Reduced |
| TSFG, LLC | 83 | $3.00K | 0.00% | +1+1.2% | Added |
| Brown Brothers Harriman & Co | 107 | $4.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 106 | $4.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 160 | $6.00K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 170 | $7.00K | 0.01% | −117−40.8% | Reduced |
| Norwood Financial Corp | 200 | $8.00K | 0.01% | −300−60.0% | Reduced |
| Quadrant Capital Group LLC | 231 | $9.00K | 0.00% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 250 | $10.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 302 | $11.0K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 311 | $12.0K | 0.00% | +311 | New |
| Ronald Blue Trust, Inc. | 540 | $13.0K | 0.00% | +507+1,536.4% | Added |
| TCI Wealth Advisors, Inc. | 370 | $14.0K | 0.00% | 00.0% | Unchanged |
| Paragon Wealth Strategies, LLC | 525 | $20.0K | 0.02% | +525 | New |
| CWM, LLC | 683 | $26.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 710 | $27.0K | 0.00% | −887−55.5% | Reduced |
| The PNC Financial Services Group, Inc. | 995 | $38.0K | 0.00% | +4+0.4% | Added |
| Citigroup Inc | 1,053 | $41.0K | 0.00% | −4,517−81.1% | Reduced |
| Great West Life Assurance Co | 1,125 | $43.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,276 | $49.0K | 0.00% | +76+6.3% | Added |
| Public Employees Retirement System of Ohio | 1,355 | $52.0K | 0.00% | −51,943−97.5% | Reduced |
| Founders Capital Management | 1,500 | $58.0K | 0.05% | 00.0% | Unchanged |
| Longfellow Investment Management Co LLC | 1,528 | $59.0K | 0.01% | +1,528 | New |
| Metropolitan Life Insurance Co | 1,530 | $59.1K | 0.00% | −298−16.3% | Reduced |
| Nisa Investment Advisors, LLC | 1,618 | $62.0K | 0.00% | +18+1.1% | Added |
| Ameritas Investment Partners, Inc. | 2,148 | $82.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,789 | $108.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 3,200 | $124.0K | 0.01% | −12,500−79.6% | Reduced |
| Amalgamated Bank | 3,356 | $130.0K | 0.00% | +32+1.0% | Added |
| Wipfli Financial Advisors LLC, | 3,583 | $138.0K | 0.01% | +3,583 | New |
| Royal Bank of Canada | 4,106 | $159.0K | 0.00% | +1,769+75.7% | Added |
| Bridgefront Capital, LLC | 5,224 | $202.0K | 0.21% | +5,224 | New |
| EMC Capital Management | 5,396 | $209.0K | 0.19% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 5,964 | $230.0K | 0.00% | +5,964 | New |
| Sabal Trust CO | 6,000 | $232.0K | 0.02% | +6,000 | New |
| Wells Fargo & Company | 6,579 | $255.0K | 0.00% | −5,587−45.9% | Reduced |
| Arizona State Retirement System | 7,098 | $274.0K | 0.00% | +7,098 | New |
| Public Employees Retirement Association of Colorado | 8,334 | $322.0K | 0.00% | 00.0% | Unchanged |
| Algert Global LLC | 9,009 | $348.0K | 0.02% | −97,690−91.6% | Reduced |
| Citizens Financial Group Inc | 9,521 | $368.0K | 0.02% | +9,521 | New |
| Legal & General Group Plc | 9,777 | $378.0K | 0.00% | −2,204−18.4% | Reduced |
| Voya Investment Management LLC | 9,840 | $380.2K | 0.00% | −242−2.4% | Reduced |
| Wellington Management Group LLP | 9,952 | $385.0K | 0.00% | −187,472−95.0% | Reduced |
| Gamco Investors, Inc. Et Al | 10,100 | $390.0K | 0.00% | +10,100 | New |
| Manufacturers Life Insurance Company, The | 10,296 | $397.8K | 0.00% | −191−1.8% | Reduced |
| Exchange Traded Concepts, LLC | 10,292 | $398.0K | 0.01% | −8,233−44.4% | Reduced |
| Shell Asset Management Co | 11,005 | $425.0K | 0.02% | −2,920−21.0% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 11,400 | $440.0K | 0.06% | +11,400 | New |
| Mirae Asset Global Investments Co., Ltd. | 11,487 | $444.0K | 0.00% | +11,487 | New |
| BNP Paribas Arbitrage, SA | 11,826 | $457.0K | 0.00% | +2,058+21.1% | Added |
| Janney Montgomery Scott LLC | 11,856 | $458.0K | 0.00% | −27,611−70.0% | Reduced |
| Cutler Group LP | 11,885 | $459.0K | 0.06% | +11,713+6,809.9% | Added |
| AQR Capital Management LLC | 11,929 | $461.0K | 0.00% | −102,610−89.6% | Reduced |
| Evercore Wealth Management, LLC | 12,304 | $475.0K | 0.01% | 00.0% | Unchanged |
| American International Group, Inc. | 12,474 | $482.0K | 0.00% | +176+1.4% | Added |
| First Hawaiian Bank | 12,680 | $490.0K | 0.02% | −2,380−15.8% | Reduced |
| Federated Hermes, Inc. | 12,776 | $494.0K | 0.00% | −36,284−74.0% | Reduced |
| MetLife Investment Management | 12,921 | $499.3K | 0.00% | −2,626−16.9% | Reduced |
| Tower Research Capital LLC (TRC) | 13,249 | $512.0K | 0.01% | +9,691+272.4% | Added |
| D. E. Shaw & Co., Inc. | 13,565 | $524.0K | 0.00% | −291,914−95.6% | Reduced |
| Jane Street Group, LLC | 13,615 | $526.0K | 0.00% | +13,615 | New |
| State Board of Administration of Florida Retirement System | 13,715 | $530.0K | 0.00% | 00.0% | Unchanged |
| Next Level Private LLC | 14,000 | $540.0K | 0.48% | +14,000 | New |
| Two Sigma Advisers, LP | 14,942 | $577.0K | 0.00% | −188,986−92.7% | Reduced |
| Group One Trading, L.P. | 15,475 | $598.0K | 0.02% | +4,772+44.6% | Added |
| Squarepoint Ops LLC | 15,973 | $617.0K | 0.01% | −45,465−74.0% | Reduced |
| New York State Common Retirement Fund | 18,741 | $724.0K | 0.00% | +38+0.2% | Added |
| Essex Investment Management Co LLC | 20,324 | $785.0K | 0.13% | −258,167−92.7% | Reduced |
| Price T Rowe Associates Inc | 20,612 | $797.0K | 0.00% | −45,756−68.9% | Reduced |
| Candriam Luxembourg S.C.A. | 21,578 | $834.0K | 0.01% | +21,578 | New |
| Affinity Investment Advisors, LLC | 22,402 | $866.0K | 0.45% | −6,558−22.6% | Reduced |
| GAM Holding AG | 22,400 | $866.0K | 0.07% | +22,400 | New |
| Dark Forest Capital Management LP | 22,963 | $887.0K | 0.16% | +22,963 | New |
| Diametric Capital, LP | 23,226 | $897.0K | 0.45% | +23,226 | New |
| Sagefield Capital LP | 24,100 | $931.0K | 0.30% | +24,100 | New |
| Caption Management, LLC | 24,900 | $962.0K | 0.17% | +24,900 | New |
| Quantedge Capital Pte Ltd | 25,000 | $966.0K | 0.30% | +25,000 | New |
| Skandinaviska Enskilda Banken AB (publ) | 30,000 | $1.16M | 0.01% | +30,000 | New |
| Kellner Capital, LLC | 30,507 | $1.18M | 0.67% | +30,507 | New |
| UBS Asset Management Americas Inc | 31,083 | $1.20M | 0.00% | −910−2.8% | Reduced |
| Barclays PLC | 32,557 | $1.26M | 0.00% | +1,231+3.9% | Added |
| California State Teachers Retirement System | 32,851 | $1.27M | 0.00% | −462−1.4% | Reduced |
| Ameriprise Financial Inc | 33,810 | $1.31M | 0.00% | −218,087−86.6% | Reduced |
| BCK Capital Management LP | 34,000 | $1.31M | 0.94% | +34,000 | New |
| Millennium Management LLC | 35,256 | $1.36M | 0.00% | −223,906−86.4% | Reduced |
| Russell Investments Group, Ltd. | 38,536 | $1.49M | 0.00% | −137,486−78.1% | Reduced |
| SG Americas Securities, LLC | 39,429 | $1.52M | 0.02% | +30,419+337.6% | Added |
| Schonfeld Strategic Advisors LLC | 41,600 | $1.61M | 0.01% | −275,870−86.9% | Reduced |
| PEAK6 Investments LLC | 42,942 | $1.66M | 0.06% | −86,675−66.9% | Reduced |
| Gabelli Funds LLC | 43,300 | $1.67M | 0.01% | +43,300 | New |
| Rhumbline Advisers | 45,587 | $1.76M | 0.00% | +5,665+14.2% | Added |
| Wolverine Asset Management LLC | 48,020 | $1.85M | 0.03% | +48,020 | New |
| Vident Investment Advisory, LLC | 49,316 | $1.90M | 0.06% | +2,664+5.7% | Added |
| Ergoteles LLC | 49,254 | $1.90M | 0.07% | +49,254 | New |
| Harvest Management LLC | 58,500 | $2.26M | 2.06% | +58,500 | New |