Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Cowen Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 190
- +12 vs. Q3 2021
- Shares held
- 24.6M
- −654.5K (−2.6%) vs. Q3 2021
- Total value
- $888.0M
- +$21.5M (+2.5%) vs. Q3 2021
- New holders
- 38
- 56 more added
- Sold out
- 26
- 70 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 2,656,131 | $95.9M | 0.00% | −46,664−1.7% | Reduced |
| Vanguard Group Inc | 1,665,344 | $60.1M | 0.00% | −122,179−6.8% | Reduced |
| Azora Capital LP | 1,497,441 | $54.1M | 8.46% | −261,684−14.9% | Reduced |
| Dimensional Fund Advisors LP | 1,293,103 | $46.7M | 0.01% | −22,838−1.7% | Reduced |
| Millennium Management LLC | 1,050,635 | $37.9M | 0.04% | +205,191+24.3% | Added |
| Arbiter Partners Capital Management LLC | 932,693 | $33.7M | 23.55% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 889,901 | $32.1M | 0.01% | +8,295+0.9% | Added |
| FMR LLC | 722,778 | $26.1M | 0.00% | −83,949−10.4% | Reduced |
| State Street Corp | 709,468 | $25.6M | 0.00% | +84,280+13.5% | Added |
| Ameriprise Financial Inc | 667,021 | $24.1M | 0.01% | +146,811+28.2% | Added |
| Jacobs Levy Equity Management, Inc | 586,729 | $21.2M | 0.14% | −31,669−5.1% | Reduced |
| Geode Capital Management, LLC | 576,598 | $20.8M | 0.00% | +68,079+13.4% | Added |
| Heartland Advisors Inc | 539,750 | $19.5M | 1.14% | −2,300−0.4% | Reduced |
| Phase 2 Partners, LLC | 509,701 | $18.4M | 12.20% | +509,701 | New |
| Salzhauer Michael | 457,702 | $16.5M | 6.27% | −9,427−2.0% | Reduced |
| D. E. Shaw & Co., Inc. | 425,780 | $15.4M | 0.02% | +20,976+5.2% | Added |
| Schonfeld Strategic Advisors LLC | 389,676 | $14.1M | 0.14% | +315,248+423.6% | Added |
| JPMorgan Chase & Co | 378,444 | $13.7M | 0.00% | −41,588−9.9% | Reduced |
| Driehaus Capital Management LLC | 372,335 | $13.4M | 0.14% | −17,572−4.5% | Reduced |
| Bridgeway Capital Management, LLC | 334,300 | $12.1M | 0.22% | +30,100+9.9% | Added |
| Nomura Holdings Inc | 323,397 | $11.7M | 0.07% | +26,597+9.0% | Added |
| Two Sigma Advisers, LP | 314,028 | $11.3M | 0.03% | −117,000−27.1% | Reduced |
| Essex Investment Management Co LLC | 277,965 | $10.0M | 1.15% | +2,894+1.1% | Added |
| Northern Trust Corp | 262,845 | $9.49M | 0.00% | −18,386−6.5% | Reduced |
| Hotchkis & Wiley Capital Management LLC | 256,350 | $9.25M | 0.03% | +2,800+1.1% | Added |
| Eagle Asset Management Inc | 253,629 | $9.23M | 0.04% | +253,629 | New |
| Mendon Capital Advisors Corp | 250,000 | $9.03M | 2.59% | +50,000+25.0% | Added |
| Wellington Management Group LLP | 201,752 | $7.28M | 0.00% | +201,752 | New |
| Two Sigma Investments, LP | 200,061 | $7.22M | 0.02% | −65,447−24.6% | Reduced |
| Russell Investments Group, Ltd. | 196,607 | $7.09M | 0.01% | −19,785−9.1% | Reduced |
| Charles Schwab Investment Management Inc | 191,626 | $6.92M | 0.00% | −20,071−9.5% | Reduced |
| Kennedy Capital Management, Inc. | 182,122 | $6.58M | 0.14% | −3,296−1.8% | Reduced |
| Steamboat Capital Partners, LLC | 178,703 | $6.45M | 1.97% | −18,269−9.3% | Reduced |
| Morgan Stanley | 172,568 | $6.23M | 0.00% | −86,049−33.3% | Reduced |
| Bank of New York Mellon Corp | 168,448 | $6.08M | 0.00% | −46,420−21.6% | Reduced |
| ExodusPoint Capital Management, LP | 160,980 | $5.81M | 0.07% | +75,751+88.9% | Added |
| Invesco Ltd. | 160,936 | $5.81M | 0.00% | −8,488−5.0% | Reduced |
| Fisher Asset Management, LLC | 155,040 | $5.60M | 0.00% | −652−0.4% | Reduced |
| Private Advisor Group, LLC | 145,069 | $5.24M | 0.04% | −152,331−51.2% | Reduced |
| Allianz Asset Management GmbH | 143,836 | $5.19M | 0.00% | −155,343−51.9% | Reduced |
| Alliancebernstein L.P. | 140,601 | $5.08M | 0.00% | −3,000−2.1% | Reduced |
| Federated Hermes, Inc. | 138,165 | $4.99M | 0.01% | −1,480−1.1% | Reduced |
| YorkBridge Wealth Partners, LLC | 128,469 | $4.64M | 1.04% | 00.0% | Unchanged |
| FDx Advisors, Inc. | 128,469 | $4.64M | 0.13% | +128,469 | New |
| Principal Financial Group Inc | 114,667 | $4.14M | 0.00% | +25,763+29.0% | Added |
| Foundry Partners, LLC | 113,025 | $4.08M | 0.14% | −3,625−3.1% | Reduced |
| Wetherby Asset Management Inc | 109,735 | $3.96M | 0.22% | +29,620+37.0% | Added |
| Bank of America Corp | 102,125 | $3.69M | 0.00% | +8,322+8.9% | Added |
| American Century Companies Inc | 92,597 | $3.34M | 0.00% | +22,493+32.1% | Added |
| AQR Capital Management LLC | 89,831 | $3.24M | 0.01% | −7,317−7.5% | Reduced |
| Voloridge Investment Management, LLC | 89,208 | $3.22M | 0.02% | +49,574+125.1% | Added |
| Goldman Sachs Group Inc | 80,795 | $2.92M | 0.00% | −211,533−72.4% | Reduced |
| Algebris (UK) Ltd | 78,932 | $2.85M | 1.42% | +78,932 | New |
| Victory Capital Management Inc | 75,399 | $2.72M | 0.00% | +375+0.5% | Added |
| Difesa Capital Management, LP | 74,365 | $2.69M | 1.94% | +74,365 | New |
| Prudential Financial Inc | 66,215 | $2.54M | 0.00% | +4,279+6.9% | Added |
| Deroy & Devereaux Private Investment Counsel Inc | 61,970 | $2.24M | 0.16% | 00.0% | Unchanged |
| APG Asset Management N.V. | 69,600 | $2.21M | 0.00% | −21,600−23.7% | Reduced |
| Parametric Portfolio Associates LLC | 59,949 | $2.16M | 0.00% | −17,326−22.4% | Reduced |
| Cubist Systematic Strategies, LLC | 58,021 | $2.10M | 0.02% | +46,903+421.9% | Added |
| Swiss National Bank | 57,525 | $2.08M | 0.00% | +4,400+8.3% | Added |
| Vident Investment Advisory, LLC | 54,914 | $1.98M | 0.05% | +1,724+3.2% | Added |
| Susquehanna International Group, LLP | 49,386 | $1.78M | 0.00% | +2,721+5.8% | Added |
| Barclays PLC | 48,964 | $1.77M | 0.00% | −1,055−2.1% | Reduced |
| Full18 Capital LLC | 44,218 | $1.67M | 0.71% | −36,330−45.1% | Reduced |
| Dana Investment Advisors, Inc. | 43,564 | $1.57M | 0.07% | +1,021+2.4% | Added |
| Public Employees Retirement System of Ohio | 42,731 | $1.54M | 0.01% | 00.0% | Unchanged |
| SEI Investments Co | 40,423 | $1.46M | 0.00% | −7,107−15.0% | Reduced |
| Prelude Capital Management, LLC | 40,235 | $1.45M | 0.07% | +32,716+435.1% | Added |
| UBS Asset Management Americas Inc | 39,775 | $1.44M | 0.00% | +738+1.9% | Added |
| New York State Common Retirement Fund | 38,751 | $1.40M | 0.00% | +110.0% | Added |
| Rhumbline Advisers | 38,356 | $1.39M | 0.00% | +45+0.1% | Added |
| Wells Fargo & Company | 37,826 | $1.37M | 0.00% | −1,460−3.7% | Reduced |
| Delphi Management Inc | 37,031 | $1.34M | 1.26% | +2,444+7.1% | Added |
| California State Teachers Retirement System | 36,564 | $1.32M | 0.00% | +1,588+4.5% | Added |
| Norges Bank | 34,000 | $1.23M | 0.00% | −700−2.0% | Reduced |
| Citadel Advisors LLC | 33,143 | $1.20M | 0.00% | −114,997−77.6% | Reduced |
| First Hawaiian Bank | 32,478 | $1.17M | 0.03% | +17,418+115.7% | Added |
| Jackson Creek Investment Advisors LLC | 30,283 | $1.09M | 0.39% | +2,230+7.9% | Added |
| Janney Montgomery Scott LLC | 29,269 | $1.06M | 0.00% | −35,569−54.9% | Reduced |
| Affinity Investment Advisors, LLC | 28,960 | $1.04M | 0.42% | +112+0.4% | Added |
| AlphaCrest Capital Management LLC | 28,038 | $1.01M | 0.04% | +28,038 | New |
| Qube Research & Technologies Ltd | 26,927 | $972.0K | 0.01% | +7,564+39.1% | Added |
| Blueshift Asset Management, LLC | 26,261 | $948.0K | 0.08% | −15,392−37.0% | Reduced |
| Boston Partners | 25,777 | $931.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 25,339 | $914.7K | 0.00% | −23,896−48.5% | Reduced |
| Martingale Asset Management L P | 24,877 | $899.0K | 0.01% | −4,590−15.6% | Reduced |
| Gyon Technologies Capital Management, LP | 24,888 | $898.0K | 0.17% | −41,222−62.4% | Reduced |
| Jump Financial, LLC | 24,218 | $874.0K | 0.05% | +24,218 | New |
| Panagora Asset Management Inc | 23,861 | $861.0K | 0.00% | +3,021+14.5% | Added |
| Man Group plc | 23,182 | $836.0K | 0.00% | +12,952+126.6% | Added |
| Deutsche Bank AG | 23,088 | $834.0K | 0.00% | −10,516−31.3% | Reduced |
| Algert Global LLC | 22,944 | $828.0K | 0.10% | −11,570−33.5% | Reduced |
| Credit Suisse AG | 22,158 | $800.0K | 0.00% | +3,756+20.4% | Added |
| SummerHaven Investment Management, LLC | 21,413 | $773.0K | 0.42% | 00.0% | Unchanged |
| Truist Financial Corp | 21,132 | $763.0K | 0.00% | +100+0.5% | Added |
| Price T Rowe Associates Inc | 20,638 | $745.0K | 0.00% | +1,284+6.6% | Added |
| HRT Financial LP | 19,192 | $692.0K | 0.00% | +19,192 | New |
| Raymond James & Associates | 19,053 | $688.0K | 0.00% | −26,646−58.3% | Reduced |
| Envestnet Asset Management Inc | 18,966 | $685.0K | 0.00% | −2,025−9.6% | Reduced |