Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Cowen Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 190
- +12 vs. Q3 2021
- Shares held
- 24.6M
- −654.5K (−2.6%) vs. Q3 2021
- Total value
- $888.0M
- +$21.5M (+2.5%) vs. Q3 2021
- New holders
- 38
- 56 more added
- Sold out
- 26
- 70 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Toronto Dominion Bank | 3 | $0 | 0.00% | +3 | New |
| CWM, LLC | 8 | $0 | 0.00% | +8 | New |
| Elequin Capital LP | 10 | $0 | 0.00% | +10 | New |
| Snowden Capital Advisors LLC | 27 | $0 | 0.00% | +27 | New |
| Brown Brothers Harriman & Co | 107 | $4.00K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 144 | $5.00K | 0.01% | +144 | New |
| Bessemer Group Inc | 160 | $6.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 200 | $7.00K | 0.01% | +200 | New |
| TCI Wealth Advisors, Inc. | 226 | $8.00K | 0.00% | +226 | New |
| BerganKDV Wealth Management, LLC | 250 | $9.00K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 250 | $9.00K | 0.00% | +250 | New |
| Rockefeller Capital Management L.P. | 302 | $10.0K | 0.00% | −130−30.1% | Reduced |
| Farmers & Merchants Investments Inc | 276 | $10.0K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 324 | $11.0K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 335 | $12.0K | 0.00% | +335 | New |
| Sphinx Trading, LP | 374 | $14.0K | 0.01% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 469 | $17.0K | 0.01% | +469 | New |
| Norwood Financial Corp | 500 | $18.0K | 0.02% | +500 | New |
| Huntington National Bank | 626 | $23.0K | 0.00% | +1+0.2% | Added |
| Copeland Capital Management, LLC | 781 | $28.0K | 0.00% | +16+2.1% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 847 | $31.0K | 0.00% | +847 | New |
| Founders Capital Management | 900 | $32.0K | 0.02% | 00.0% | Unchanged |
| Private Capital Group, LLC | 921 | $33.0K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,019 | $37.0K | 0.00% | −97−8.7% | Reduced |
| Point72 Hong Kong Ltd | 1,018 | $37.0K | 0.00% | +1,018 | New |
| Great West Life Assurance Co | 1,125 | $40.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 1,118 | $40.0K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 1,303 | $47.0K | 0.00% | +1,303 | New |
| Captrust Financial Advisors | 1,320 | $48.0K | 0.00% | −191−12.6% | Reduced |
| Dorsey Wright & Associates | 1,585 | $57.0K | 0.01% | +216+15.8% | Added |
| US Bancorp | 1,679 | $61.0K | 0.00% | +54+3.3% | Added |
| Ameritas Investment Partners, Inc. | 2,148 | $78.0K | 0.00% | 00.0% | Unchanged |
| New York State Teachers Retirement System | 2,400 | $87.0K | 0.00% | +200+9.1% | Added |
| Spire Wealth Management | 2,485 | $90.0K | 0.00% | −145−5.5% | Reduced |
| Tower Research Capital LLC (TRC) | 2,736 | $99.0K | 0.00% | −1,903−41.0% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,789 | $101.0K | 0.00% | 00.0% | Unchanged |
| Denali Advisors LLC | 5,429 | $196.0K | 0.07% | +5,429 | New |
| Gsa Capital Partners LLP | 5,586 | $202.0K | 0.03% | −31,705−85.0% | Reduced |
| SG Americas Securities, LLC | 5,596 | $202.0K | 0.00% | −6,563−54.0% | Reduced |
| Regentatlantic Capital LLC | 5,600 | $202.0K | 0.01% | +5,600 | New |
| Cambria Investment Management, L.P. | 5,629 | $203.0K | 0.03% | +5,629 | New |
| ProShare Advisors LLC | 5,765 | $208.0K | 0.00% | +5,765 | New |
| Bailard, Inc. | 5,801 | $209.0K | 0.01% | −1,500−20.5% | Reduced |
| Squarepoint Ops LLC | 6,250 | $226.0K | 0.00% | +6,250 | New |
| Redmont Wealth Advisors LLC | 6,292 | $227.0K | 0.25% | +6,292 | New |
| Arizona State Retirement System | 7,029 | $254.0K | 0.00% | +442+6.7% | Added |
| Metropolitan Life Insurance Co | 7,297 | $263.4K | 0.00% | 00.0% | Unchanged |
| Eqis Capital Management, Inc. | 7,358 | $266.0K | 0.02% | +7,358 | New |
| Los Angeles Capital Management LLC | 7,502 | $271.0K | 0.00% | −12,683−62.8% | Reduced |
| Shay Capital LLC | 7,500 | $271.0K | 0.10% | +7,500 | New |
| Advisor Group Holdings, Inc. | 7,968 | $288.0K | 0.00% | −1,903−19.3% | Reduced |
| Occudo Quantitative Strategies LP | 8,409 | $304.0K | 0.03% | −132−1.5% | Reduced |
| Janus Henderson Group PLC | 8,714 | $315.0K | 0.00% | +2,842+48.4% | Added |
| State of Wisconsin Investment Board | 8,900 | $321.0K | 0.00% | 00.0% | Unchanged |
| Globeflex Capital L P | 8,950 | $323.0K | 0.07% | 00.0% | Unchanged |
| Campbell & CO Investment Adviser LLC | 9,200 | $332.0K | 0.11% | −20,000−68.5% | Reduced |
| Quantedge Capital Pte Ltd | 9,200 | $332.0K | 0.14% | −8,100−46.8% | Reduced |
| Paloma Partners Management Co | 9,200 | $332.0K | 0.01% | +9,200 | New |
| Pitcairn Co | 9,249 | $334.0K | 0.02% | −430−4.4% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 9,500 | $343.0K | 0.00% | −46,400−83.0% | Reduced |
| New York Life Investments Alternatives | 9,578 | $346.0K | 0.23% | −1,487−13.4% | Reduced |
| Public Employees Retirement Association of Colorado | 9,828 | $355.0K | 0.00% | −1,079−9.9% | Reduced |
| Susquehanna Fundamental Investments, LLC | 9,900 | $357.0K | 0.01% | +522+5.6% | Added |
| Keebeck Wealth Management, LLC | 10,000 | $361.0K | 0.06% | 00.0% | Unchanged |
| MetLife Investment Management | 10,078 | $363.8K | 0.00% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 10,210 | $369.0K | 0.22% | +10,210 | New |
| Voya Investment Management LLC | 10,380 | $375.0K | 0.00% | −720−6.5% | Reduced |
| Quantbot Technologies LP | 10,672 | $385.0K | 0.03% | +4,327+68.2% | Added |
| Ancora Advisors, LLC | 11,161 | $403.0K | 0.01% | −1,460−11.6% | Reduced |
| Legal & General Group Plc | 11,571 | $418.0K | 0.00% | +403+3.6% | Added |
| Royal Bank of Canada | 11,792 | $424.0K | 0.00% | −99−0.8% | Reduced |
| IndexIQ Advisors LLC | 12,014 | $434.0K | 0.01% | −777−6.1% | Reduced |
| Evercore Wealth Management, LLC | 12,304 | $444.0K | 0.01% | 00.0% | Unchanged |
| Brandywine Global Investment Management, LLC | 12,354 | $446.0K | 0.00% | 00.0% | Unchanged |
| Shell Asset Management Co | 12,636 | $456.0K | 0.01% | +37+0.3% | Added |
| Citigroup Inc | 13,252 | $478.0K | 0.00% | +4,484+51.1% | Added |
| Manufacturers Life Insurance Company, The | 13,353 | $482.0K | 0.00% | −963−6.7% | Reduced |
| State Board of Administration of Florida Retirement System | 13,715 | $495.0K | 0.00% | −662−4.6% | Reduced |
| Ergoteles LLC | 13,700 | $495.0K | 0.02% | +13,700 | New |
| Dynamic Technology Lab Private Ltd | 13,831 | $499.0K | 0.06% | −18,659−57.4% | Reduced |
| Chemistry Wealth Management LLC | 14,000 | $505.0K | 0.42% | +14,000 | New |
| Next Level Private LLC | 14,000 | $505.0K | 0.42% | +14,000 | New |
| American International Group, Inc. | 14,021 | $506.0K | 0.00% | −1,335−8.7% | Reduced |
| Putnam Investments LLC | 14,196 | $513.0K | 0.00% | +14,196 | New |
| Belpointe Asset Management LLC | 14,950 | $540.0K | 0.03% | +4,050+37.2% | Added |
| UBS Group AG | 15,498 | $559.0K | 0.00% | +14,360+1,261.9% | Added |
| Miller Investment Management, LP | 15,840 | $572.0K | 0.08% | 00.0% | Unchanged |
| Yorktown Management & Research Co Inc | 16,000 | $578.0K | 0.39% | +2,000+14.3% | Added |
| Verition Fund Management LLC | 17,003 | $614.0K | 0.01% | +8,405+97.8% | Added |
| Allspring Global Investments Holdings, LLC | 17,694 | $638.0K | 0.00% | +17,694 | New |
| Envestnet Asset Management Inc | 18,966 | $685.0K | 0.00% | −2,025−9.6% | Reduced |
| Raymond James & Associates | 19,053 | $688.0K | 0.00% | −26,646−58.3% | Reduced |
| HRT Financial LP | 19,192 | $692.0K | 0.00% | +19,192 | New |
| Price T Rowe Associates Inc | 20,638 | $745.0K | 0.00% | +1,284+6.6% | Added |
| Truist Financial Corp | 21,132 | $763.0K | 0.00% | +100+0.5% | Added |
| SummerHaven Investment Management, LLC | 21,413 | $773.0K | 0.42% | 00.0% | Unchanged |
| Credit Suisse AG | 22,158 | $800.0K | 0.00% | +3,756+20.4% | Added |
| Algert Global LLC | 22,944 | $828.0K | 0.10% | −11,570−33.5% | Reduced |
| Deutsche Bank AG | 23,088 | $834.0K | 0.00% | −10,516−31.3% | Reduced |
| Man Group plc | 23,182 | $836.0K | 0.00% | +12,952+126.6% | Added |