Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Cowen Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 158
- −10 vs. Q1 2022
- Shares held
- 23.8M
- +75 (0.0%) vs. Q1 2022
- Total value
- $564.9M
- −$79.6M (−12.3%) vs. Q1 2022
- New holders
- 29
- 54 more added
- Sold out
- 39
- 47 more reduced
6 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 2,706,827 | $64.1M | 0.00% | +62,619+2.4% | Added |
| Vanguard Group Inc | 1,623,635 | $38.5M | 0.00% | −69,685−4.1% | Reduced |
| Azora Capital LP | 1,497,441 | $35.5M | 8.69% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 1,317,996 | $31.2M | 0.01% | +23,859+1.8% | Added |
| FMR LLC | 973,417 | $23.1M | 0.00% | +172,720+21.6% | Added |
| Arbiter Partners Capital Management LLC | 933,560 | $22.1M | 21.62% | −14,083−1.5% | Reduced |
| Phase 2 Partners, LLC | 741,285 | $17.6M | 9.03% | +229,552+44.9% | Added |
| Jacobs Levy Equity Management, Inc | 695,085 | $16.5M | 0.13% | +81,100+13.2% | Added |
| State Street Corp | 609,721 | $14.4M | 0.00% | −19,418−3.1% | Reduced |
| Morgan Stanley | 601,250 | $14.2M | 0.00% | +273,842+83.6% | Added |
| Heartland Advisors Inc | 539,950 | $12.8M | 0.89% | +2000.0% | Added |
| Salzhauer Michael | 500,295 | $11.9M | 7.39% | +2,425+0.5% | Added |
| Geode Capital Management, LLC | 487,138 | $11.5M | 0.00% | −2,709−0.6% | Reduced |
| Natixis | 450,000 | $10.9M | 0.04% | +450,000 | New |
| Levin Capital Strategies, L.P. | 456,700 | $10.8M | 1.31% | +384,660+534.0% | Added |
| Marshall Wace, LLP | 435,257 | $10.3M | 0.02% | +129,778+42.5% | Added |
| Nuveen Asset Management, LLC | 424,879 | $10.1M | 0.00% | +25,384+6.4% | Added |
| Hotchkis & Wiley Capital Management LLC | 412,110 | $9.76M | 0.04% | +61,680+17.6% | Added |
| Philadelphia Financial Management of San Francisco, LLC | 350,817 | $8.31M | 2.44% | +350,817 | New |
| JPMorgan Chase & Co | 324,476 | $7.69M | 0.00% | −56,162−14.8% | Reduced |
| Schonfeld Strategic Advisors LLC | 317,470 | $7.52M | 0.08% | +148,041+87.4% | Added |
| D. E. Shaw & Co., Inc. | 305,479 | $7.24M | 0.01% | −120,322−28.3% | Reduced |
| Essex Investment Management Co LLC | 278,491 | $6.60M | 1.07% | −3,430−1.2% | Reduced |
| Kennedy Capital Management, Inc. | 275,247 | $6.52M | 0.18% | +3,832+1.4% | Added |
| Millennium Management LLC | 259,162 | $6.14M | 0.01% | −200,436−43.6% | Reduced |
| Charles Schwab Investment Management Inc | 258,597 | $6.13M | 0.00% | +36,217+16.3% | Added |
| Fisher Asset Management, LLC | 253,713 | $6.01M | 0.00% | +25,862+11.4% | Added |
| Ameriprise Financial Inc | 251,897 | $5.97M | 0.00% | −466,790−65.0% | Reduced |
| Northern Trust Corp | 250,171 | $5.93M | 0.00% | −2,072−0.8% | Reduced |
| RMB Capital Management, LLC | 250,000 | $5.92M | 0.20% | +250,000 | New |
| Balyasny Asset Management LLC | 244,181 | $5.79M | 0.02% | +92,681+61.2% | Added |
| Algebris (UK) Ltd | 223,616 | $5.30M | 2.13% | +71,039+46.6% | Added |
| Two Sigma Advisers, LP | 203,928 | $4.83M | 0.01% | −29,300−12.6% | Reduced |
| Private Advisor Group, LLC | 200,857 | $4.76M | 0.04% | +9,352+4.9% | Added |
| Wellington Management Group LLP | 197,424 | $4.68M | 0.00% | −4,328−2.1% | Reduced |
| Bridgeway Capital Management, LLC | 185,200 | $4.39M | 0.10% | −198,800−51.8% | Reduced |
| Russell Investments Group, Ltd. | 176,022 | $4.17M | 0.01% | −14,435−7.6% | Reduced |
| Bank of New York Mellon Corp | 153,040 | $3.63M | 0.00% | −14,403−8.6% | Reduced |
| American Century Companies Inc | 152,101 | $3.60M | 0.00% | +34,911+29.8% | Added |
| Invesco Ltd. | 144,947 | $3.43M | 0.00% | +68,275+89.0% | Added |
| Alliancebernstein L.P. | 144,601 | $3.43M | 0.00% | +5,400+3.9% | Added |
| PEAK6 Investments LLC | 129,617 | $3.07M | 0.07% | +26,953+26.3% | Added |
| FDx Advisors, Inc. | 128,355 | $3.04M | 0.11% | 00.0% | Unchanged |
| YorkBridge Wealth Partners, LLC | 128,355 | $3.04M | 0.80% | 00.0% | Unchanged |
| AQR Capital Management LLC | 114,539 | $2.71M | 0.01% | +17,282+17.8% | Added |
| UBS Group AG | 111,254 | $2.63M | 0.00% | +102,964+1,242.0% | Added |
| Algert Global LLC | 106,699 | $2.53M | 0.19% | +29,352+37.9% | Added |
| Deroy & Devereaux Private Investment Counsel Inc | 102,345 | $2.42M | 0.20% | +42,040+69.7% | Added |
| Emerald Mutual Fund Advisers Trust | 95,756 | $2.27M | 0.13% | +95,756 | New |
| Victory Capital Management Inc | 90,025 | $2.13M | 0.00% | +3,237+3.7% | Added |
| Goldman Sachs Group Inc | 84,119 | $1.99M | 0.00% | −140,404−62.5% | Reduced |
| Trexquant Investment LP | 74,761 | $1.77M | 0.08% | −34,173−31.4% | Reduced |
| Difesa Capital Management, LP | 74,365 | $1.76M | 1.19% | 00.0% | Unchanged |
| Interval Partners, LP | 72,347 | $1.71M | 0.12% | +72,347 | New |
| Bank of America Corp | 70,374 | $1.67M | 0.00% | −14,217−16.8% | Reduced |
| Price T Rowe Associates Inc | 66,368 | $1.57M | 0.00% | +2,700+4.2% | Added |
| Cubist Systematic Strategies, LLC | 65,345 | $1.55M | 0.01% | +21,366+48.6% | Added |
| Squarepoint Ops LLC | 61,438 | $1.46M | 0.01% | −52,873−46.3% | Reduced |
| Swiss National Bank | 61,025 | $1.45M | 0.00% | +3,500+6.1% | Added |
| Verition Fund Management LLC | 56,731 | $1.34M | 0.03% | +56,731 | New |
| LSV Asset Management | 53,500 | $1.27M | 0.00% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 53,298 | $1.26M | 0.01% | +10,113+23.4% | Added |
| Federated Hermes, Inc. | 49,060 | $1.16M | 0.00% | −90,523−64.9% | Reduced |
| Arrowstreet Capital, Limited Partnership | 47,602 | $1.13M | 0.00% | +47,602 | New |
| Vident Investment Advisory, LLC | 46,652 | $1.10M | 0.03% | +2,083+4.7% | Added |
| Janney Montgomery Scott LLC | 39,467 | $1.00M | 0.00% | −1,918−4.6% | Reduced |
| Prudential Financial Inc | 43,363 | $991.0K | 0.00% | −3,600−7.7% | Reduced |
| Rhumbline Advisers | 39,922 | $946.0K | 0.00% | +4,299+12.1% | Added |
| Man Group plc | – | $875.0K | 0.00% | – | – |
| State of Wisconsin Investment Board | 36,152 | $856.0K | 0.00% | +17,552+94.4% | Added |
| ExodusPoint Capital Management, LP | 35,752 | $847.0K | 0.01% | −84,456−70.3% | Reduced |
| Citadel Advisors LLC | 35,131 | $832.0K | 0.00% | −266,664−88.4% | Reduced |
| California State Teachers Retirement System | 33,313 | $789.0K | 0.00% | −135−0.4% | Reduced |
| UBS Asset Management Americas Inc | 31,993 | $757.9K | 0.00% | −7,782−19.6% | Reduced |
| Barclays PLC | 31,326 | $741.0K | 0.00% | +6,992+28.7% | Added |
| Brandywine Global Investment Management, LLC | 31,196 | $739.0K | 0.01% | +18,842+152.5% | Added |
| Affinity Investment Advisors, LLC | 28,960 | $686.0K | 0.33% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 25,813 | $611.0K | 0.02% | +14,652+131.3% | Added |
| Cantor Fitzgerald, L. P. | 24,805 | $588.0K | 0.01% | +24,805 | New |
| Boston Partners | 24,646 | $584.0K | 0.00% | −1,131−4.4% | Reduced |
| State of Wyoming | 23,477 | $556.0K | 0.34% | +21,416+1,039.1% | Added |
| Jump Financial, LLC | 23,000 | $545.0K | 0.02% | +23,000 | New |
| SummerHaven Investment Management, LLC | 22,413 | $531.0K | 0.36% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 21,541 | $510.0K | 0.08% | −471−2.1% | Reduced |
| Credit Suisse AG | 20,412 | $483.0K | 0.00% | −1,245−5.7% | Reduced |
| New York State Common Retirement Fund | 18,703 | $443.0K | 0.00% | −20,050−51.7% | Reduced |
| Exchange Traded Concepts, LLC | 18,525 | $439.0K | 0.01% | −857−4.4% | Reduced |
| SEI Investments Co | 18,071 | $428.0K | 0.00% | −23,871−56.9% | Reduced |
| New York Life Investment Management LLC | 17,208 | $408.0K | 0.00% | +17,208 | New |
| Miller Investment Management, LP | 15,840 | $375.0K | 0.08% | 00.0% | Unchanged |
| HSBC Holdings PLC | 15,548 | $375.0K | 0.00% | +15,548 | New |
| Deutsche Bank AG | 15,788 | $374.0K | 0.00% | −5,479−25.8% | Reduced |
| Belpointe Asset Management LLC | 15,700 | $372.0K | 0.02% | +750+5.0% | Added |
| MetLife Investment Management | 15,547 | $368.3K | 0.00% | 00.0% | Unchanged |
| Franklin Resources Inc | 15,465 | $366.0K | 0.00% | +15,465 | New |
| First Hawaiian Bank | 15,060 | $357.0K | 0.01% | 00.0% | Unchanged |
| Redmont Wealth Advisors LLC | 14,913 | $353.0K | 0.43% | +7,330+96.7% | Added |
| Prelude Capital Management, LLC | 14,023 | $332.0K | 0.02% | −11,585−45.2% | Reduced |
| Shell Asset Management Co | 13,925 | $330.0K | 0.01% | +2,874+26.0% | Added |
| State Board of Administration of Florida Retirement System | 13,715 | $325.0K | 0.00% | 00.0% | Unchanged |