Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Cowen Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 158
- −10 vs. Q1 2022
- Shares held
- 23.8M
- +75 (0.0%) vs. Q1 2022
- Total value
- $564.9M
- −$79.6M (−12.3%) vs. Q1 2022
- New holders
- 29
- 54 more added
- Sold out
- 39
- 47 more reduced
6 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Whittier Trust Co | 21 | $0 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 7 | $0 | 0.00% | +7 | New |
| Signaturefd, LLC | 58 | $1.00K | 0.00% | +58 | New |
| Ronald Blue Trust, Inc. | 33 | $1.00K | 0.00% | +33 | New |
| TSFG, LLC | 82 | $2.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 106 | $3.00K | 0.00% | −30−22.1% | Reduced |
| Brown Brothers Harriman & Co | 107 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 160 | $4.00K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 172 | $4.00K | 0.00% | +172 | New |
| Quadrant Capital Group LLC | 231 | $5.00K | 0.00% | +231 | New |
| BerganKDV Wealth Management, LLC | 250 | $6.00K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 250 | $6.00K | 0.00% | +250 | New |
| Rockefeller Capital Management L.P. | 302 | $7.00K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 287 | $7.00K | 0.01% | +102+55.1% | Added |
| Fairfield, Bush & Co. | 370 | $9.00K | 0.01% | +370 | New |
| TCI Wealth Advisors, Inc. | 370 | $9.00K | 0.00% | +370 | New |
| Belvedere Trading LLC | 333 | $10.0K | 0.01% | +333 | New |
| Norwood Financial Corp | 500 | $12.0K | 0.02% | 00.0% | Unchanged |
| CWM, LLC | 683 | $16.0K | 0.00% | +534+358.4% | Added |
| The PNC Financial Services Group, Inc. | 991 | $23.0K | 0.00% | +991 | New |
| Retirement Group, LLC | 1,000 | $24.0K | 0.01% | 00.0% | Unchanged |
| Great West Life Assurance Co | 1,125 | $27.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,200 | $28.0K | 0.00% | −692−36.6% | Reduced |
| Copeland Capital Management, LLC | 1,242 | $29.0K | 0.00% | +452+57.2% | Added |
| Founders Capital Management | 1,500 | $36.0K | 0.03% | +600+66.7% | Added |
| Advisor Group Holdings, Inc. | 1,597 | $38.0K | 0.00% | −40−2.4% | Reduced |
| Nisa Investment Advisors, LLC | 1,600 | $38.0K | 0.00% | +1,600 | New |
| Metropolitan Life Insurance Co | 1,828 | $43.3K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,842 | $44.0K | 0.00% | +300+19.5% | Added |
| Ameritas Investment Partners, Inc. | 2,148 | $50.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 2,337 | $56.0K | 0.00% | −1,473−38.7% | Reduced |
| Spire Wealth Management | 2,491 | $59.0K | 0.00% | +4+0.2% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,789 | $66.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 3,324 | $79.0K | 0.00% | +147+4.6% | Added |
| Tower Research Capital LLC (TRC) | 3,558 | $84.0K | 0.00% | +3,182+846.3% | Added |
| Simplex Trading, LLC | 4,439 | $105.0K | 0.00% | +4,439 | New |
| Counterpoint Mutual Funds LLC | 5,149 | $122.0K | 0.08% | +5,149 | New |
| EMC Capital Management | 5,396 | $128.0K | 0.11% | +1,793+49.8% | Added |
| Citigroup Inc | 5,570 | $132.0K | 0.00% | −588−9.5% | Reduced |
| Public Employees Retirement Association of Colorado | 8,334 | $197.0K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 9,010 | $213.0K | 0.00% | +9,010 | New |
| Quantbot Technologies LP | 9,549 | $226.0K | 0.02% | +8,249+634.5% | Added |
| Janus Henderson Group PLC | 9,651 | $229.0K | 0.00% | +9,651 | New |
| BNP Paribas Arbitrage, SA | 9,768 | $231.4K | 0.00% | −8,878−47.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 9,840 | $233.0K | 0.00% | −13,620−58.1% | Reduced |
| FJ Capital Management LLC | 10,000 | $238.0K | 0.02% | −31,167−75.7% | Reduced |
| Voya Investment Management LLC | 10,082 | $239.0K | 0.00% | +27+0.3% | Added |
| Manufacturers Life Insurance Company, The | 10,487 | $248.4K | 0.00% | −36−0.3% | Reduced |
| Two Sigma Investments, LP | 10,570 | $250.0K | 0.00% | −25,300−70.5% | Reduced |
| Group One Trading, L.P. | 10,703 | $254.0K | 0.01% | +10,703 | New |
| Mesirow Financial Investment Management, Inc. | 10,806 | $256.0K | 1.24% | +10,806 | New |
| Legal & General Group Plc | 11,981 | $284.0K | 0.00% | +729+6.5% | Added |
| Wells Fargo & Company | 12,166 | $288.0K | 0.00% | −20,980−63.3% | Reduced |
| Susquehanna International Group, LLP | 12,173 | $288.0K | 0.00% | −10,644−46.6% | Reduced |
| American International Group, Inc. | 12,298 | $291.0K | 0.00% | −802−6.1% | Reduced |
| Evercore Wealth Management, LLC | 12,304 | $291.0K | 0.01% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 13,715 | $325.0K | 0.00% | 00.0% | Unchanged |
| Shell Asset Management Co | 13,925 | $330.0K | 0.01% | +2,874+26.0% | Added |
| Prelude Capital Management, LLC | 14,023 | $332.0K | 0.02% | −11,585−45.2% | Reduced |
| Redmont Wealth Advisors LLC | 14,913 | $353.0K | 0.43% | +7,330+96.7% | Added |
| First Hawaiian Bank | 15,060 | $357.0K | 0.01% | 00.0% | Unchanged |
| Franklin Resources Inc | 15,465 | $366.0K | 0.00% | +15,465 | New |
| MetLife Investment Management | 15,547 | $368.3K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 15,700 | $372.0K | 0.02% | +750+5.0% | Added |
| Deutsche Bank AG | 15,788 | $374.0K | 0.00% | −5,479−25.8% | Reduced |
| Miller Investment Management, LP | 15,840 | $375.0K | 0.08% | 00.0% | Unchanged |
| HSBC Holdings PLC | 15,548 | $375.0K | 0.00% | +15,548 | New |
| New York Life Investment Management LLC | 17,208 | $408.0K | 0.00% | +17,208 | New |
| SEI Investments Co | 18,071 | $428.0K | 0.00% | −23,871−56.9% | Reduced |
| Exchange Traded Concepts, LLC | 18,525 | $439.0K | 0.01% | −857−4.4% | Reduced |
| New York State Common Retirement Fund | 18,703 | $443.0K | 0.00% | −20,050−51.7% | Reduced |
| Credit Suisse AG | 20,412 | $483.0K | 0.00% | −1,245−5.7% | Reduced |
| Gsa Capital Partners LLP | 21,541 | $510.0K | 0.08% | −471−2.1% | Reduced |
| SummerHaven Investment Management, LLC | 22,413 | $531.0K | 0.36% | 00.0% | Unchanged |
| Jump Financial, LLC | 23,000 | $545.0K | 0.02% | +23,000 | New |
| State of Wyoming | 23,477 | $556.0K | 0.34% | +21,416+1,039.1% | Added |
| Boston Partners | 24,646 | $584.0K | 0.00% | −1,131−4.4% | Reduced |
| Cantor Fitzgerald, L. P. | 24,805 | $588.0K | 0.01% | +24,805 | New |
| Ancora Advisors, LLC | 25,813 | $611.0K | 0.02% | +14,652+131.3% | Added |
| Affinity Investment Advisors, LLC | 28,960 | $686.0K | 0.33% | 00.0% | Unchanged |
| Brandywine Global Investment Management, LLC | 31,196 | $739.0K | 0.01% | +18,842+152.5% | Added |
| Barclays PLC | 31,326 | $741.0K | 0.00% | +6,992+28.7% | Added |
| UBS Asset Management Americas Inc | 31,993 | $757.9K | 0.00% | −7,782−19.6% | Reduced |
| California State Teachers Retirement System | 33,313 | $789.0K | 0.00% | −135−0.4% | Reduced |
| Citadel Advisors LLC | 35,131 | $832.0K | 0.00% | −266,664−88.4% | Reduced |
| ExodusPoint Capital Management, LP | 35,752 | $847.0K | 0.01% | −84,456−70.3% | Reduced |
| State of Wisconsin Investment Board | 36,152 | $856.0K | 0.00% | +17,552+94.4% | Added |
| Man Group plc | – | $875.0K | 0.00% | – | – |
| Rhumbline Advisers | 39,922 | $946.0K | 0.00% | +4,299+12.1% | Added |
| Prudential Financial Inc | 43,363 | $991.0K | 0.00% | −3,600−7.7% | Reduced |
| Janney Montgomery Scott LLC | 39,467 | $1.00M | 0.00% | −1,918−4.6% | Reduced |
| Vident Investment Advisory, LLC | 46,652 | $1.10M | 0.03% | +2,083+4.7% | Added |
| Arrowstreet Capital, Limited Partnership | 47,602 | $1.13M | 0.00% | +47,602 | New |
| Federated Hermes, Inc. | 49,060 | $1.16M | 0.00% | −90,523−64.9% | Reduced |
| Public Employees Retirement System of Ohio | 53,298 | $1.26M | 0.01% | +10,113+23.4% | Added |
| LSV Asset Management | 53,500 | $1.27M | 0.00% | 00.0% | Unchanged |
| Verition Fund Management LLC | 56,731 | $1.34M | 0.03% | +56,731 | New |
| Swiss National Bank | 61,025 | $1.45M | 0.00% | +3,500+6.1% | Added |
| Squarepoint Ops LLC | 61,438 | $1.46M | 0.01% | −52,873−46.3% | Reduced |