Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Cowen Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 190
- +12 vs. Q3 2021
- Shares held
- 24.6M
- −654.5K (−2.6%) vs. Q3 2021
- Total value
- $888.0M
- +$21.5M (+2.5%) vs. Q3 2021
- New holders
- 38
- 56 more added
- Sold out
- 26
- 70 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 17,694 | $638.0K | 0.00% | +17,694 | New |
| Verition Fund Management LLC | 17,003 | $614.0K | 0.01% | +8,405+97.8% | Added |
| Yorktown Management & Research Co Inc | 16,000 | $578.0K | 0.39% | +2,000+14.3% | Added |
| Miller Investment Management, LP | 15,840 | $572.0K | 0.08% | 00.0% | Unchanged |
| UBS Group AG | 15,498 | $559.0K | 0.00% | +14,360+1,261.9% | Added |
| Belpointe Asset Management LLC | 14,950 | $540.0K | 0.03% | +4,050+37.2% | Added |
| Putnam Investments LLC | 14,196 | $513.0K | 0.00% | +14,196 | New |
| American International Group, Inc. | 14,021 | $506.0K | 0.00% | −1,335−8.7% | Reduced |
| Chemistry Wealth Management LLC | 14,000 | $505.0K | 0.42% | +14,000 | New |
| Next Level Private LLC | 14,000 | $505.0K | 0.42% | +14,000 | New |
| Dynamic Technology Lab Private Ltd | 13,831 | $499.0K | 0.06% | −18,659−57.4% | Reduced |
| State Board of Administration of Florida Retirement System | 13,715 | $495.0K | 0.00% | −662−4.6% | Reduced |
| Ergoteles LLC | 13,700 | $495.0K | 0.02% | +13,700 | New |
| Manufacturers Life Insurance Company, The | 13,353 | $482.0K | 0.00% | −963−6.7% | Reduced |
| Citigroup Inc | 13,252 | $478.0K | 0.00% | +4,484+51.1% | Added |
| Shell Asset Management Co | 12,636 | $456.0K | 0.01% | +37+0.3% | Added |
| Brandywine Global Investment Management, LLC | 12,354 | $446.0K | 0.00% | 00.0% | Unchanged |
| Evercore Wealth Management, LLC | 12,304 | $444.0K | 0.01% | 00.0% | Unchanged |
| IndexIQ Advisors LLC | 12,014 | $434.0K | 0.01% | −777−6.1% | Reduced |
| Royal Bank of Canada | 11,792 | $424.0K | 0.00% | −99−0.8% | Reduced |
| Legal & General Group Plc | 11,571 | $418.0K | 0.00% | +403+3.6% | Added |
| Ancora Advisors, LLC | 11,161 | $403.0K | 0.01% | −1,460−11.6% | Reduced |
| Quantbot Technologies LP | 10,672 | $385.0K | 0.03% | +4,327+68.2% | Added |
| Voya Investment Management LLC | 10,380 | $375.0K | 0.00% | −720−6.5% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 10,210 | $369.0K | 0.22% | +10,210 | New |
| MetLife Investment Management | 10,078 | $363.8K | 0.00% | 00.0% | Unchanged |
| Keebeck Wealth Management, LLC | 10,000 | $361.0K | 0.06% | 00.0% | Unchanged |
| Susquehanna Fundamental Investments, LLC | 9,900 | $357.0K | 0.01% | +522+5.6% | Added |
| Public Employees Retirement Association of Colorado | 9,828 | $355.0K | 0.00% | −1,079−9.9% | Reduced |
| New York Life Investments Alternatives | 9,578 | $346.0K | 0.23% | −1,487−13.4% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 9,500 | $343.0K | 0.00% | −46,400−83.0% | Reduced |
| Pitcairn Co | 9,249 | $334.0K | 0.02% | −430−4.4% | Reduced |
| Campbell & CO Investment Adviser LLC | 9,200 | $332.0K | 0.11% | −20,000−68.5% | Reduced |
| Quantedge Capital Pte Ltd | 9,200 | $332.0K | 0.14% | −8,100−46.8% | Reduced |
| Paloma Partners Management Co | 9,200 | $332.0K | 0.01% | +9,200 | New |
| Globeflex Capital L P | 8,950 | $323.0K | 0.07% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 8,900 | $321.0K | 0.00% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 8,714 | $315.0K | 0.00% | +2,842+48.4% | Added |
| Occudo Quantitative Strategies LP | 8,409 | $304.0K | 0.03% | −132−1.5% | Reduced |
| Advisor Group Holdings, Inc. | 7,968 | $288.0K | 0.00% | −1,903−19.3% | Reduced |
| Los Angeles Capital Management LLC | 7,502 | $271.0K | 0.00% | −12,683−62.8% | Reduced |
| Shay Capital LLC | 7,500 | $271.0K | 0.10% | +7,500 | New |
| Eqis Capital Management, Inc. | 7,358 | $266.0K | 0.02% | +7,358 | New |
| Metropolitan Life Insurance Co | 7,297 | $263.4K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 7,029 | $254.0K | 0.00% | +442+6.7% | Added |
| Redmont Wealth Advisors LLC | 6,292 | $227.0K | 0.25% | +6,292 | New |
| Squarepoint Ops LLC | 6,250 | $226.0K | 0.00% | +6,250 | New |
| Bailard, Inc. | 5,801 | $209.0K | 0.01% | −1,500−20.5% | Reduced |
| ProShare Advisors LLC | 5,765 | $208.0K | 0.00% | +5,765 | New |
| Cambria Investment Management, L.P. | 5,629 | $203.0K | 0.03% | +5,629 | New |
| Gsa Capital Partners LLP | 5,586 | $202.0K | 0.03% | −31,705−85.0% | Reduced |
| SG Americas Securities, LLC | 5,596 | $202.0K | 0.00% | −6,563−54.0% | Reduced |
| Regentatlantic Capital LLC | 5,600 | $202.0K | 0.01% | +5,600 | New |
| Denali Advisors LLC | 5,429 | $196.0K | 0.07% | +5,429 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,789 | $101.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,736 | $99.0K | 0.00% | −1,903−41.0% | Reduced |
| Spire Wealth Management | 2,485 | $90.0K | 0.00% | −145−5.5% | Reduced |
| New York State Teachers Retirement System | 2,400 | $87.0K | 0.00% | +200+9.1% | Added |
| Ameritas Investment Partners, Inc. | 2,148 | $78.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,679 | $61.0K | 0.00% | +54+3.3% | Added |
| Dorsey Wright & Associates | 1,585 | $57.0K | 0.01% | +216+15.8% | Added |
| Captrust Financial Advisors | 1,320 | $48.0K | 0.00% | −191−12.6% | Reduced |
| Marshall Wace, LLP | 1,303 | $47.0K | 0.00% | +1,303 | New |
| Great West Life Assurance Co | 1,125 | $40.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 1,118 | $40.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,019 | $37.0K | 0.00% | −97−8.7% | Reduced |
| Point72 Hong Kong Ltd | 1,018 | $37.0K | 0.00% | +1,018 | New |
| Private Capital Group, LLC | 921 | $33.0K | 0.01% | 00.0% | Unchanged |
| Founders Capital Management | 900 | $32.0K | 0.02% | 00.0% | Unchanged |
| Maverick Capital LtdSuperinvestorMaverick Capital | 847 | $31.0K | 0.00% | +847 | New |
| Copeland Capital Management, LLC | 781 | $28.0K | 0.00% | +16+2.1% | Added |
| Huntington National Bank | 626 | $23.0K | 0.00% | +1+0.2% | Added |
| Norwood Financial Corp | 500 | $18.0K | 0.02% | +500 | New |
| Dark Forest Capital Management LP | 469 | $17.0K | 0.01% | +469 | New |
| Sphinx Trading, LP | 374 | $14.0K | 0.01% | 00.0% | Unchanged |
| Umb Bank N A | 335 | $12.0K | 0.00% | +335 | New |
| First Horizon Advisors, Inc. | 324 | $11.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 302 | $10.0K | 0.00% | −130−30.1% | Reduced |
| Farmers & Merchants Investments Inc | 276 | $10.0K | 0.00% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 250 | $9.00K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 250 | $9.00K | 0.00% | +250 | New |
| TCI Wealth Advisors, Inc. | 226 | $8.00K | 0.00% | +226 | New |
| Aquatic Capital Management LLC | 200 | $7.00K | 0.01% | +200 | New |
| Bessemer Group Inc | 160 | $6.00K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 144 | $5.00K | 0.01% | +144 | New |
| Brown Brothers Harriman & Co | 107 | $4.00K | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 3 | $0 | 0.00% | +3 | New |
| CWM, LLC | 8 | $0 | 0.00% | +8 | New |
| Elequin Capital LP | 10 | $0 | 0.00% | +10 | New |
| Snowden Capital Advisors LLC | 27 | $0 | 0.00% | +27 | New |
| Bank of Montreal | 0 | $0 | 0.00% | −380,213−100.0% | Sold out |
| Philadelphia Financial Management of San Francisco, LLC | 0 | $0 | 0.00% | −358,023−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −242,831−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −87,500−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −47,672−100.0% | Sold out |
| Interval Partners, LP | 0 | $0 | 0.00% | −33,110−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −30,778−100.0% | Sold out |
| Thrivent Financial for Lutherans | 0 | $0 | 0.00% | −27,700−100.0% | Sold out |
| Summit Global Investments | 0 | $0 | 0.00% | −27,400−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −20,188−100.0% | Sold out |