Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Cowen Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 161
- +3 vs. Q2 2022
- Shares held
- 26.1M
- +2.27M (+9.5%) vs. Q2 2022
- Total value
- $1.01B
- +$442.2M (+78.3%) vs. Q2 2022
- New holders
- 57
- 32 more added
- Sold out
- 54
- 50 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| American International Group, Inc. | 12,474 | $482.0K | 0.00% | +176+1.4% | Added |
| Evercore Wealth Management, LLC | 12,304 | $475.0K | 0.01% | 00.0% | Unchanged |
| AQR Capital Management LLC | 11,929 | $461.0K | 0.00% | −102,610−89.6% | Reduced |
| Cutler Group LP | 11,885 | $459.0K | 0.06% | +11,713+6,809.9% | Added |
| Janney Montgomery Scott LLC | 11,856 | $458.0K | 0.00% | −27,611−70.0% | Reduced |
| BNP Paribas Arbitrage, SA | 11,826 | $457.0K | 0.00% | +2,058+21.1% | Added |
| Mirae Asset Global Investments Co., Ltd. | 11,487 | $444.0K | 0.00% | +11,487 | New |
| Gabelli & Co Investment Advisers, Inc. | 11,400 | $440.0K | 0.06% | +11,400 | New |
| Shell Asset Management Co | 11,005 | $425.0K | 0.02% | −2,920−21.0% | Reduced |
| Exchange Traded Concepts, LLC | 10,292 | $398.0K | 0.01% | −8,233−44.4% | Reduced |
| Manufacturers Life Insurance Company, The | 10,296 | $397.8K | 0.00% | −191−1.8% | Reduced |
| Gamco Investors, Inc. Et Al | 10,100 | $390.0K | 0.00% | +10,100 | New |
| Wellington Management Group LLP | 9,952 | $385.0K | 0.00% | −187,472−95.0% | Reduced |
| Voya Investment Management LLC | 9,840 | $380.2K | 0.00% | −242−2.4% | Reduced |
| Legal & General Group Plc | 9,777 | $378.0K | 0.00% | −2,204−18.4% | Reduced |
| Citizens Financial Group Inc | 9,521 | $368.0K | 0.02% | +9,521 | New |
| Algert Global LLC | 9,009 | $348.0K | 0.02% | −97,690−91.6% | Reduced |
| Public Employees Retirement Association of Colorado | 8,334 | $322.0K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 7,098 | $274.0K | 0.00% | +7,098 | New |
| Wells Fargo & Company | 6,579 | $255.0K | 0.00% | −5,587−45.9% | Reduced |
| Sabal Trust CO | 6,000 | $232.0K | 0.02% | +6,000 | New |
| Guggenheim Capital LLC | 5,964 | $230.0K | 0.00% | +5,964 | New |
| EMC Capital Management | 5,396 | $209.0K | 0.19% | 00.0% | Unchanged |
| Bridgefront Capital, LLC | 5,224 | $202.0K | 0.21% | +5,224 | New |
| Royal Bank of Canada | 4,106 | $159.0K | 0.00% | +1,769+75.7% | Added |
| Wipfli Financial Advisors LLC, | 3,583 | $138.0K | 0.01% | +3,583 | New |
| Amalgamated Bank | 3,356 | $130.0K | 0.00% | +32+1.0% | Added |
| Belpointe Asset Management LLC | 3,200 | $124.0K | 0.01% | −12,500−79.6% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,789 | $108.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 2,148 | $82.0K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 1,618 | $62.0K | 0.00% | +18+1.1% | Added |
| Metropolitan Life Insurance Co | 1,530 | $59.1K | 0.00% | −298−16.3% | Reduced |
| Longfellow Investment Management Co LLC | 1,528 | $59.0K | 0.01% | +1,528 | New |
| Founders Capital Management | 1,500 | $58.0K | 0.05% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 1,355 | $52.0K | 0.00% | −51,943−97.5% | Reduced |
| US Bancorp | 1,276 | $49.0K | 0.00% | +76+6.3% | Added |
| Great West Life Assurance Co | 1,125 | $43.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 1,053 | $41.0K | 0.00% | −4,517−81.1% | Reduced |
| The PNC Financial Services Group, Inc. | 995 | $38.0K | 0.00% | +4+0.4% | Added |
| Advisor Group Holdings, Inc. | 710 | $27.0K | 0.00% | −887−55.5% | Reduced |
| CWM, LLC | 683 | $26.0K | 0.00% | 00.0% | Unchanged |
| Paragon Wealth Strategies, LLC | 525 | $20.0K | 0.02% | +525 | New |
| TCI Wealth Advisors, Inc. | 370 | $14.0K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 540 | $13.0K | 0.00% | +507+1,536.4% | Added |
| Allworth Financial LP | 311 | $12.0K | 0.00% | +311 | New |
| Rockefeller Capital Management L.P. | 302 | $11.0K | 0.00% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 250 | $10.0K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 231 | $9.00K | 0.00% | 00.0% | Unchanged |
| Norwood Financial Corp | 200 | $8.00K | 0.01% | −300−60.0% | Reduced |
| Covestor Ltd | 170 | $7.00K | 0.01% | −117−40.8% | Reduced |
| Bessemer Group Inc | 160 | $6.00K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 107 | $4.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 106 | $4.00K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 100 | $3.00K | 0.00% | −4,339−97.7% | Reduced |
| TSFG, LLC | 83 | $3.00K | 0.00% | +1+1.2% | Added |
| Signaturefd, LLC | 58 | $2.00K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 44 | $2.00K | 0.00% | +44 | New |
| Whittier Trust Co | 21 | $1.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 8 | $0 | 0.00% | +8 | New |
| IFP Advisors, Inc | 13 | – | – | 00.0% | Unchanged |
| Azora Capital LP | 0 | $0 | 0.00% | −1,497,441−100.0% | Sold out |
| Arbiter Partners Capital Management LLC | 0 | $0 | 0.00% | −933,560−100.0% | Sold out |
| Phase 2 Partners, LLC | 0 | $0 | 0.00% | −741,285−100.0% | Sold out |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −695,085−100.0% | Sold out |
| Salzhauer Michael | 0 | $0 | 0.00% | −500,295−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −450,000−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −435,257−100.0% | Sold out |
| Hotchkis & Wiley Capital Management LLC | 0 | $0 | 0.00% | −412,110−100.0% | Sold out |
| Philadelphia Financial Management of San Francisco, LLC | 0 | $0 | 0.00% | −350,817−100.0% | Sold out |
| Fisher Asset Management, LLC | 0 | $0 | 0.00% | −253,713−100.0% | Sold out |
| RMB Capital Management, LLC | 0 | $0 | 0.00% | −250,000−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −244,181−100.0% | Sold out |
| Algebris (UK) Ltd | 0 | $0 | 0.00% | −223,616−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −200,857−100.0% | Sold out |
| FDx Advisors, Inc. | 0 | $0 | 0.00% | −128,355−100.0% | Sold out |
| Deroy & Devereaux Private Investment Counsel Inc | 0 | $0 | 0.00% | −102,345−100.0% | Sold out |
| Emerald Mutual Fund Advisers Trust | 0 | $0 | 0.00% | −95,756−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −74,761−100.0% | Sold out |
| Difesa Capital Management, LP | 0 | $0 | 0.00% | −74,365−100.0% | Sold out |
| Interval Partners, LP | 0 | $0 | 0.00% | −72,347−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −65,345−100.0% | Sold out |
| LSV Asset Management | 0 | $0 | 0.00% | −53,500−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −47,602−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −43,363−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −36,152−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −35,752−100.0% | Sold out |
| Brandywine Global Investment Management, LLC | 0 | $0 | 0.00% | −31,196−100.0% | Sold out |
| Ancora Advisors, LLC | 0 | $0 | 0.00% | −25,813−100.0% | Sold out |
| Cantor Fitzgerald, L. P. | 0 | $0 | 0.00% | −24,805−100.0% | Sold out |
| Boston Partners | 0 | $0 | 0.00% | −24,646−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −23,477−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −23,000−100.0% | Sold out |
| SummerHaven Investment Management, LLC | 0 | $0 | 0.00% | −22,413−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −21,541−100.0% | Sold out |
| SEI Investments Co | 0 | $0 | 0.00% | −18,071−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −15,548−100.0% | Sold out |
| Miller Investment Management, LP | 0 | $0 | 0.00% | −15,840−100.0% | Sold out |
| Franklin Resources Inc | 0 | $0 | 0.00% | −15,465−100.0% | Sold out |
| Redmont Wealth Advisors LLC | 0 | $0 | 0.00% | −14,913−100.0% | Sold out |