Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Cowen Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 174
- −14 vs. Q4 2021
- Shares held
- 24.1M
- −414.3K (−1.7%) vs. Q4 2021
- Total value
- $653.9M
- −$232.7M (−26.2%) vs. Q4 2021
- New holders
- 25
- 61 more added
- Sold out
- 39
- 56 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Martingale Asset Management L P | 16,977 | $461.0K | 0.01% | −7,900−31.8% | Reduced |
| Putnam Investments LLC | 16,825 | $456.0K | 0.00% | +2,629+18.5% | Added |
| Yorktown Management & Research Co Inc | 16,000 | $434.0K | 0.37% | 00.0% | Unchanged |
| Miller Investment Management, LP | 15,840 | $429.0K | 0.07% | 00.0% | Unchanged |
| Paloma Partners Management Co | 15,731 | $426.0K | 0.03% | +6,531+71.0% | Added |
| MetLife Investment Management | 15,547 | $421.3K | 0.00% | +5,469+54.3% | Added |
| Renaissance Technologies LLC | 15,128 | $410.0K | 0.00% | +15,128 | New |
| First Hawaiian Bank | 15,060 | $408.0K | 0.01% | −17,418−53.6% | Reduced |
| Belpointe Asset Management LLC | 14,950 | $405.0K | 0.02% | 00.0% | Unchanged |
| IndexIQ Advisors LLC | 14,605 | $396.0K | 0.01% | +2,591+21.6% | Added |
| Next Level Private LLC | 14,000 | $379.0K | 0.31% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 13,715 | $372.0K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 13,100 | $355.0K | 0.00% | −921−6.6% | Reduced |
| Brandywine Global Investment Management, LLC | 12,354 | $335.0K | 0.00% | 00.0% | Unchanged |
| Evercore Wealth Management, LLC | 12,304 | $333.0K | 0.01% | 00.0% | Unchanged |
| New York Life Investments Alternatives | 12,049 | $327.0K | 0.23% | +2,471+25.8% | Added |
| Dynamic Technology Lab Private Ltd | 11,693 | $317.0K | 0.04% | −2,138−15.5% | Reduced |
| Susquehanna Fundamental Investments, LLC | 11,606 | $315.0K | 0.01% | +1,706+17.2% | Added |
| Legal & General Group Plc | 11,252 | $305.0K | 0.00% | −319−2.8% | Reduced |
| Ancora Advisors, LLC | 11,161 | $302.0K | 0.01% | 00.0% | Unchanged |
| Shell Asset Management Co | 11,051 | $299.0K | 0.01% | −1,585−12.5% | Reduced |
| Manufacturers Life Insurance Company, The | 10,523 | $285.2K | 0.00% | −2,830−21.2% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 10,210 | $277.0K | 0.16% | 00.0% | Unchanged |
| Voya Investment Management LLC | 10,055 | $273.0K | 0.00% | −325−3.1% | Reduced |
| Keebeck Wealth Management, LLC | 10,000 | $271.0K | 0.04% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 9,200 | $249.0K | 0.07% | 00.0% | Unchanged |
| Globeflex Capital L P | 8,950 | $243.0K | 0.05% | 00.0% | Unchanged |
| Winton Group Ltd | 8,732 | $237.0K | 0.01% | +8,732 | New |
| Public Employees Retirement Association of Colorado | 8,334 | $226.0K | 0.00% | −1,494−15.2% | Reduced |
| UBS Group AG | 8,290 | $225.0K | 0.00% | −7,208−46.5% | Reduced |
| Gyon Technologies Capital Management, LP | 7,989 | $217.0K | 0.15% | −16,899−67.9% | Reduced |
| Bridgefront Capital, LLC | 7,701 | $209.0K | 0.26% | +7,701 | New |
| Redmont Wealth Advisors LLC | 7,583 | $205.0K | 0.22% | +1,291+20.5% | Added |
| Citigroup Inc | 6,158 | $167.0K | 0.00% | −7,094−53.5% | Reduced |
| Denali Advisors LLC | 4,829 | $131.0K | 0.05% | −600−11.1% | Reduced |
| Royal Bank of Canada | 3,810 | $103.0K | 0.00% | −7,982−67.7% | Reduced |
| Amalgamated Bank | 3,177 | $86.0K | 0.00% | +3,177 | New |
| Amalgamated Financial Corp. | 3,177 | $86.0K | 0.00% | +3,177 | New |
| EMC Capital Management | 3,603 | $82.0K | 0.06% | +3,603 | New |
| Point72 Hong Kong Ltd | 2,932 | $79.0K | 0.01% | +1,914+188.0% | Added |
| Acadian Asset Management LLC | 2,897 | $78.0K | 0.00% | +2,897 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,789 | $76.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 2,487 | $67.0K | 0.00% | +2+0.1% | Added |
| Ameritas Investment Partners, Inc. | 2,148 | $58.0K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 2,061 | $56.0K | 0.03% | +2,061 | New |
| US Bancorp | 1,892 | $51.0K | 0.00% | +213+12.7% | Added |
| Metropolitan Life Insurance Co | 1,828 | $49.5K | 0.00% | −5,469−74.9% | Reduced |
| Advisor Group Holdings, Inc. | 1,637 | $45.0K | 0.00% | −6,331−79.5% | Reduced |
| Captrust Financial Advisors | 1,542 | $42.0K | 0.00% | +222+16.8% | Added |
| Dorsey Wright & Associates | 1,396 | $38.0K | 0.01% | −189−11.9% | Reduced |
| Quantbot Technologies LP | 1,300 | $35.0K | 0.00% | −9,372−87.8% | Reduced |
| First Quadrant L P | 1,287 | $35.0K | 0.19% | +1,287 | New |
| Great West Life Assurance Co | 1,125 | $32.0K | 0.00% | 00.0% | Unchanged |
| Founders Capital Management | 900 | $32.0K | 0.02% | 00.0% | Unchanged |
| Retirement Group, LLC | 1,000 | $27.0K | 0.01% | +1,000 | New |
| Copeland Capital Management, LLC | 790 | $21.0K | 0.00% | +9+1.2% | Added |
| First Horizon Advisors, Inc. | 599 | $17.0K | 0.00% | +275+84.9% | Added |
| Norwood Financial Corp | 500 | $14.0K | 0.02% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 455 | $12.0K | 0.00% | −14−3.0% | Reduced |
| Tower Research Capital LLC (TRC) | 376 | $10.0K | 0.00% | −2,360−86.3% | Reduced |
| Umb Bank N A | 335 | $9.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 302 | $8.00K | 0.00% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 250 | $7.00K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 185 | $5.00K | 0.00% | +41+28.5% | Added |
| Bessemer Group Inc | 160 | $4.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 149 | $4.00K | 0.00% | +141+1,762.5% | Added |
| Parallel Advisors, LLC | 136 | $4.00K | 0.00% | +136 | New |
| Brown Brothers Harriman & Co | 107 | $3.00K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 82 | $2.00K | 0.00% | +82 | New |
| Whittier Trust Co | 21 | $1.00K | 0.00% | +21 | New |
| Lloyd Advisory Services, LLC. | 22 | $1.00K | 0.00% | +22 | New |
| Huntington National Bank | 1 | $0 | 0.00% | −625−99.8% | Reduced |
| Toronto Dominion Bank | 3 | $0 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 13 | – | – | +13 | New |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −323,397−100.0% | Sold out |
| APG Asset Management N.V. | 0 | $0 | 0.00% | −69,600−100.0% | Sold out |
| Full18 Capital LLC | 0 | $0 | 0.00% | −44,218−100.0% | Sold out |
| Dana Investment Advisors, Inc. | 0 | $0 | 0.00% | −43,564−100.0% | Sold out |
| Norges Bank | 0 | $0 | 0.00% | −34,000−100.0% | Sold out |
| AlphaCrest Capital Management LLC | 0 | $0 | 0.00% | −28,038−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −26,261−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −24,218−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −21,132−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −19,192−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −19,053−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −18,966−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −17,003−100.0% | Sold out |
| Chemistry Wealth Management LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −13,700−100.0% | Sold out |
| Grantham, Mayo, Van Otterloo & Co. LLC | 0 | $0 | 0.00% | −9,500−100.0% | Sold out |
| Pitcairn Co | 0 | $0 | 0.00% | −9,249−100.0% | Sold out |
| Janus Henderson Group PLC | 0 | $0 | 0.00% | −8,714−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −8,409−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −7,502−100.0% | Sold out |
| Shay Capital LLC | 0 | $0 | 0.00% | −7,500−100.0% | Sold out |
| Eqis Capital Management, Inc. | 0 | $0 | 0.00% | −7,358−100.0% | Sold out |
| Arizona State Retirement System | 0 | $0 | 0.00% | −7,029−100.0% | Sold out |
| Bailard, Inc. | 0 | $0 | 0.00% | −5,801−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −5,765−100.0% | Sold out |
| Cambria Investment Management, L.P. | 0 | $0 | 0.00% | −5,629−100.0% | Sold out |