Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Cowen Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 178
- −21 vs. Q2 2021
- Shares held
- 25.3M
- −774.7K (−3.0%) vs. Q2 2021
- Total value
- $866.5M
- −$200.8M (−18.8%) vs. Q2 2021
- New holders
- 22
- 63 more added
- Sold out
- 43
- 62 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harbour Investments, Inc. | 16 | $1.00K | 0.00% | +3+23.1% | Added |
| Optimum Investment Advisors | 110 | $4.00K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 107 | $4.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 160 | $5.00K | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 192 | $7.00K | 0.00% | +192 | New |
| Farmers & Merchants Investments Inc | 276 | $9.00K | 0.00% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 250 | $9.00K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 324 | $10.0K | 0.00% | +213+191.9% | Added |
| Sphinx Trading, LP | 374 | $13.0K | 0.02% | +374 | New |
| Rockefeller Capital Management L.P. | 432 | $14.0K | 0.00% | +25+6.1% | Added |
| Thompson Siegel & Walmsley LLC | 525 | $18.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 625 | $21.0K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 739 | $25.0K | 0.00% | −1,011−57.8% | Reduced |
| Copeland Capital Management, LLC | 765 | $26.0K | 0.00% | 00.0% | Unchanged |
| Founders Capital Management | 900 | $31.0K | 0.02% | +200+28.6% | Added |
| Private Capital Group, LLC | 921 | $32.0K | 0.01% | +408+79.5% | Added |
| Lazard Asset Management LLC | 1,118 | $38.0K | 0.00% | −889−44.3% | Reduced |
| The PNC Financial Services Group, Inc. | 1,116 | $38.0K | 0.00% | +62+5.9% | Added |
| UBS Group AG | 1,138 | $39.0K | 0.00% | −4,941−81.3% | Reduced |
| Great West Life Assurance Co | 1,125 | $39.0K | 0.00% | 00.0% | Unchanged |
| Dorsey Wright & Associates | 1,369 | $47.0K | 0.01% | +108+8.6% | Added |
| Captrust Financial Advisors | 1,511 | $52.0K | 0.00% | −716−32.2% | Reduced |
| US Bancorp | 1,625 | $56.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 1,674 | $57.0K | 0.00% | −2,939−63.7% | Reduced |
| Ameritas Investment Partners, Inc. | 2,148 | $74.0K | 0.00% | 00.0% | Unchanged |
| New York State Teachers Retirement System | 2,200 | $75.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 2,630 | $90.0K | 0.00% | +2+0.1% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,789 | $96.0K | 0.00% | 00.0% | Unchanged |
| SG3 Management, LLC | 4,000 | $137.0K | 0.05% | −15,000−78.9% | Reduced |
| Tower Research Capital LLC (TRC) | 4,639 | $159.0K | 0.00% | +3,622+356.1% | Added |
| Janus Henderson Group PLC | 5,872 | $202.0K | 0.00% | +5,872 | New |
| Quantbot Technologies LP | 6,345 | $217.0K | 0.02% | −5,195−45.0% | Reduced |
| Arizona State Retirement System | 6,587 | $226.0K | 0.00% | +31+0.5% | Added |
| Bailard, Inc. | 7,301 | $250.0K | 0.01% | −1,700−18.9% | Reduced |
| Metropolitan Life Insurance Co | 7,297 | $250.4K | 0.00% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 7,519 | $258.0K | 0.01% | −11−0.1% | Reduced |
| Mackenzie Financial Corp | 7,721 | $265.0K | 0.00% | +1,469+23.5% | Added |
| Occudo Quantitative Strategies LP | 8,541 | $293.0K | 0.04% | +8,541 | New |
| Verition Fund Management LLC | 8,598 | $295.0K | 0.00% | +8,598 | New |
| Citigroup Inc | 8,768 | $301.0K | 0.00% | −5,600−39.0% | Reduced |
| State of Wisconsin Investment Board | 8,900 | $305.0K | 0.00% | 00.0% | Unchanged |
| Globeflex Capital L P | 8,950 | $307.0K | 0.07% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 9,170 | $315.0K | 0.02% | +9,170 | New |
| Susquehanna Fundamental Investments, LLC | 9,378 | $322.0K | 0.01% | −3,142−25.1% | Reduced |
| Trexquant Investment LP | 9,428 | $323.0K | 0.03% | −271−2.8% | Reduced |
| Jane Street Group, LLC | 9,605 | $330.0K | 0.00% | −4,030−29.6% | Reduced |
| Pitcairn Co | 9,679 | $332.0K | 0.02% | −2,182−18.4% | Reduced |
| Advisor Group Holdings, Inc. | 9,871 | $339.0K | 0.00% | +2,532+34.5% | Added |
| Keebeck Wealth Management, LLC | 10,000 | $343.0K | 0.07% | −1,135−10.2% | Reduced |
| MetLife Investment Management | 10,078 | $345.8K | 0.00% | 00.0% | Unchanged |
| Man Group plc | 10,230 | $351.0K | 0.00% | +626+6.5% | Added |
| Public Employees Retirement Association of Colorado | 10,907 | $374.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 10,900 | $374.0K | 0.03% | +2,450+29.0% | Added |
| New York Life Investments Alternatives | 11,065 | $380.0K | 0.25% | +2,780+33.6% | Added |
| Voya Investment Management LLC | 11,100 | $381.0K | 0.00% | −252,306−95.8% | Reduced |
| Cubist Systematic Strategies, LLC | 11,118 | $381.0K | 0.00% | −24,733−69.0% | Reduced |
| Main Street Financial Solutions, LLC | 11,136 | $382.0K | 0.06% | +718+6.9% | Added |
| Legal & General Group Plc | 11,168 | $383.0K | 0.00% | +4,919+78.7% | Added |
| Royal Bank of Canada | 11,891 | $408.0K | 0.00% | +2,300+24.0% | Added |
| SG Americas Securities, LLC | 12,159 | $417.0K | 0.00% | +684+6.0% | Added |
| Evercore Wealth Management, LLC | 12,304 | $422.0K | 0.01% | 00.0% | Unchanged |
| Brandywine Global Investment Management, LLC | 12,354 | $424.0K | 0.00% | 00.0% | Unchanged |
| Shell Asset Management Co | 12,599 | $432.0K | 0.01% | −590−4.5% | Reduced |
| Ancora Advisors, LLC | 12,621 | $433.0K | 0.01% | −2,694−17.6% | Reduced |
| IndexIQ Advisors LLC | 12,791 | $439.0K | 0.01% | +1,281+11.1% | Added |
| Yorktown Management & Research Co Inc | 14,000 | $480.0K | 0.36% | 00.0% | Unchanged |
| Atom Investors LP | 14,052 | $482.0K | 0.09% | +14,052 | New |
| Manufacturers Life Insurance Company, The | 14,316 | $491.0K | 0.00% | −159−1.1% | Reduced |
| State Board of Administration of Florida Retirement System | 14,377 | $493.0K | 0.00% | 00.0% | Unchanged |
| First Hawaiian Bank | 15,060 | $517.0K | 0.02% | 00.0% | Unchanged |
| American International Group, Inc. | 15,356 | $527.0K | 0.00% | +799+5.5% | Added |
| Miller Investment Management, LP | 15,840 | $543.0K | 0.09% | +15,840 | New |
| Twinbeech Capital LP | 15,830 | $543.0K | 0.04% | +15,830 | New |
| PDT Partners, LLC | 16,261 | $558.0K | 0.04% | +16,261 | New |
| Quantedge Capital Pte Ltd | 17,300 | $594.0K | 0.29% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 18,169 | $623.0K | 0.02% | +4,804+35.9% | Added |
| Credit Suisse AG | 18,402 | $632.0K | 0.00% | −94,837−83.7% | Reduced |
| Price T Rowe Associates Inc | 19,354 | $664.0K | 0.00% | −917−4.5% | Reduced |
| Qube Research & Technologies Ltd | 19,363 | $664.0K | 0.01% | +19,363 | New |
| PEAK6 Investments LLC | 20,188 | $693.0K | 0.01% | −66,326−76.7% | Reduced |
| Los Angeles Capital Management LLC | 20,185 | $693.0K | 0.00% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 20,840 | $715.0K | 0.00% | +15,498+290.1% | Added |
| Envestnet Asset Management Inc | 20,991 | $720.0K | 0.00% | +1,914+10.0% | Added |
| Truist Financial Corp | 21,032 | $722.0K | 0.00% | −6,066−22.4% | Reduced |
| SummerHaven Investment Management, LLC | 21,413 | $735.0K | 0.43% | +21,413 | New |
| Boston Partners | 25,777 | $884.0K | 0.00% | −4,053−13.6% | Reduced |
| Summit Global Investments | 27,400 | $940.0K | 0.07% | +15,800+136.2% | Added |
| Thrivent Financial for Lutherans | 27,700 | $950.0K | 0.00% | −62,300−69.2% | Reduced |
| Jackson Creek Investment Advisors LLC | 28,053 | $962.0K | 0.36% | +281+1.0% | Added |
| Affinity Investment Advisors, LLC | 28,848 | $990.0K | 0.44% | −344−1.2% | Reduced |
| Campbell & CO Investment Adviser LLC | 29,200 | $1.00M | 0.33% | +29,200 | New |
| Martingale Asset Management L P | 29,467 | $1.01M | 0.01% | +8,651+41.6% | Added |
| Winton Group Ltd | 30,778 | $1.06M | 0.06% | +9,092+41.9% | Added |
| Dynamic Technology Lab Private Ltd | 32,490 | $1.11M | 0.13% | −16,692−33.9% | Reduced |
| Interval Partners, LP | 33,110 | $1.14M | 0.07% | +33,110 | New |
| Deutsche Bank AG | 33,604 | $1.15M | 0.00% | −20,700−38.1% | Reduced |
| Algert Global LLC | 34,514 | $1.18M | 0.16% | −5,666−14.1% | Reduced |
| Delphi Management Inc | 34,587 | $1.19M | 1.22% | −1,438−4.0% | Reduced |
| Norges Bank | 34,700 | $1.19M | 0.00% | +34,700 | New |
| California State Teachers Retirement System | 34,976 | $1.20M | 0.00% | −831−2.3% | Reduced |