Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Cowen Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 178
- −21 vs. Q2 2021
- Shares held
- 25.3M
- −774.7K (−3.0%) vs. Q2 2021
- Total value
- $866.5M
- −$200.8M (−18.8%) vs. Q2 2021
- New holders
- 22
- 63 more added
- Sold out
- 43
- 62 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Qube Research & Technologies Ltd | 19,363 | $664.0K | 0.01% | +19,363 | New |
| Credit Suisse AG | 18,402 | $632.0K | 0.00% | −94,837−83.7% | Reduced |
| Boothbay Fund Management, LLC | 18,169 | $623.0K | 0.02% | +4,804+35.9% | Added |
| Quantedge Capital Pte Ltd | 17,300 | $594.0K | 0.29% | 00.0% | Unchanged |
| PDT Partners, LLC | 16,261 | $558.0K | 0.04% | +16,261 | New |
| Miller Investment Management, LP | 15,840 | $543.0K | 0.09% | +15,840 | New |
| Twinbeech Capital LP | 15,830 | $543.0K | 0.04% | +15,830 | New |
| American International Group, Inc. | 15,356 | $527.0K | 0.00% | +799+5.5% | Added |
| First Hawaiian Bank | 15,060 | $517.0K | 0.02% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 14,377 | $493.0K | 0.00% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 14,316 | $491.0K | 0.00% | −159−1.1% | Reduced |
| Atom Investors LP | 14,052 | $482.0K | 0.09% | +14,052 | New |
| Yorktown Management & Research Co Inc | 14,000 | $480.0K | 0.36% | 00.0% | Unchanged |
| IndexIQ Advisors LLC | 12,791 | $439.0K | 0.01% | +1,281+11.1% | Added |
| Ancora Advisors, LLC | 12,621 | $433.0K | 0.01% | −2,694−17.6% | Reduced |
| Shell Asset Management Co | 12,599 | $432.0K | 0.01% | −590−4.5% | Reduced |
| Brandywine Global Investment Management, LLC | 12,354 | $424.0K | 0.00% | 00.0% | Unchanged |
| Evercore Wealth Management, LLC | 12,304 | $422.0K | 0.01% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 12,159 | $417.0K | 0.00% | +684+6.0% | Added |
| Royal Bank of Canada | 11,891 | $408.0K | 0.00% | +2,300+24.0% | Added |
| Legal & General Group Plc | 11,168 | $383.0K | 0.00% | +4,919+78.7% | Added |
| Main Street Financial Solutions, LLC | 11,136 | $382.0K | 0.06% | +718+6.9% | Added |
| Voya Investment Management LLC | 11,100 | $381.0K | 0.00% | −252,306−95.8% | Reduced |
| Cubist Systematic Strategies, LLC | 11,118 | $381.0K | 0.00% | −24,733−69.0% | Reduced |
| New York Life Investments Alternatives | 11,065 | $380.0K | 0.25% | +2,780+33.6% | Added |
| Public Employees Retirement Association of Colorado | 10,907 | $374.0K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 10,900 | $374.0K | 0.03% | +2,450+29.0% | Added |
| Man Group plc | 10,230 | $351.0K | 0.00% | +626+6.5% | Added |
| MetLife Investment Management | 10,078 | $345.8K | 0.00% | 00.0% | Unchanged |
| Keebeck Wealth Management, LLC | 10,000 | $343.0K | 0.07% | −1,135−10.2% | Reduced |
| Advisor Group Holdings, Inc. | 9,871 | $339.0K | 0.00% | +2,532+34.5% | Added |
| Pitcairn Co | 9,679 | $332.0K | 0.02% | −2,182−18.4% | Reduced |
| Jane Street Group, LLC | 9,605 | $330.0K | 0.00% | −4,030−29.6% | Reduced |
| Trexquant Investment LP | 9,428 | $323.0K | 0.03% | −271−2.8% | Reduced |
| Susquehanna Fundamental Investments, LLC | 9,378 | $322.0K | 0.01% | −3,142−25.1% | Reduced |
| Engineers Gate Manager LP | 9,170 | $315.0K | 0.02% | +9,170 | New |
| Globeflex Capital L P | 8,950 | $307.0K | 0.07% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 8,900 | $305.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 8,768 | $301.0K | 0.00% | −5,600−39.0% | Reduced |
| Verition Fund Management LLC | 8,598 | $295.0K | 0.00% | +8,598 | New |
| Occudo Quantitative Strategies LP | 8,541 | $293.0K | 0.04% | +8,541 | New |
| Mackenzie Financial Corp | 7,721 | $265.0K | 0.00% | +1,469+23.5% | Added |
| Prelude Capital Management, LLC | 7,519 | $258.0K | 0.01% | −11−0.1% | Reduced |
| Metropolitan Life Insurance Co | 7,297 | $250.4K | 0.00% | 00.0% | Unchanged |
| Bailard, Inc. | 7,301 | $250.0K | 0.01% | −1,700−18.9% | Reduced |
| Arizona State Retirement System | 6,587 | $226.0K | 0.00% | +31+0.5% | Added |
| Quantbot Technologies LP | 6,345 | $217.0K | 0.02% | −5,195−45.0% | Reduced |
| Janus Henderson Group PLC | 5,872 | $202.0K | 0.00% | +5,872 | New |
| Tower Research Capital LLC (TRC) | 4,639 | $159.0K | 0.00% | +3,622+356.1% | Added |
| SG3 Management, LLC | 4,000 | $137.0K | 0.05% | −15,000−78.9% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,789 | $96.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 2,630 | $90.0K | 0.00% | +2+0.1% | Added |
| New York State Teachers Retirement System | 2,200 | $75.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 2,148 | $74.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 1,674 | $57.0K | 0.00% | −2,939−63.7% | Reduced |
| US Bancorp | 1,625 | $56.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,511 | $52.0K | 0.00% | −716−32.2% | Reduced |
| Dorsey Wright & Associates | 1,369 | $47.0K | 0.01% | +108+8.6% | Added |
| UBS Group AG | 1,138 | $39.0K | 0.00% | −4,941−81.3% | Reduced |
| Great West Life Assurance Co | 1,125 | $39.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 1,118 | $38.0K | 0.00% | −889−44.3% | Reduced |
| The PNC Financial Services Group, Inc. | 1,116 | $38.0K | 0.00% | +62+5.9% | Added |
| Private Capital Group, LLC | 921 | $32.0K | 0.01% | +408+79.5% | Added |
| Founders Capital Management | 900 | $31.0K | 0.02% | +200+28.6% | Added |
| Copeland Capital Management, LLC | 765 | $26.0K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 739 | $25.0K | 0.00% | −1,011−57.8% | Reduced |
| Huntington National Bank | 625 | $21.0K | 0.00% | 00.0% | Unchanged |
| Thompson Siegel & Walmsley LLC | 525 | $18.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 432 | $14.0K | 0.00% | +25+6.1% | Added |
| Sphinx Trading, LP | 374 | $13.0K | 0.02% | +374 | New |
| First Horizon Advisors, Inc. | 324 | $10.0K | 0.00% | +213+191.9% | Added |
| Farmers & Merchants Investments Inc | 276 | $9.00K | 0.00% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 250 | $9.00K | 0.00% | 00.0% | Unchanged |
| Smithfield Trust Co | 192 | $7.00K | 0.00% | +192 | New |
| Bessemer Group Inc | 160 | $5.00K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 110 | $4.00K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 107 | $4.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 16 | $1.00K | 0.00% | +3+23.1% | Added |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −227,428−100.0% | Sold out |
| Monarch Partners Asset Management LLC | 0 | $0 | 0.00% | −161,934−100.0% | Sold out |
| Hillsdale Investment Management Inc. | 0 | $0 | 0.00% | −133,500−100.0% | Sold out |
| David J Yvars Group | 0 | $0 | 0.00% | −129,998−100.0% | Sold out |
| Marino, Stram & Associates LLC | 0 | $0 | 0.00% | −128,469−100.0% | Sold out |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −109,663−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −90,946−100.0% | Sold out |
| Marshall Wace North America L.P. | 0 | $0 | 0.00% | −83,716−100.0% | Sold out |
| EAM Investors, LLC | 0 | $0 | 0.00% | −70,928−100.0% | Sold out |
| EAM Global Investors LLC | 0 | $0 | 0.00% | −46,301−100.0% | Sold out |
| M&G Investment Management Ltd | 0 | $0 | 0.00% | −38,234−100.0% | Sold out |
| Oasis Management Co Ltd. | 0 | $0 | 0.00% | −26,000−100.0% | Sold out |
| MYDA Advisors LLC | 0 | $0 | 0.00% | −25,755−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −22,980−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −21,809−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −21,233−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −20,179−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −16,037−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −15,800−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −14,222−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −11,665−100.0% | Sold out |
| AMP Capital Investors Ltd | 0 | $0 | 0.00% | −10,800−100.0% | Sold out |