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Livermore
Livermore
ZHEN

Cowen Inc.

COWNDelisted Mar 1, 2023
Industry
Security Brokers, Dealers & Flotation Companies
SEC CIK
0001466538

Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.

Q4 2022 vs. Q3 2022

How the institutions holding Cowen Inc. changed between Q3 2022 and Q4 2022.

All holders in Q4 2022All holders in Q3 2022

13F holders of COWN: Q3 2022 compared with Q4 2022
MeasureQ3 2022Of which not filed for Q4 2022Q4 2022Change
Holders1611161+1
Shares26.1M3.58K30.5M+4.46M (+17.1%)
Value$1.01B$138.0K$1.18B+$171.8M (+17.1%)

1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (25)

Institutions that held Cowen Inc. at the end of Q4 2022 but not at the end of Q3 2022.

Institutions new to COWN in Q4 2022
InstitutionSharesValue% of portfolio
UBS Oconnor LLC791,489$30.6M1.50%
Balyasny Asset Management LLC734,909$28.4M0.10%
Bardin Hill Management Partners LP392,740$15.2M3.32%
Norges Bank280,100$10.8M0.00%
Flow State Investments, L.P.260,000$10.0M8.75%
Renaissance Technologies LLC223,128$8.62M0.01%
Yakira Capital Management, Inc.77,691$3.00M0.61%
Vivaldi Asset Management, LLC75,190$2.90M0.16%
Bank of Montreal74,512$2.88M0.00%
Arrowstreet Capital, Limited Partnership50,896$1.97M0.00%
Aureus Asset Management, LLC49,274$1.90M0.16%
Public Sector Pension Investment Board46,000$1.78M0.01%
Two Sigma Investments, LP42,529$1.64M0.01%
Greenwich Wealth Management LLC24,750$956.0K0.11%
K2 Principal Fund, L.P.22,814$881.1K0.24%
Bleakley Financial Group, LLC20,755$801.6K0.03%
Kula Investments, LLC11,647$449.8K0.16%
Susquehanna Fundamental Investments, LLC10,918$421.7K0.01%
Quantbot Technologies LP9,710$375.0K0.03%
Janus Henderson Group PLC9,158$353.7K0.00%
FORA Capital, LLC8,847$341.7K0.06%
Advisory Services Network, LLC1,100$42.5K0.00%
Farther Finance Advisors, LLC1,000$38.6K0.01%
CoreCap Advisors, LLC250$9.65K0.00%
Baker Avenue Asset Management, LP13$5020.00%

Sold out (24)

Institutions that held Cowen Inc. at the end of Q3 2022 and filed for Q4 2022 without it.

Institutions that sold out of COWN in Q4 2022
InstitutionShares, Q3 2022Value, Q3 2022
Sand Grove Capital Management LLP240,184$9.28M
TIG Advisors, LLC222,901$8.61M
Centiva Capital, LP125,100$4.83M
EHP Funds Inc.100,000$3.86M
YorkBridge Wealth Partners, LLC80,055$3.09M
Vident Investment Advisory, LLC49,316$1.90M
Schonfeld Strategic Advisors LLC41,600$1.61M
Caption Management, LLC24,900$962.0K
Essex Investment Management Co LLC20,324$785.0K
Two Sigma Advisers, LP14,942$577.0K
Jane Street Group, LLC13,615$526.0K
D. E. Shaw & Co., Inc.13,565$524.0K
Federated Hermes, Inc.12,776$494.0K
Cutler Group LP11,885$459.0K
Janney Montgomery Scott LLC11,856$458.0K
Exchange Traded Concepts, LLC10,292$398.0K
Citizens Financial Group Inc9,521$368.0K
EMC Capital Management5,396$209.0K
Bridgefront Capital, LLC5,224$202.0K
Founders Capital Management1,500$58.0K
Allworth Financial LP311$12.0K
Whittier Trust Co21$1.00K
SJS Investment Consulting Inc.8$0
IFP Advisors, Inc13–

Not filed for Q4 2022 yet (1)

Institutions that held Cowen Inc. at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding COWN in Q3 2022 that haven't filed for Q4 2022
InstitutionShares, Q3 2022Value, Q3 2022
Wipfli Financial Advisors LLC,3,583$138.0K