Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Cowen Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 161
- +1 vs. Q3 2022
- Shares held
- 30.5M
- +4.46M (+17.1%) vs. Q3 2022
- Total value
- $1.18B
- +$171.8M (+17.1%) vs. Q3 2022
- New holders
- 25
- 61 more added
- Sold out
- 24
- 42 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Neuberger Berman Group LLC | 14,155 | $546.7K | 0.00% | −197,488−93.3% | Reduced |
| MetLife Investment Management | 14,057 | $542.9K | 0.00% | +1,136+8.8% | Added |
| First Hawaiian Bank | 12,680 | $490.0K | 0.02% | 00.0% | Unchanged |
| American International Group, Inc. | 12,664 | $489.1K | 0.00% | +190+1.5% | Added |
| AQR Capital Management LLC | 12,509 | $483.1K | 0.00% | +580+4.9% | Added |
| Evercore Wealth Management, LLC | 12,304 | $475.2K | 0.01% | 00.0% | Unchanged |
| Kula Investments, LLC | 11,647 | $449.8K | 0.16% | +11,647 | New |
| Mirae Asset Global Investments Co., Ltd. | 11,487 | $443.6K | 0.00% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 11,365 | $438.9K | 0.00% | −2,350−17.1% | Reduced |
| Susquehanna Fundamental Investments, LLC | 10,918 | $421.7K | 0.01% | +10,918 | New |
| Legal & General Group Plc | 10,152 | $392.1K | 0.00% | +375+3.8% | Added |
| Manufacturers Life Insurance Company, The | 10,072 | $389.0K | 0.00% | −224−2.2% | Reduced |
| Wellington Management Group LLP | 9,952 | $384.3K | 0.00% | 00.0% | Unchanged |
| Voya Investment Management LLC | 9,840 | $380.0K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 9,710 | $375.0K | 0.03% | +9,710 | New |
| Shell Asset Management Co | 9,267 | $358.0K | 0.02% | −1,738−15.8% | Reduced |
| Janus Henderson Group PLC | 9,158 | $353.7K | 0.00% | +9,158 | New |
| Algert Global LLC | 9,009 | $347.9K | 0.02% | 00.0% | Unchanged |
| FORA Capital, LLC | 8,847 | $341.7K | 0.06% | +8,847 | New |
| Next Level Private LLC | 8,000 | $309.4K | 0.23% | −6,000−42.9% | Reduced |
| Public Employees Retirement Association of Colorado | 7,805 | $301.0K | 0.00% | −529−6.3% | Reduced |
| Royal Bank of Canada | 7,435 | $288.0K | 0.00% | +3,329+81.1% | Added |
| Arizona State Retirement System | 7,412 | $286.3K | 0.00% | +314+4.4% | Added |
| Wells Fargo & Company | 6,856 | $264.8K | 0.00% | +277+4.2% | Added |
| Ameriprise Financial Inc | 6,455 | $250.0K | 0.00% | −27,355−80.9% | Reduced |
| BNP Paribas Arbitrage, SA | 6,195 | $239.3K | 0.00% | −5,631−47.6% | Reduced |
| Sabal Trust CO | 6,000 | $231.7K | 0.02% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 3,844 | $148.5K | 0.00% | +1,055+37.8% | Added |
| Amalgamated Bank | 3,445 | $133.0K | 0.00% | +89+2.7% | Added |
| Belpointe Asset Management LLC | 3,200 | $123.6K | 0.01% | 00.0% | Unchanged |
| Group One Trading, L.P. | 2,398 | $92.6K | 0.00% | −13,077−84.5% | Reduced |
| Tower Research Capital LLC (TRC) | 2,296 | $89.0K | 0.00% | −10,953−82.7% | Reduced |
| Ameritas Investment Partners, Inc. | 2,148 | $83.5K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 1,658 | $64.0K | 0.00% | +128+8.4% | Added |
| Longfellow Investment Management Co LLC | 1,528 | $59.0K | 0.01% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 1,474 | $57.0K | 0.00% | +934+173.0% | Added |
| US Bancorp | 1,302 | $50.3K | 0.00% | +26+2.0% | Added |
| Great West Life Assurance Co | 1,125 | $44.0K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 1,100 | $42.5K | 0.00% | +1,100 | New |
| Farther Finance Advisors, LLC | 1,000 | $38.6K | 0.01% | +1,000 | New |
| The PNC Financial Services Group, Inc. | 991 | $38.3K | 0.00% | −4−0.4% | Reduced |
| Citigroup Inc | 843 | $32.6K | 0.00% | −210−19.9% | Reduced |
| Advisor Group Holdings, Inc. | 710 | $27.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 689 | $27.0K | 0.00% | +6+0.9% | Added |
| Paragon Wealth Strategies, LLC | 527 | $20.3K | 0.02% | +2+0.4% | Added |
| TCI Wealth Advisors, Inc. | 370 | $14.3K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 302 | $11.0K | 0.00% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 250 | $9.65K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 250 | $9.65K | 0.00% | +250 | New |
| Quadrant Capital Group LLC | 231 | $8.92K | 0.00% | 00.0% | Unchanged |
| Norwood Financial Corp | 200 | $7.72K | 0.01% | 00.0% | Unchanged |
| Bessemer Group Inc | 160 | $6.00K | 0.00% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 107 | $4.13K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 106 | $4.09K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 107 | $4.00K | 0.00% | −63−37.1% | Reduced |
| Simplex Trading, LLC | 100 | $3.00K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 83 | $3.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 58 | $2.24K | 0.00% | 00.0% | Unchanged |
| Glassman Wealth Services | 39 | $1.51K | 0.00% | −5−11.4% | Reduced |
| Baker Avenue Asset Management, LP | 13 | $502 | 0.00% | +13 | New |
| Huntington National Bank | 1 | $39 | 0.00% | 00.0% | Unchanged |
| Sand Grove Capital Management LLP | 0 | $0 | 0.00% | −240,184−100.0% | Sold out |
| TIG Advisors, LLC | 0 | $0 | 0.00% | −222,901−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −125,100−100.0% | Sold out |
| EHP Funds Inc. | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| YorkBridge Wealth Partners, LLC | 0 | $0 | 0.00% | −80,055−100.0% | Sold out |
| Vident Investment Advisory, LLC | 0 | $0 | 0.00% | −49,316−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −41,600−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −24,900−100.0% | Sold out |
| Essex Investment Management Co LLC | 0 | $0 | 0.00% | −20,324−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −14,942−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −13,615−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −13,565−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −12,776−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −11,885−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −11,856−100.0% | Sold out |
| Exchange Traded Concepts, LLC | 0 | $0 | 0.00% | −10,292−100.0% | Sold out |
| Citizens Financial Group Inc | 0 | $0 | 0.00% | −9,521−100.0% | Sold out |
| EMC Capital Management | 0 | $0 | 0.00% | −5,396−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −5,224−100.0% | Sold out |
| Founders Capital Management | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −311−100.0% | Sold out |
| Whittier Trust Co | 0 | $0 | 0.00% | −21−100.0% | Sold out |
| SJS Investment Consulting Inc. | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −13−100.0% | Sold out |
| Wipfli Financial Advisors LLC, | – | – | – | – | Not filed |