Saba Capital Income & Opportunities Fund
BRW- Exchange
- NYSE
- SEC CIK
- 0000826020
No open-market purchases or sales by Saba Capital Income & Opportunities Fund insiders were filed in the last 90 days; 96 institutions reported holding it in 13F filings for Q2 2026, worth $129.6M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Saba Capital Income & Opportunities Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 74
- −14 vs. Q4 2021
- Shares held
- 37.0M
- −2.15M (−5.5%) vs. Q4 2021
- Total value
- $167.2M
- −$9.76M (−5.5%) vs. Q4 2021
- New holders
- 7
- 19 more added
- Sold out
- 21
- 24 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BRW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 96 | $129.6M |
| Q1 2026 | 93 | $143.7M |
| Q4 2025 | 102 | $141.6M |
| Q3 2025 | 93 | $99.6M |
| Q2 2025 | 80 | $96.9M |
| Q1 2025 | 79 | $94.0M |
| Q4 2024 | 83 | $100.2M |
| Q3 2024 | 70 | $99.2M |
| Q2 2024 | 72 | $72.6M |
| Q1 2024 | 71 | $98.9M |
| Q4 2023 | 76 | $120.0M |
| Q3 2023 | 68 | $118.3M |
| Q2 2023 | 62 | $126.1M |
| Q1 2023 | 66 | $140.9M |
| Q4 2022 | 71 | $134.3M |
| Q3 2022 | 63 | $139.9M |
| Q2 2022 | 64 | $149.4M |
| Q1 2022 | 74 | $167.2M |
| Q4 2021 | 89 | $177.5M |
| Q3 2021 | 80 | $170.5M |
| Q2 2021 | 80 | $309.7M |
| Q1 2021 | 1 | $0 |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Saba Capital Income & Opportunities Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 9,894,479 | $44.7M | 0.75% | −404,912−3.9% | Reduced |
| Rivernorth Capital Management, LLC | 6,018,032 | $27.2M | 1.03% | −2,125,980−26.1% | Reduced |
| Relative Value Partners Group, LLC | 4,388,605 | $19.8M | 1.38% | −14,709−0.3% | Reduced |
| Morgan Stanley | 2,016,598 | $9.12M | 0.00% | +260,659+14.8% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 1,872,387 | $8.46M | 3.17% | +815,943+77.2% | Added |
| City of London Investment Management Co Ltd | 1,654,786 | $7.44M | 0.47% | −763,600−31.6% | Reduced |
| Rockefeller Capital Management L.P. | 1,400,373 | $6.33M | 0.03% | +319,179+29.5% | Added |
| Invesco Ltd. | 1,269,856 | $5.74M | 0.00% | +1,269,856 | New |
| Bulldog Investors, LLP | 976,281 | $4.41M | 1.13% | +306,086+45.7% | Added |
| Clough Capital Partners L P | 900,130 | $4.07M | 0.31% | +341,942+61.3% | Added |
| Invesco Senior Secured Management Inc | 790,673 | $3.57M | 2.86% | 00.0% | Unchanged |
| CSS LLC | 756,494 | $3.42M | 0.14% | −4,000−0.5% | Reduced |
| Envestnet Asset Management Inc | 682,791 | $3.09M | 0.00% | +204,450+42.7% | Added |
| Next Capital Management LLC | 569,580 | $2.58M | 1.78% | +117,998+26.1% | Added |
| Bank of America Corp | 474,427 | $2.14M | 0.00% | −158,108−25.0% | Reduced |
| Royal Bank of Canada | 344,022 | $1.55M | 0.00% | −36,888−9.7% | Reduced |
| Park Avenue Securities LLC | 244,536 | $1.10M | 0.02% | +11,299+4.8% | Added |
| Sit Investment Associates Inc | 182,478 | $825.0K | 0.02% | −1,185,564−86.7% | Reduced |
| Oak Hill Advisors LP | 181,665 | $821.0K | 0.04% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 164,707 | $744.0K | 0.00% | +164,707 | New |
| Westchester Capital Management, LLC | 139,918 | $632.0K | 0.02% | +111,141+386.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 136,340 | $616.0K | 0.00% | +1,438+1.1% | Added |
| UBS Group AG | 126,499 | $572.0K | 0.00% | −10,789−7.9% | Reduced |
| Wells Fargo & Company | 114,481 | $518.0K | 0.00% | −2,781−2.4% | Reduced |
| Pekin Hardy Strauss, Inc. | 111,325 | $503.0K | 0.07% | −1,500−1.3% | Reduced |
| Shufro Rose & Co LLC | 103,387 | $467.0K | 0.04% | −4,673−4.3% | Reduced |
| Virtus ETF Advisers LLC | 102,011 | $461.0K | 0.21% | +20,818+25.6% | Added |
| Qube Research & Technologies Ltd | 100,764 | $455.0K | 0.00% | 00.0% | Unchanged |
| Scotia Capital Inc. | 96,238 | $435.0K | 0.00% | +3,734+4.0% | Added |
| Raymond James & Associates | 88,480 | $400.0K | 0.00% | +31,715+55.9% | Added |
| Autus Asset Management, LLC | 88,120 | $398.0K | 0.06% | +1,055+1.2% | Added |
| Investment Partners, Ltd. | 80,430 | $364.0K | 0.15% | 00.0% | Unchanged |
| Cetera Advisors LLC | 80,020 | $362.0K | 0.01% | −12,675−13.7% | Reduced |
| Goldman Sachs Group Inc | 80,013 | $362.0K | 0.00% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 69,739 | $315.0K | 0.12% | −117,854−62.8% | Reduced |
| Mariner Investment Group LLC | 51,248 | $232.0K | 0.29% | −23,952−31.9% | Reduced |
| Stifel Financial Corp | 44,188 | $200.0K | 0.00% | 00.0% | Unchanged |
| B. Riley Wealth Management, Inc. | 43,750 | $198.0K | 0.02% | +2,500+6.1% | Added |
| Integrated Capital Management, Inc. | 40,202 | $182.0K | 0.15% | −2,805−6.5% | Reduced |
| Foresight Wealth Management, LLC | 36,986 | $167.0K | 0.07% | −67,825−64.7% | Reduced |
| Capital Investment Advisors, LLC | 36,970 | $167.0K | 0.01% | −11,050−23.0% | Reduced |
| KCM Investment Advisors LLC | 33,430 | $151.0K | 0.01% | −1,696−4.8% | Reduced |
| JPMorgan Chase & Co | 32,017 | $145.0K | 0.00% | 00.0% | Unchanged |
| Family Management Corp | 31,539 | $143.0K | 0.04% | −5,447−14.7% | Reduced |
| Kestra Private Wealth Services, LLC | 25,455 | $115.0K | 0.01% | +750+3.0% | Added |
| D. E. Shaw & Co., Inc. | 25,000 | $113.0K | 0.00% | 00.0% | Unchanged |
| Affinia Financial Group, LLC | 22,667 | $98.0K | 0.08% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 21,070 | $95.0K | 0.00% | −46,713−68.9% | Reduced |
| Commonwealth Equity Services, LLC | 19,036 | $86.0K | 0.00% | −8,650−31.2% | Reduced |
| Latitude Advisors, LLC | 18,238 | $82.0K | 0.02% | +6,468+55.0% | Added |
| Lumature Wealth Partners, LLC | 17,019 | $77.0K | 0.03% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 16,440 | $74.0K | 0.02% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 15,470 | $70.0K | 0.00% | +400+2.7% | Added |
| IFP Advisors, Inc | 11,185 | $69.0K | 0.00% | +11,185 | New |
| Independent Financial Group, LLC | 15,000 | $67.8K | 0.01% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 14,270 | $64.0K | 0.00% | +33+0.2% | Added |
| Ausdal Financial Partners, Inc. | 14,000 | $63.0K | 0.01% | 00.0% | Unchanged |
| MKT Advisors LLC | 15,098 | $62.0K | 0.05% | 00.0% | Unchanged |
| Kingsbury Capital Investment Advisors LLC | 12,538 | $57.0K | 0.06% | +12,538 | New |
| Stephens Inc | 12,316 | $56.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 12,009 | $54.0K | 0.03% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 11,761 | $53.0K | 0.00% | 00.0% | Unchanged |
| Segantii Capital Management Ltd | 10,000 | $45.0K | 0.00% | −36,500−78.5% | Reduced |
| WealthTrust Axiom LLC | 10,119 | $45.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 5,615 | $25.0K | 0.00% | −531,994−99.0% | Reduced |
| Prospera Financial Services Inc | 4,172 | $19.0K | 0.00% | +4,172 | New |
| Financial Connections Group, Inc. | 3,761 | $16.0K | 0.02% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 3,245 | $15.0K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 1,244 | $6.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 800 | $4.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 650 | $3.00K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 500 | $2.00K | 0.00% | +500 | New |
| North Star Investment Management Corp. | 310 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 200 | $1.00K | 0.00% | +200 | New |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −209,935−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −83,387−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −47,420−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −41,629−100.0% | Sold out |
| TCG Advisory Services, LLC | 0 | $0 | 0.00% | −39,265−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −29,135−100.0% | Sold out |
| Wedbush Securities Inc | 0 | $0 | 0.00% | −28,012−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −26,532−100.0% | Sold out |
| Plante Moran Financial Advisors, LLC | 0 | $0 | 0.00% | −19,965−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −19,458−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −18,106−100.0% | Sold out |
| Perennial Advisors, LLC | 0 | $0 | 0.00% | −12,263−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −9,131−100.0% | Sold out |
| Missouri Trust & Investment Co | 0 | $0 | 0.00% | −2,050−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −1,672−100.0% | Sold out |
| Investors Research Corp | 0 | $0 | 0.00% | −774−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −501−100.0% | Sold out |
| FSB Premier Wealth Management, Inc. | 0 | $0 | 0.00% | −321−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −264−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −18−100.0% | Sold out |
| Widmann Financial Services, Inc. | 0 | $0 | 0.00% | −120−100.0% | Sold out |
| 6 Meridian | – | – | – | – | Not filed |