Skip to main content
Livermore
Livermore
ZHEN

Autus Asset Management, LLC

SEC CIK
0001513865
Latest filing
Jan 24, 2023

The latest 13F from Autus Asset Management, LLC covers Q4 2022 (filed Jan 24, 2023): 147 long positions worth $555.8M. The top 10 holdings make up 29.0% of the portfolio, and the largest is Vanguard Morningstar Small-Cap ETF at 5.7%. Livermore has 8 filings on Form 13F from this institution, going back to Q1 2021.

What changed in Q4 2022

Share counts compared with Q3 2022: how many positions were new, added to, reduced or sold out, and the biggest buys and sells. Dollar amounts are estimated at the quarter-end prices implied by the filing.

Full comparison
New
8
Est. +$2.96M
Added
24
Est. +$3.84M
Reduced
89
Est. −$17.4M
Sold out
1
Est. −$3.70M

Top 5 holdings

Share of this quarter's portfolio value

  1. Vanguard Morningstar Small-Cap ETF922908751
    5.7%$31.6M
  2. Vanguard Ftse Developed Markets ETF921943858
    3.3%$18.4M
  3. Vanguard Intermediate-Term Corporate Bond ETF92206C870
    3.1%$17.2M
  4. AAPLApple Inc.
    3.0%$16.7MHistory
  5. CVXChevron Corp
    2.4%$13.4MHistory

Share of portfolio

Top 5 holdings and the other 142 positions, by share of portfolio value

  1. Vanguard Morningstar Small-Cap ETF5.7%
  2. Vanguard Ftse Developed Markets ETF3.3%
  3. Vanguard Intermediate-Term Corporate Bond ETF3.1%
  4. AAPL3.0%
  5. CVX2.4%
  6. Other 142 positions82.5%

Biggest buys

New and added positions, by estimated amount bought

  1. MCOMoodys Corp
    +$1.41MNewHistory
  2. iShares Core S&P 500 ETF464287200
    +$1.37MAdded
  3. iShares Core S&P Mid-Cap ETF464287507
    +$1.21MAdded
  4. AMGNAmgen Inc
    +$260.8KNewHistory
  5. TTCToro Co
    +$246.3KAddedHistory

Largest weight increases

New and added positions, by percentage points of the portfolio gained

  1. MCOMoodys Corp
    +0.25 pp0.0% → 0.3%History
  2. iShares Core S&P 500 ETF464287200
    +0.25 pp0.5% → 0.7%
  3. iShares Core S&P Mid-Cap ETF464287507
    +0.22 pp0.2% → 0.4%
  4. TTCToro Co
    +0.21 pp0.7% → 0.9%History
  5. CLColgate Palmolive Co
    +0.06 pp1.1% → 1.1%History

Biggest sells

Reduced and sold-out positions, by estimated amount sold

  1. ABMDAbiomed Inc
    −$3.70MSold outHistory
  2. Vanguard Ftse Emerging Markets ETF922042858
    −$1.63MReduced
  3. Vanguard Ftse Developed Markets ETF921943858
    −$1.15MReduced
  4. Vanguard Scottsdale FDS92206C409
    −$817.8KReduced
  5. Vanguard Morningstar Small-Cap ETF922908751
    −$694.9KReduced

Largest weight decreases

Reduced and sold-out positions, by percentage points of the portfolio lost

  1. ABMDAbiomed Inc
    −0.71 pp0.7% → 0.0%History
  2. AAPLApple Inc.
    −0.51 pp3.5% → 3.0%History
  3. AMZNAmazon Com Inc
    −0.40 pp1.3% → 0.9%History
  4. GOOGAlphabet Inc.
    −0.35 pp2.3% → 1.9%History
  5. COSTCostco Wholesale Corp
    −0.29 pp2.5% → 2.2%History

Metrics

13F metrics for Q4 2022, computed only from the numbers in the filings. Definitions below.

Portfolio value
$555.8M
+$34.0M (+6.5%) vs. prior quarter
Positions
147
+7 vs. prior quarter
Top 10 concentration
29.0%
Top 10 as share of value
Turnover
1.3%
Q4 2022, one quarter
Average holding period
7.9 quarters
Weighted by value

How these are calculated

  • Portfolio value: the market value of all long positions in the 13F, as reported at quarter end, excluding options.
  • Top 10 concentration: the combined value of the 10 largest positions as a share of portfolio value.
  • Turnover: the smaller of this quarter's estimated purchases and estimated sales, divided by the average of this and last quarter's portfolio value. Estimates multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares); new positions use this quarter's value and sold-out positions last quarter's. Only positions reported in shares count, and it is not calculated when the previous quarter was not filed.
  • Average holding period: how many consecutive quarters each current position has been held (including this one; a quarter without the position or without a filing starts the count over), weighted by this quarter's value. Counting starts with the first 13F in Livermore (Q1 2021), so positions held before then are understated.

13F filings by quarter

8 quarters, going back to Q1 2021. Bars show each quarter's 13F portfolio value; quarters without a filing are left blank.

Peak $993.9M (Q4 2021)

Q1 2021: $849.2MQ2 2021: $913.5MQ3 2021: $914.5MQ4 2021: $993.9MQ1 2022: $667.0MQ2 2022: $561.7MQ3 2022: $521.9MQ4 2022: $555.8M
Q1 2021Q4 2022
13F filings of Autus Asset Management, LLC by quarter
QuarterFiledPositionsValueTop 3 holdingsChangesFiling
Q4 2022Jan 24, 2023147$555.8MVanguard Morningstar Small-Cap ETFVanguard Ftse Developed Markets ETFVanguard Intermediate-Term Corporate Bond ETFvs. Q3 2022SEC
Q3 2022Oct 13, 2022140$521.9MVanguard Morningstar Small-Cap ETFAAPLVanguard Intermediate-Term Corporate Bond ETFvs. Q2 2022SEC
Q2 2022Jul 22, 2022144$561.7MVanguard Morningstar Small-Cap ETFVanguard Ftse Developed Markets ETFAAPLvs. Q1 2022SEC
Q1 2022Apr 13, 2022151$667.0MVanguard Morningstar Small-Cap ETFAAPLVanguard Ftse Developed Markets ETFvs. Q4 2021SEC
Q4 2021Jan 14, 2022178$993.9MVanguard Morningstar Small-Cap ETFAAPLVanguard Ftse Developed Markets ETFvs. Q3 2021SEC
Q3 2021Oct 18, 2021171$914.5MVanguard Morningstar Small-Cap ETFVanguard Ftse Developed Markets ETFVanguard Intermediate-Term Corporate Bond ETFvs. Q2 2021SEC
Q2 2021Jul 16, 2021169$913.5MVanguard Morningstar Small-Cap ETFVanguard Ftse Developed Markets ETFVanguard Intermediate-Term Corporate Bond ETFvs. Q1 2021SEC
Q1 2021Apr 14, 2021165$849.2MVanguard Morningstar Small-Cap ETFVanguard Ftse Developed Markets ETFVanguard Intermediate-Term Corporate Bond ETF–SEC