Saba Capital Income & Opportunities Fund
BRW- Exchange
- NYSE
- SEC CIK
- 0000826020
No open-market purchases or sales by Saba Capital Income & Opportunities Fund insiders were filed in the last 90 days; 96 institutions reported holding it in 13F filings for Q2 2026, worth $129.6M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Saba Capital Income & Opportunities Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- +7 vs. Q2 2023
- Shares held
- 15.4M
- −915.8K (−5.6%) vs. Q2 2023
- Total value
- $118.3M
- −$7.70M (−6.1%) vs. Q2 2023
- New holders
- 11
- 18 more added
- Sold out
- 4
- 20 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BRW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 96 | $129.6M |
| Q1 2026 | 93 | $143.7M |
| Q4 2025 | 102 | $141.6M |
| Q3 2025 | 93 | $99.6M |
| Q2 2025 | 80 | $96.9M |
| Q1 2025 | 79 | $94.0M |
| Q4 2024 | 83 | $100.2M |
| Q3 2024 | 70 | $99.2M |
| Q2 2024 | 72 | $72.6M |
| Q1 2024 | 71 | $98.9M |
| Q4 2023 | 76 | $120.0M |
| Q3 2023 | 68 | $118.3M |
| Q2 2023 | 62 | $126.1M |
| Q1 2023 | 66 | $140.9M |
| Q4 2022 | 71 | $134.3M |
| Q3 2022 | 63 | $139.9M |
| Q2 2022 | 64 | $149.4M |
| Q1 2022 | 74 | $167.2M |
| Q4 2021 | 89 | $177.5M |
| Q3 2021 | 80 | $170.5M |
| Q2 2021 | 80 | $309.7M |
| Q1 2021 | 1 | $0 |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Saba Capital Income & Opportunities Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rivernorth Capital Management, LLC | 2,966,841 | $22.8M | 1.18% | +130,941+4.6% | Added |
| Saba Capital Management, L.P. | 2,486,551 | $19.1M | 0.61% | −998,250−28.6% | Reduced |
| Relative Value Partners Group, LLC | 2,146,400 | $16.5M | 1.11% | −26,928−1.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 1,426,293 | $11.0M | 4.23% | −666,852−31.9% | Reduced |
| Morgan Stanley | 715,587 | $5.50M | 0.00% | −89,520−11.1% | Reduced |
| Invesco Ltd. | 594,982 | $4.57M | 0.00% | −4,624−0.8% | Reduced |
| Clough Capital Partners L P | 469,500 | $3.61M | 0.39% | +469,500 | New |
| CSS LLC | 404,546 | $3.11M | 0.26% | −20,125−4.7% | Reduced |
| Invesco Senior Secured Management Inc | 395,337 | $3.04M | 3.14% | +10.0% | Added |
| Advisor Group Holdings, Inc. | 377,750 | $2.90M | 0.00% | +52,465+16.1% | Added |
| Bulldog Investors, LLP | 336,809 | $2.59M | 0.90% | −105,269−23.8% | Reduced |
| Envestnet Asset Management Inc | 298,715 | $2.29M | 0.00% | −236,242−44.2% | Reduced |
| Scotia Capital Inc. | 210,950 | $1.62M | 0.01% | +19,531+10.2% | Added |
| GraniteShares Advisors LLC | 192,016 | $1.47M | 1.37% | +7,363+4.0% | Added |
| Baird Financial Group, Inc. | 185,785 | $1.43M | 0.00% | +22,818+14.0% | Added |
| Meteora Capital, LLC | 185,204 | $1.42M | 0.24% | +173,408+1,470.1% | Added |
| Next Capital Management LLC | 152,705 | $1.18M | 0.53% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 147,958 | $1.14M | 0.04% | +147,958 | New |
| Sea Otter Advisors LLC | 140,883 | $1.08M | 0.77% | +45,883+48.3% | Added |
| Quarry LP | 128,200 | $984.6K | 0.64% | +128,200 | New |
| Bank of America Corp | 113,925 | $874.9K | 0.00% | −5,417−4.5% | Reduced |
| Chicago Partners Investment Group LLC | 120,046 | $870.3K | 0.05% | −14,799−11.0% | Reduced |
| Alpine Global Management, LLC | 104,785 | $804.7K | 0.19% | −4,283−3.9% | Reduced |
| LPL Financial LLC | 104,342 | $801.3K | 0.00% | +6,764+6.9% | Added |
| Oak Hill Advisors LP | 90,833 | $697.6K | 0.07% | +10.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 76,366 | $586.5K | 0.00% | −437−0.6% | Reduced |
| Raymond James & Associates | 66,050 | $507.3K | 0.00% | −1,683−2.5% | Reduced |
| Goldman Sachs Group Inc | 65,774 | $505.1K | 0.00% | −1,000−1.5% | Reduced |
| Robinson Capital Management, LLC | 59,353 | $450.2K | 0.20% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 55,800 | $428.5K | 0.01% | +3,277+6.2% | Added |
| UBS Group AG | 44,993 | $345.5K | 0.00% | −1,067−2.3% | Reduced |
| Westchester Capital Management, LLC | 44,689 | $343.2K | 0.01% | 00.0% | Unchanged |
| Walleye Capital LLC | 40,485 | $310.9K | 0.00% | 00.0% | Unchanged |
| Cetera Advisors LLC | 40,006 | $307.2K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 39,344 | $302.2K | 0.01% | +7,830+24.8% | Added |
| SeaCrest Wealth Management, LLC | 38,834 | $298.2K | 0.04% | +573+1.5% | Added |
| CNH Partners LLC | 36,613 | $281.2K | 0.01% | +11,606+46.4% | Added |
| Shufro Rose & Co LLC | 36,214 | $278.1K | 0.03% | −5,156−12.5% | Reduced |
| Adalta Capital Management LLC | 29,325 | $225.0K | 0.15% | +9,100+45.0% | Added |
| Royal Bank of Canada | 23,245 | $179.0K | 0.00% | −6,043−20.6% | Reduced |
| Stifel Financial Corp | 23,102 | $177.4K | 0.00% | −126−0.5% | Reduced |
| Commonwealth Equity Services, LLC | 20,392 | $157.0K | 0.00% | +2,930+16.8% | Added |
| Ignite Planners, LLC | 17,541 | $132.6K | 0.04% | +17,541 | New |
| Capital Investment Advisors, LLC | 16,945 | $130.1K | 0.00% | +16,945 | New |
| Comerica Bank | 16,121 | $123.8K | 0.00% | +16,121 | New |
| JPMorgan Chase & Co | 16,008 | $122.9K | 0.00% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 15,965 | $122.6K | 0.01% | −10,715−40.2% | Reduced |
| Family Management Corp | 15,767 | $121.1K | 0.03% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 15,290 | $117.4K | 0.00% | +457+3.1% | Added |
| Abacus Planning Group, Inc. | 12,547 | $96.4K | 0.02% | 00.0% | Unchanged |
| MAI Capital Management | 11,621 | $89.2K | 0.00% | +11,621 | New |
| Apollon Wealth Management, LLC | 11,330 | $87.0K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 10,083 | $77.4K | 0.01% | +10,083 | New |
| Qube Research & Technologies Ltd | 5,149 | $39.5K | 0.00% | +5,149 | New |
| Winmill & Co. Inc | 3,600 | $27.6K | 0.01% | 00.0% | Unchanged |
| Stonebridge Capital Advisors LLC | 2,627 | $20.2K | 0.00% | +2,627 | New |
| Raleigh Capital Management Inc. | 1,800 | $13.8K | 0.01% | +100+5.9% | Added |
| Capital Advisors, Ltd. LLC | 1,622 | $12.0K | 0.00% | 00.0% | Unchanged |
| Trust Co of Vermont | 1,300 | $9.98K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 1,000 | $7.68K | 0.00% | +1,000 | New |
| Wells Fargo & Company | 842 | $6.46K | 0.00% | −16,342−95.1% | Reduced |
| Bellevue Asset Management, LLC | 420 | $3.23K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 400 | $3.07K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 387 | $2.97K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 187 | $1.43K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 155 | $1.19K | 0.00% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 125 | $960 | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 100 | $768 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −18,146−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −3,239−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −1,362−100.0% | Sold out |
| Lumature Wealth Partners, LLC | – | – | – | – | Not filed |