Saba Capital Income & Opportunities Fund
BRW- Exchange
- NYSE
- SEC CIK
- 0000826020
No open-market purchases or sales by Saba Capital Income & Opportunities Fund insiders were filed in the last 90 days; 96 institutions reported holding it in 13F filings for Q2 2026, worth $129.6M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Saba Capital Income & Opportunities Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- +10 vs. Q3 2021
- Shares held
- 39.3M
- +1.78M (+4.8%) vs. Q3 2021
- Total value
- $177.5M
- +$7.12M (+4.2%) vs. Q3 2021
- New holders
- 23
- 21 more added
- Sold out
- 13
- 26 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BRW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 96 | $129.6M |
| Q1 2026 | 93 | $143.7M |
| Q4 2025 | 102 | $141.6M |
| Q3 2025 | 93 | $99.6M |
| Q2 2025 | 80 | $96.9M |
| Q1 2025 | 79 | $94.0M |
| Q4 2024 | 83 | $100.2M |
| Q3 2024 | 70 | $99.2M |
| Q2 2024 | 72 | $72.6M |
| Q1 2024 | 71 | $98.9M |
| Q4 2023 | 76 | $120.0M |
| Q3 2023 | 68 | $118.3M |
| Q2 2023 | 62 | $126.1M |
| Q1 2023 | 66 | $140.9M |
| Q4 2022 | 71 | $134.3M |
| Q3 2022 | 63 | $139.9M |
| Q2 2022 | 64 | $149.4M |
| Q1 2022 | 74 | $167.2M |
| Q4 2021 | 89 | $177.5M |
| Q3 2021 | 80 | $170.5M |
| Q2 2021 | 80 | $309.7M |
| Q1 2021 | 1 | $0 |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Saba Capital Income & Opportunities Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 10,299,391 | $46.6M | 0.94% | −709,968−6.4% | Reduced |
| Rivernorth Capital Management, LLC | 8,144,012 | $36.8M | 1.49% | +560,574+7.4% | Added |
| Relative Value Partners Group, LLC | 4,403,314 | $19.9M | 1.41% | −92,705−2.1% | Reduced |
| City of London Investment Management Co Ltd | 2,418,386 | $10.9M | 0.62% | −25,853−1.1% | Reduced |
| Morgan Stanley | 1,755,939 | $7.94M | 0.00% | +4,712+0.3% | Added |
| Sit Investment Associates Inc | 1,368,042 | $6.18M | 0.15% | +322,118+30.8% | Added |
| Rockefeller Capital Management L.P. | 1,081,194 | $4.89M | 0.02% | −28,842−2.6% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 1,056,444 | $4.78M | 1.73% | +562,495+113.9% | Added |
| Invesco Senior Secured Management Inc | 790,673 | $3.57M | 2.51% | +790,673 | New |
| CSS LLC | 760,494 | $3.44M | 0.15% | −17,153−2.2% | Reduced |
| Bulldog Investors, LLP | 670,195 | $3.03M | 0.81% | +9,000+1.4% | Added |
| Bank of America Corp | 632,535 | $2.86M | 0.00% | +5,105+0.8% | Added |
| Clough Capital Partners L P | 558,188 | $2.52M | 0.17% | −305,100−35.3% | Reduced |
| Advisor Group Holdings, Inc. | 537,609 | $2.43M | 0.00% | +193,129+56.1% | Added |
| Envestnet Asset Management Inc | 478,341 | $2.16M | 0.00% | +107,481+29.0% | Added |
| Next Capital Management LLC | 451,582 | $2.04M | 1.40% | −84,271−15.7% | Reduced |
| Royal Bank of Canada | 380,910 | $1.72M | 0.00% | +313,133+462.0% | Added |
| Park Avenue Securities LLC | 233,237 | $1.05M | 0.02% | +20,284+9.5% | Added |
| Robinson Capital Management, LLC | 209,935 | $953.0K | 0.59% | +171,447+445.5% | Added |
| Shaker Financial Services, LLC | 187,593 | $848.0K | 0.30% | −149,020−44.3% | Reduced |
| Oak Hill Advisors LP | 181,665 | $821.0K | 0.05% | 00.0% | Unchanged |
| UBS Group AG | 137,288 | $621.0K | 0.00% | −29,544−17.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 134,902 | $610.0K | 0.00% | −21,176−13.6% | Reduced |
| 6 Meridian | 126,314 | $571.0K | 0.04% | −8,664−6.4% | Reduced |
| Wells Fargo & Company | 117,262 | $530.0K | 0.00% | −10,354−8.1% | Reduced |
| Pekin Hardy Strauss, Inc. | 112,825 | $510.0K | 0.07% | +112,825 | New |
| Shufro Rose & Co LLC | 108,060 | $488.0K | 0.04% | −5,674−5.0% | Reduced |
| Foresight Wealth Management, LLC | 104,811 | $474.0K | 0.18% | +104,811 | New |
| Qube Research & Technologies Ltd | 100,764 | $455.0K | 0.00% | +100,764 | New |
| Cetera Advisors LLC | 92,695 | $419.0K | 0.01% | 00.0% | Unchanged |
| Scotia Capital Inc. | 92,504 | $418.0K | 0.00% | +11,762+14.6% | Added |
| Autus Asset Management, LLC | 87,065 | $394.0K | 0.04% | 00.0% | Unchanged |
| Nomura Holdings Inc | 83,387 | $377.0K | 0.00% | +83,387 | New |
| Virtus ETF Advisers LLC | 81,193 | $367.0K | 0.14% | −5,002−5.8% | Reduced |
| Investment Partners, Ltd. | 80,430 | $364.0K | 0.15% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 80,013 | $362.0K | 0.00% | −70.0% | Reduced |
| Mariner Investment Group LLC | 75,200 | $340.0K | 0.14% | +75,200 | New |
| Guggenheim Capital LLC | 67,783 | $306.0K | 0.00% | +11,391+20.2% | Added |
| Raymond James & Associates | 56,765 | $257.0K | 0.00% | −5,367−8.6% | Reduced |
| Capital Investment Advisors, LLC | 48,020 | $217.0K | 0.01% | +1,300+2.8% | Added |
| LPL Financial LLC | 47,420 | $214.0K | 0.00% | −1,961−4.0% | Reduced |
| Segantii Capital Management Ltd | 46,500 | $210.0K | 0.01% | +46,500 | New |
| Stifel Financial Corp | 44,188 | $200.0K | 0.00% | −16,112−26.7% | Reduced |
| Integrated Capital Management, Inc. | 43,007 | $194.0K | 0.15% | +2,636+6.5% | Added |
| Landscape Capital Management, L.L.C. | 41,629 | $188.0K | 0.03% | +41,629 | New |
| B. Riley Wealth Management, Inc. | 41,250 | $186.0K | 0.01% | −10,000−19.5% | Reduced |
| TCG Advisory Services, LLC | 39,265 | $177.0K | 0.04% | +2,000+5.4% | Added |
| Family Management Corp | 36,986 | $167.0K | 0.04% | 00.0% | Unchanged |
| KCM Investment Advisors LLC | 35,126 | $159.0K | 0.01% | −271−0.8% | Reduced |
| JPMorgan Chase & Co | 32,017 | $145.0K | 0.00% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 29,135 | $132.0K | 0.13% | +29,135 | New |
| Westchester Capital Management, LLC | 28,777 | $130.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 28,012 | $127.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 27,686 | $125.0K | 0.00% | −27−0.1% | Reduced |
| GWM Advisors LLC | 26,532 | $120.0K | 0.00% | +26,532 | New |
| D. E. Shaw & Co., Inc. | 25,000 | $113.0K | 0.00% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 24,705 | $112.0K | 0.01% | +484+2.0% | Added |
| Affinia Financial Group, LLC | 22,667 | $104.0K | 0.07% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 19,965 | $90.0K | 0.01% | +19,965 | New |
| Mercer Global Advisors Inc | 19,458 | $88.0K | 0.00% | +19,458 | New |
| Citadel Advisors LLC | 18,106 | $82.0K | 0.00% | +18,106 | New |
| Lumature Wealth Partners, LLC | 17,019 | $77.0K | 0.03% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 16,440 | $74.0K | 0.02% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 15,070 | $68.0K | 0.00% | −390−2.5% | Reduced |
| MKT Advisors LLC | 15,098 | $68.0K | 0.05% | +15,098 | New |
| Independent Financial Group, LLC | 15,000 | $67.8K | 0.01% | +15,000 | New |
| Avantax Advisory Services, Inc. | 14,237 | $64.0K | 0.00% | +1,200+9.2% | Added |
| Ausdal Financial Partners, Inc. | 14,000 | $63.0K | 0.01% | 00.0% | Unchanged |
| Stephens Inc | 12,316 | $56.0K | 0.00% | 00.0% | Unchanged |
| Perennial Advisors, LLC | 12,263 | $55.0K | 0.01% | +261+2.2% | Added |
| Platform Technology Partners | 12,009 | $54.0K | 0.02% | −33,308−73.5% | Reduced |
| Susquehanna International Group, LLP | 11,761 | $53.0K | 0.00% | −1,200−9.3% | Reduced |
| Latitude Advisors, LLC | 11,770 | $53.0K | 0.01% | +251+2.2% | Added |
| WealthTrust Axiom LLC | 10,119 | $45.0K | 0.01% | +10,119 | New |
| Wolverine Asset Management LLC | 9,131 | $41.0K | 0.00% | −89,168−90.7% | Reduced |
| Financial Connections Group, Inc. | 3,761 | $16.0K | 0.02% | +3,761 | New |
| Capital Advisors, Ltd. LLC | 3,245 | $15.0K | 0.00% | 00.0% | Unchanged |
| Missouri Trust & Investment Co | 2,050 | $9.00K | 0.01% | +2,050 | New |
| Bessemer Group Inc | 1,672 | $8.00K | 0.00% | +1,672 | New |
| Private Capital Group, LLC | 1,244 | $6.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 800 | $4.00K | 0.00% | −1,000−55.6% | Reduced |
| Investors Research Corp | 774 | $3.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 650 | $3.00K | 0.00% | +650 | New |
| FMR LLC | 501 | $2.00K | 0.00% | +500+50,000.0% | Added |
| Eaton Vance Management | 264 | $1.00K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 310 | $1.00K | 0.00% | 00.0% | Unchanged |
| FSB Premier Wealth Management, Inc. | 321 | $1.00K | 0.00% | +321 | New |
| CWM, LLC | 18 | $0 | 0.00% | +18 | New |
| Widmann Financial Services, Inc. | 120 | $0 | 0.00% | +120 | New |
| Millennium Management LLC | 0 | $0 | 0.00% | −159,069−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −108,090−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −32,629−100.0% | Sold out |
| Mackay Shields LLC | 0 | $0 | 0.00% | −28,978−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −24,683−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −12,290−100.0% | Sold out |
| Neuberger Berman Group LLC | 0 | $0 | 0.00% | −10,700−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −2,033−100.0% | Sold out |
| Firestone Capital Management | 0 | $0 | 0.00% | −2,010−100.0% | Sold out |
| Baystate Wealth Management LLC | 0 | $0 | 0.00% | −1,460−100.0% | Sold out |