Skip to main content

Saba Capital Income & Opportunities Fund

BRW
Exchange
NYSE
SEC CIK
0000826020

No open-market purchases or sales by Saba Capital Income & Opportunities Fund insiders were filed in the last 90 days; 96 institutions reported holding it in 13F filings for Q2 2026, worth $129.6M in total; no superinvestor holds it.

13F holders, Q3 2022

Institutional positions in Saba Capital Income & Opportunities Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
63
0 vs. Q2 2022
Shares held
17.7M
−771.3K (−4.2%) vs. Q2 2022
Total value
$139.9M
−$9.30M (−6.2%) vs. Q2 2022
New holders
7
19 more added
Sold out
7
19 more reduced

1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting BRW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 63 institutions
Q1 2021: 1 institutionQ2 2021: 80 institutionsQ3 2021: 80 institutionsQ4 2021: 89 institutionsQ1 2022: 74 institutionsQ2 2022: 64 institutionsQ3 2022: 63 institutionsQ4 2022: 71 institutionsQ1 2023: 66 institutionsQ2 2023: 62 institutionsQ3 2023: 68 institutionsQ4 2023: 76 institutionsQ1 2024: 71 institutionsQ2 2024: 72 institutionsQ3 2024: 70 institutionsQ4 2024: 83 institutionsQ1 2025: 79 institutionsQ2 2025: 80 institutionsQ3 2025: 93 institutionsQ4 2025: 102 institutionsQ1 2026: 93 institutionsQ2 2026: 96 institutions
Value heldQ3 2022: $139.9M
Q1 2021: $0Q2 2021: $309.7MQ3 2021: $170.5MQ4 2021: $177.5MQ1 2022: $167.2MQ2 2022: $149.4MQ3 2022: $139.9MQ4 2022: $134.3MQ1 2023: $140.9MQ2 2023: $126.1MQ3 2023: $118.3MQ4 2023: $120.0MQ1 2024: $98.9MQ2 2024: $72.6MQ3 2024: $99.2MQ4 2024: $100.2MQ1 2025: $94.0MQ2 2025: $96.9MQ3 2025: $99.6MQ4 2025: $141.6MQ1 2026: $143.7MQ2 2026: $129.6M
Institutions holding BRW and their total value by quarter
QuarterHoldersValue
Q2 202696$129.6M
Q1 202693$143.7M
Q4 2025102$141.6M
Q3 202593$99.6M
Q2 202580$96.9M
Q1 202579$94.0M
Q4 202483$100.2M
Q3 202470$99.2M
Q2 202472$72.6M
Q1 202471$98.9M
Q4 202376$120.0M
Q3 202368$118.3M
Q2 202362$126.1M
Q1 202366$140.9M
Q4 202271$134.3M
Q3 202263$139.9M
Q2 202264$149.4M
Q1 202274$167.2M
Q4 202189$177.5M
Q3 202180$170.5M
Q2 202180$309.7M
Q1 20211$0

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Saba Capital Income & Opportunities Fund; share changes are against Q2 2022.

Institutions holding BRW in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Saba Capital Management, L.P.4,312,473$34.1M0.45%−194,491−4.3%Reduced
Rivernorth Capital Management, LLC2,927,098$23.2M1.04%−326,959−10.0%Reduced
Relative Value Partners Group, LLC2,113,806$16.7M1.37%−47,831−2.2%Reduced
Thomas J. Herzfeld Advisors, Inc.1,254,873$9.93M4.23%+177,316+16.5%Added
Morgan Stanley1,035,287$8.19M0.00%+45,625+4.6%Added
Rockefeller Capital Management L.P.686,660$5.43M0.03%−2700.0%Reduced
Invesco Ltd.681,997$5.39M0.00%+47,491+7.5%Added
Bulldog Investors, LLP644,303$5.10M1.49%+9,071+1.4%Added
City of London Investment Management Co Ltd544,162$4.28M0.37%−47,235−8.0%Reduced
CSS LLC430,090$3.40M0.20%+6,581+1.6%Added
Invesco Senior Secured Management Inc395,337$3.13M3.70%00.0%Unchanged
Envestnet Asset Management Inc372,989$2.95M0.00%+4,823+1.3%Added
Advisor Group Holdings, Inc.298,477$2.36M0.01%+5,175+1.8%Added
Next Capital Management LLC282,167$2.23M1.69%+166+0.1%Added
Bank of America Corp152,496$1.21M0.00%−10,714−6.6%Reduced
Baird Financial Group, Inc.129,971$1.03M0.00%+17,011+15.1%Added
Park Avenue Securities LLC122,378$968.0K0.02%−859−0.7%Reduced
Investment Partners, Ltd.94,875$750.0K0.22%+54,661+135.9%Added
Oak Hill Advisors LP90,833$718.0K0.05%+10.0%Added
Scotia Capital Inc.81,095$641.0K0.01%+7,085+9.6%Added
Goldman Sachs Group Inc65,274$516.0K0.00%00.0%Unchanged
Raymond James Financial Services Advisors, Inc.63,377$501.0K0.00%−4,893−7.2%Reduced
Clough Capital Partners L P60,399$478.0K0.07%−403,381−87.0%Reduced
UBS Group AG58,449$463.0K0.00%−4,125−6.6%Reduced
Pekin Hardy Strauss, Inc.51,549$408.0K0.07%−831−1.6%Reduced
Raymond James & Associates51,544$408.0K0.00%+6,049+13.3%Added
Shufro Rose & Co LLC50,653$401.0K0.04%−1,031−2.0%Reduced
Qube Research & Technologies Ltd50,382$399.0K0.00%00.0%Unchanged
Moors & Cabot, Inc.50,000$396.0K0.03%+30,000+150.0%Added
Royal Bank of Canada49,831$395.0K0.00%−1,847−3.6%Reduced
Westchester Capital Management, LLC44,689$354.0K0.01%00.0%Unchanged
Walleye Capital LLC40,485$320.0K0.01%00.0%Unchanged
Cetera Advisors LLC40,006$316.0K0.01%00.0%Unchanged
Wells Fargo & Company37,402$296.0K0.00%−21,964−37.0%Reduced
Autus Asset Management, LLC36,007$285.0K0.05%−527−1.4%Reduced
National Asset Management, Inc.33,475$265.0K0.01%+33,475New
LPL Financial LLC26,636$211.0K0.00%+4,629+21.0%Added
Stifel Financial Corp21,090$167.0K0.00%00.0%Unchanged
Integrated Capital Management, Inc.20,973$165.0K0.16%−308−1.4%Reduced
CNH Partners LLC18,489$146.0K0.00%−3,776−17.0%Reduced
Capital Investment Advisors, LLC18,158$144.0K0.00%−325−1.8%Reduced
Foresight Wealth Management, LLC17,906$142.0K0.06%+325+1.8%Added
JPMorgan Chase & Co16,008$127.0K0.00%00.0%Unchanged
Family Management Corp15,767$125.0K0.03%00.0%Unchanged
Captrust Financial Advisors14,982$119.0K0.00%+14,982New
Kestra Private Wealth Services, LLC13,535$107.0K0.01%+407+3.1%Added
D. E. Shaw & Co., Inc.12,500$99.0K0.00%00.0%Unchanged
Jane Street Group, LLC12,560$99.0K0.00%+12,560New
Wedbush Securities Inc12,381$98.0K0.01%+300+2.5%Added
Affinia Financial Group, LLC11,333$86.0K0.10%00.0%Unchanged
IFP Advisors, Inc12,066$76.0K0.00%+881+7.9%Added
Lumature Wealth Partners, LLC8,509$67.0K0.04%00.0%Unchanged
Winmill & Co. Inc3,600$28.0K0.01%00.0%Unchanged
Capital Advisors, Ltd. LLC1,622$13.0K0.00%00.0%Unchanged
Barrett & Company, Inc.1,375$10.5K0.01%+1,375New
Raleigh Capital Management Inc.1,170$9.00K0.01%+1,170New
Horizons Wealth Management700$6.00K0.01%00.0%Unchanged
US Bancorp325$3.00K0.00%−3,436−91.4%Reduced
Steward Partners Investment Advisory, LLC400$3.00K0.00%00.0%Unchanged
Investors Research Corp387$3.00K0.00%00.0%Unchanged
North Star Investment Management Corp.155$1.00K0.00%00.0%Unchanged
Global Retirement Partners, LLC187$1.00K0.00%+187New
Westside Investment Management, Inc.100$00.00%+100New
Robinson Capital Management, LLC0$00.00%−58,619−100.0%Sold out
Virtus ETF Advisers LLC0$00.00%−50,372−100.0%Sold out
Guggenheim Capital LLC0$00.00%−20,212−100.0%Sold out
Mariner Investment Group LLC0$00.00%−16,311−100.0%Sold out
Landscape Capital Management, L.L.C.0$00.00%−15,637−100.0%Sold out
KCM Investment Advisors LLC0$00.00%−14,517−100.0%Sold out
Baldrige Asset Management LLC0$00.00%−2,320−100.0%Sold out
B. Riley Wealth Management, Inc.––––Not filed