Saba Capital Income & Opportunities Fund
BRW- Exchange
- NYSE
- SEC CIK
- 0000826020
No open-market purchases or sales by Saba Capital Income & Opportunities Fund insiders were filed in the last 90 days; 96 institutions reported holding it in 13F filings for Q2 2026, worth $129.6M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Saba Capital Income & Opportunities Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- +1 vs. Q2 2021
- Shares held
- 37.5M
- −28.2M (−43.0%) vs. Q2 2021
- Total value
- $170.5M
- −$139.2M (−44.9%) vs. Q2 2021
- New holders
- 12
- 17 more added
- Sold out
- 11
- 39 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BRW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 96 | $129.6M |
| Q1 2026 | 93 | $143.7M |
| Q4 2025 | 102 | $141.6M |
| Q3 2025 | 93 | $99.6M |
| Q2 2025 | 80 | $96.9M |
| Q1 2025 | 79 | $94.0M |
| Q4 2024 | 83 | $100.2M |
| Q3 2024 | 70 | $99.2M |
| Q2 2024 | 72 | $72.6M |
| Q1 2024 | 71 | $98.9M |
| Q4 2023 | 76 | $120.0M |
| Q3 2023 | 68 | $118.3M |
| Q2 2023 | 62 | $126.1M |
| Q1 2023 | 66 | $140.9M |
| Q4 2022 | 71 | $134.3M |
| Q3 2022 | 63 | $139.9M |
| Q2 2022 | 64 | $149.4M |
| Q1 2022 | 74 | $167.2M |
| Q4 2021 | 89 | $177.5M |
| Q3 2021 | 80 | $170.5M |
| Q2 2021 | 80 | $309.7M |
| Q1 2021 | 1 | $0 |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Saba Capital Income & Opportunities Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 11,009,359 | $50.1M | 1.60% | −15,090,637−57.8% | Reduced |
| Rivernorth Capital Management, LLC | 7,583,438 | $34.5M | 1.83% | −4,164,690−35.4% | Reduced |
| Relative Value Partners Group, LLC | 4,496,019 | $20.5M | 1.53% | −2,788,898−38.3% | Reduced |
| City of London Investment Management Co Ltd | 2,444,239 | $11.1M | 0.67% | −1,879,044−43.5% | Reduced |
| Morgan Stanley | 1,751,227 | $7.97M | 0.00% | +88,102+5.3% | Added |
| Rockefeller Capital Management L.P. | 1,110,036 | $5.05M | 0.03% | +25,680+2.4% | Added |
| Sit Investment Associates Inc | 1,045,924 | $4.76M | 0.12% | −283,343−21.3% | Reduced |
| Clough Capital Partners L P | 863,288 | $3.93M | 0.24% | −100,512−10.4% | Reduced |
| CSS LLC | 777,647 | $3.54M | 0.19% | −596,351−43.4% | Reduced |
| Bulldog Investors, LLP | 661,195 | $3.01M | 0.85% | −608,214−47.9% | Reduced |
| Bank of America Corp | 627,430 | $2.85M | 0.00% | +968+0.2% | Added |
| Next Capital Management LLC | 535,853 | $2.44M | 1.77% | −595,377−52.6% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 493,949 | $2.25M | 0.99% | −83,866−14.5% | Reduced |
| Envestnet Asset Management Inc | 370,860 | $1.69M | 0.00% | +12,410+3.5% | Added |
| Advisor Group Holdings, Inc. | 344,480 | $1.57M | 0.00% | −287,055−45.5% | Reduced |
| Shaker Financial Services, LLC | 336,613 | $1.53M | 0.61% | +22,639+7.2% | Added |
| Park Avenue Securities LLC | 212,953 | $969.0K | 0.02% | +22,686+11.9% | Added |
| Oak Hill Advisors LP | 181,665 | $827.0K | 0.07% | −170,622−48.4% | Reduced |
| UBS Group AG | 166,832 | $759.0K | 0.00% | −31,868−16.0% | Reduced |
| Millennium Management LLC | 159,069 | $724.0K | 0.00% | −405,301−71.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 156,078 | $710.0K | 0.00% | −40,856−20.7% | Reduced |
| 6 Meridian | 134,978 | $614.0K | 0.05% | +134,978 | New |
| Wells Fargo & Company | 127,616 | $581.0K | 0.00% | −79,230−38.3% | Reduced |
| Shufro Rose & Co LLC | 113,734 | $517.0K | 0.04% | −106,766−48.4% | Reduced |
| Wolverine Asset Management LLC | 98,299 | $447.0K | 0.00% | −15,142−13.3% | Reduced |
| Cetera Advisors LLC | 92,695 | $422.0K | 0.01% | −85,268−47.9% | Reduced |
| Autus Asset Management, LLC | 87,065 | $396.0K | 0.04% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 86,195 | $392.0K | 0.17% | +2,717+3.3% | Added |
| Scotia Capital Inc. | 80,742 | $367.0K | 0.00% | +32,538+67.5% | Added |
| Investment Partners, Ltd. | 80,430 | $366.0K | 0.17% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 80,020 | $364.0K | 0.00% | −75,146−48.4% | Reduced |
| Royal Bank of Canada | 67,777 | $308.0K | 0.00% | +8,972+15.3% | Added |
| Ameriprise Financial Inc | 108,090 | $301.0K | 0.00% | +41,641+62.7% | Added |
| Raymond James & Associates | 62,132 | $283.0K | 0.00% | −36,508−37.0% | Reduced |
| Stifel Financial Corp | 60,300 | $274.0K | 0.00% | +945+1.6% | Added |
| Guggenheim Capital LLC | 56,392 | $257.0K | 0.00% | +15,421+37.6% | Added |
| B. Riley Wealth Management, Inc. | 51,250 | $233.0K | 0.02% | +51,250 | New |
| LPL Financial LLC | 49,381 | $225.0K | 0.00% | +549+1.1% | Added |
| Capital Investment Advisors, LLC | 46,720 | $213.0K | 0.01% | −1,400−2.9% | Reduced |
| Platform Technology Partners | 45,317 | $206.0K | 0.09% | −3,844−7.8% | Reduced |
| Integrated Capital Management, Inc. | 40,371 | $183.0K | 0.15% | +5,783+16.7% | Added |
| Robinson Capital Management, LLC | 38,488 | $175.0K | 0.16% | +38,488 | New |
| TCG Advisory Services, LLC | 37,265 | $170.0K | 0.04% | +37,265 | New |
| Family Management Corp | 36,986 | $168.0K | 0.05% | −11,740−24.1% | Reduced |
| KCM Investment Advisors LLC | 35,397 | $161.0K | 0.01% | −326−0.9% | Reduced |
| Two Sigma Securities, LLC | 32,629 | $148.0K | 0.03% | −8,147−20.0% | Reduced |
| JPMorgan Chase & Co | 32,017 | $146.0K | 0.00% | −30,072−48.4% | Reduced |
| Mackay Shields LLC | 28,978 | $132.0K | 0.00% | −27,216−48.4% | Reduced |
| Westchester Capital Management, LLC | 28,777 | $131.0K | 0.00% | −27,028−48.4% | Reduced |
| Wedbush Securities Inc | 28,012 | $127.0K | 0.01% | +28,012 | New |
| Commonwealth Equity Services, LLC | 27,713 | $126.0K | 0.00% | −4,022−12.7% | Reduced |
| Mid Atlantic Financial Management Inc | 27,411 | $125.0K | 0.01% | +464+1.7% | Added |
| D. E. Shaw & Co., Inc. | 25,000 | $114.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 24,683 | $112.0K | 0.00% | +24,683 | New |
| Kestra Private Wealth Services, LLC | 24,221 | $110.0K | 0.01% | +476+2.0% | Added |
| Affinia Financial Group, LLC | 22,667 | $105.0K | 0.07% | 00.0% | Unchanged |
| Lumature Wealth Partners, LLC | 17,019 | $77.0K | 0.03% | 00.0% | Unchanged |
| Bridgewater Advisors Inc. | 16,440 | $75.0K | 0.02% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 15,460 | $70.0K | 0.00% | −9,607−38.3% | Reduced |
| Ausdal Financial Partners, Inc. | 14,000 | $64.0K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 12,961 | $59.0K | 0.00% | −10,993−45.9% | Reduced |
| Avantax Advisory Services, Inc. | 13,037 | $59.0K | 0.00% | +13,037 | New |
| Stephens Inc | 12,316 | $56.0K | 0.00% | −1,930−13.5% | Reduced |
| HighTower Advisors, LLC | 12,290 | $55.0K | 0.00% | −9,290−43.0% | Reduced |
| Perennial Advisors, LLC | 12,002 | $55.0K | 0.02% | +257+2.2% | Added |
| Latitude Advisors, LLC | 11,519 | $52.0K | 0.02% | +11,519 | New |
| Neuberger Berman Group LLC | 10,700 | $49.0K | 0.00% | −2,268−17.5% | Reduced |
| Capital Advisors, Ltd. LLC | 3,245 | $15.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,500 | $11.0K | 0.01% | −10,276−80.4% | Reduced |
| Firestone Capital Management | 2,010 | $9.00K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 2,033 | $9.00K | 0.00% | +2,033 | New |
| Steward Partners Investment Advisory, LLC | 1,800 | $8.00K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 1,460 | $7.00K | 0.00% | +1,460 | New |
| Private Capital Group, LLC | 1,244 | $6.00K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 774 | $4.00K | 0.00% | −726−48.4% | Reduced |
| NEXT Financial Group, Inc | 500 | $2.00K | 0.00% | +500 | New |
| Caldwell Trust Co | 350 | $1.59K | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 264 | $1.00K | 0.00% | −782,052−100.0% | Reduced |
| North Star Investment Management Corp. | 310 | $1.00K | 0.00% | +310 | New |
| FMR LLC | 1 | $0 | 0.00% | −2−66.7% | Reduced |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −151,260−100.0% | Sold out |
| SG3 Management, LLC | 0 | $0 | 0.00% | −70,000−100.0% | Sold out |
| OTA Financial Group L.P. | 0 | $0 | 0.00% | −43,005−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −28,084−100.0% | Sold out |
| BCJ Capital Management, LLC | 0 | $0 | 0.00% | −27,284−100.0% | Sold out |
| Kovitz Investment Group Partners, LLC | 0 | $0 | 0.00% | −26,234−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −22,678−100.0% | Sold out |
| Kerntke Otto McGlone Wealth Management Group | 0 | $0 | 0.00% | −19,867−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −11,264−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −2,866−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |