Saba Capital Income & Opportunities Fund
BRW- Exchange
- NYSE
- SEC CIK
- 0000826020
No open-market purchases or sales by Saba Capital Income & Opportunities Fund insiders were filed in the last 90 days; 96 institutions reported holding it in 13F filings for Q2 2026, worth $129.6M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Saba Capital Income & Opportunities Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- +1 vs. Q2 2021
- Shares held
- 37.5M
- −28.2M (−43.0%) vs. Q2 2021
- Total value
- $170.5M
- −$139.2M (−44.9%) vs. Q2 2021
- New holders
- 12
- 17 more added
- Sold out
- 11
- 39 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BRW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 96 | $129.6M |
| Q1 2026 | 93 | $143.7M |
| Q4 2025 | 102 | $141.6M |
| Q3 2025 | 93 | $99.6M |
| Q2 2025 | 80 | $96.9M |
| Q1 2025 | 79 | $94.0M |
| Q4 2024 | 83 | $100.2M |
| Q3 2024 | 70 | $99.2M |
| Q2 2024 | 72 | $72.6M |
| Q1 2024 | 71 | $98.9M |
| Q4 2023 | 76 | $120.0M |
| Q3 2023 | 68 | $118.3M |
| Q2 2023 | 62 | $126.1M |
| Q1 2023 | 66 | $140.9M |
| Q4 2022 | 71 | $134.3M |
| Q3 2022 | 63 | $139.9M |
| Q2 2022 | 64 | $149.4M |
| Q1 2022 | 74 | $167.2M |
| Q4 2021 | 89 | $177.5M |
| Q3 2021 | 80 | $170.5M |
| Q2 2021 | 80 | $309.7M |
| Q1 2021 | 1 | $0 |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Saba Capital Income & Opportunities Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | −2−66.7% | Reduced |
| Eaton Vance Management | 264 | $1.00K | 0.00% | −782,052−100.0% | Reduced |
| North Star Investment Management Corp. | 310 | $1.00K | 0.00% | +310 | New |
| Caldwell Trust Co | 350 | $1.59K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 500 | $2.00K | 0.00% | +500 | New |
| Investors Research Corp | 774 | $4.00K | 0.00% | −726−48.4% | Reduced |
| Private Capital Group, LLC | 1,244 | $6.00K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 1,460 | $7.00K | 0.00% | +1,460 | New |
| Steward Partners Investment Advisory, LLC | 1,800 | $8.00K | 0.00% | 00.0% | Unchanged |
| Firestone Capital Management | 2,010 | $9.00K | 0.00% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 2,033 | $9.00K | 0.00% | +2,033 | New |
| FNY Investment Advisers, LLC | 2,500 | $11.0K | 0.01% | −10,276−80.4% | Reduced |
| Capital Advisors, Ltd. LLC | 3,245 | $15.0K | 0.00% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 10,700 | $49.0K | 0.00% | −2,268−17.5% | Reduced |
| Latitude Advisors, LLC | 11,519 | $52.0K | 0.02% | +11,519 | New |
| HighTower Advisors, LLC | 12,290 | $55.0K | 0.00% | −9,290−43.0% | Reduced |
| Perennial Advisors, LLC | 12,002 | $55.0K | 0.02% | +257+2.2% | Added |
| Stephens Inc | 12,316 | $56.0K | 0.00% | −1,930−13.5% | Reduced |
| Susquehanna International Group, LLP | 12,961 | $59.0K | 0.00% | −10,993−45.9% | Reduced |
| Avantax Advisory Services, Inc. | 13,037 | $59.0K | 0.00% | +13,037 | New |
| Ausdal Financial Partners, Inc. | 14,000 | $64.0K | 0.01% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 15,460 | $70.0K | 0.00% | −9,607−38.3% | Reduced |
| Bridgewater Advisors Inc. | 16,440 | $75.0K | 0.02% | 00.0% | Unchanged |
| Lumature Wealth Partners, LLC | 17,019 | $77.0K | 0.03% | 00.0% | Unchanged |
| Affinia Financial Group, LLC | 22,667 | $105.0K | 0.07% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 24,221 | $110.0K | 0.01% | +476+2.0% | Added |
| Kestra Advisory Services, LLC | 24,683 | $112.0K | 0.00% | +24,683 | New |
| D. E. Shaw & Co., Inc. | 25,000 | $114.0K | 0.00% | 00.0% | Unchanged |
| Mid Atlantic Financial Management Inc | 27,411 | $125.0K | 0.01% | +464+1.7% | Added |
| Commonwealth Equity Services, LLC | 27,713 | $126.0K | 0.00% | −4,022−12.7% | Reduced |
| Wedbush Securities Inc | 28,012 | $127.0K | 0.01% | +28,012 | New |
| Westchester Capital Management, LLC | 28,777 | $131.0K | 0.00% | −27,028−48.4% | Reduced |
| Mackay Shields LLC | 28,978 | $132.0K | 0.00% | −27,216−48.4% | Reduced |
| JPMorgan Chase & Co | 32,017 | $146.0K | 0.00% | −30,072−48.4% | Reduced |
| Two Sigma Securities, LLC | 32,629 | $148.0K | 0.03% | −8,147−20.0% | Reduced |
| KCM Investment Advisors LLC | 35,397 | $161.0K | 0.01% | −326−0.9% | Reduced |
| Family Management Corp | 36,986 | $168.0K | 0.05% | −11,740−24.1% | Reduced |
| TCG Advisory Services, LLC | 37,265 | $170.0K | 0.04% | +37,265 | New |
| Robinson Capital Management, LLC | 38,488 | $175.0K | 0.16% | +38,488 | New |
| Integrated Capital Management, Inc. | 40,371 | $183.0K | 0.15% | +5,783+16.7% | Added |
| Platform Technology Partners | 45,317 | $206.0K | 0.09% | −3,844−7.8% | Reduced |
| Capital Investment Advisors, LLC | 46,720 | $213.0K | 0.01% | −1,400−2.9% | Reduced |
| LPL Financial LLC | 49,381 | $225.0K | 0.00% | +549+1.1% | Added |
| B. Riley Wealth Management, Inc. | 51,250 | $233.0K | 0.02% | +51,250 | New |
| Guggenheim Capital LLC | 56,392 | $257.0K | 0.00% | +15,421+37.6% | Added |
| Stifel Financial Corp | 60,300 | $274.0K | 0.00% | +945+1.6% | Added |
| Raymond James & Associates | 62,132 | $283.0K | 0.00% | −36,508−37.0% | Reduced |
| Ameriprise Financial Inc | 108,090 | $301.0K | 0.00% | +41,641+62.7% | Added |
| Royal Bank of Canada | 67,777 | $308.0K | 0.00% | +8,972+15.3% | Added |
| Goldman Sachs Group Inc | 80,020 | $364.0K | 0.00% | −75,146−48.4% | Reduced |
| Investment Partners, Ltd. | 80,430 | $366.0K | 0.17% | 00.0% | Unchanged |
| Scotia Capital Inc. | 80,742 | $367.0K | 0.00% | +32,538+67.5% | Added |
| Virtus ETF Advisers LLC | 86,195 | $392.0K | 0.17% | +2,717+3.3% | Added |
| Autus Asset Management, LLC | 87,065 | $396.0K | 0.04% | 00.0% | Unchanged |
| Cetera Advisors LLC | 92,695 | $422.0K | 0.01% | −85,268−47.9% | Reduced |
| Wolverine Asset Management LLC | 98,299 | $447.0K | 0.00% | −15,142−13.3% | Reduced |
| Shufro Rose & Co LLC | 113,734 | $517.0K | 0.04% | −106,766−48.4% | Reduced |
| Wells Fargo & Company | 127,616 | $581.0K | 0.00% | −79,230−38.3% | Reduced |
| 6 Meridian | 134,978 | $614.0K | 0.05% | +134,978 | New |
| Raymond James Financial Services Advisors, Inc. | 156,078 | $710.0K | 0.00% | −40,856−20.7% | Reduced |
| Millennium Management LLC | 159,069 | $724.0K | 0.00% | −405,301−71.8% | Reduced |
| UBS Group AG | 166,832 | $759.0K | 0.00% | −31,868−16.0% | Reduced |
| Oak Hill Advisors LP | 181,665 | $827.0K | 0.07% | −170,622−48.4% | Reduced |
| Park Avenue Securities LLC | 212,953 | $969.0K | 0.02% | +22,686+11.9% | Added |
| Shaker Financial Services, LLC | 336,613 | $1.53M | 0.61% | +22,639+7.2% | Added |
| Advisor Group Holdings, Inc. | 344,480 | $1.57M | 0.00% | −287,055−45.5% | Reduced |
| Envestnet Asset Management Inc | 370,860 | $1.69M | 0.00% | +12,410+3.5% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 493,949 | $2.25M | 0.99% | −83,866−14.5% | Reduced |
| Next Capital Management LLC | 535,853 | $2.44M | 1.77% | −595,377−52.6% | Reduced |
| Bank of America Corp | 627,430 | $2.85M | 0.00% | +968+0.2% | Added |
| Bulldog Investors, LLP | 661,195 | $3.01M | 0.85% | −608,214−47.9% | Reduced |
| CSS LLC | 777,647 | $3.54M | 0.19% | −596,351−43.4% | Reduced |
| Clough Capital Partners L P | 863,288 | $3.93M | 0.24% | −100,512−10.4% | Reduced |
| Sit Investment Associates Inc | 1,045,924 | $4.76M | 0.12% | −283,343−21.3% | Reduced |
| Rockefeller Capital Management L.P. | 1,110,036 | $5.05M | 0.03% | +25,680+2.4% | Added |
| Morgan Stanley | 1,751,227 | $7.97M | 0.00% | +88,102+5.3% | Added |
| City of London Investment Management Co Ltd | 2,444,239 | $11.1M | 0.67% | −1,879,044−43.5% | Reduced |
| Relative Value Partners Group, LLC | 4,496,019 | $20.5M | 1.53% | −2,788,898−38.3% | Reduced |
| Rivernorth Capital Management, LLC | 7,583,438 | $34.5M | 1.83% | −4,164,690−35.4% | Reduced |
| Saba Capital Management, L.P. | 11,009,359 | $50.1M | 1.60% | −15,090,637−57.8% | Reduced |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −151,260−100.0% | Sold out |
| SG3 Management, LLC | 0 | $0 | 0.00% | −70,000−100.0% | Sold out |
| OTA Financial Group L.P. | 0 | $0 | 0.00% | −43,005−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −28,084−100.0% | Sold out |
| BCJ Capital Management, LLC | 0 | $0 | 0.00% | −27,284−100.0% | Sold out |
| Kovitz Investment Group Partners, LLC | 0 | $0 | 0.00% | −26,234−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −22,678−100.0% | Sold out |
| Kerntke Otto McGlone Wealth Management Group | 0 | $0 | 0.00% | −19,867−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −11,264−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −2,866−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |