Saba Capital Income & Opportunities Fund

BRW
Exchange
NYSE
SEC CIK
0000826020

13F holders, Q2 2026

Positions as of Jun 30, 2026.

Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
96
+3 vs. Q1 2026
Shares held
20.13M
−1.18M (−5.5%) vs. Q1 2026
Total value
$132.29M
−$11.4M (−7.9%) vs. Q1 2026

Compare with Q1 2026: new holders and sold out

Holders over time

80 in Q3 2021 → 96 in Q2 2026

Show by quarter
Number of institutions holding BRW by quarter
QuarterHolders
Q2 202696
Q1 202693
Q4 2025102
Q3 202593
Q2 202580
Q1 202579
Q4 202484
Q3 202470
Q2 202472
Q1 202471
Q4 202376
Q3 202368
Q2 202362
Q1 202366
Q4 202271
Q3 202263
Q2 202264
Q1 202274
Q4 202189
Q3 202180

Institutions

Institutions holding BRW in Q2 2026
InstitutionSharesValue% of portfolioChange in sharesAction
Colony Group, LLC2,745,119$18.04M0.02%−215,425−7.3%Reduced
TORONTO DOMINION BANK2,278,240$14.97M0.02%00.0%Unchanged
RIVERNORTH CAPITAL MANAGEMENT, LLC1,861,414$12.23M0.58%−142,192−7.1%Reduced
Thomas J. Herzfeld Advisors, Inc.1,544,694$10.15M3.12%+127,505+9.0%Added
Penserra Capital Management LLC1,505,912$9.89M0.08%+51,071+3.5%Added
ENVESTNET ASSET MANAGEMENT INC1,075,205$7.06M0.00%+189,411+21.4%Added
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC829,855$5.45M0.68%+27,845+3.5%Added
FLAX POND CAPITAL, LLC811,572$5.4M2.00%+405,786+100.0%Added
Invesco Ltd.740,127$4.86M0.00%−52,772−6.7%Reduced
CSS LLC/IL686,484$4.51M0.20%−21,758−3.1%Reduced
MORGAN STANLEY605,349$3.98M0.00%−36,828−5.7%Reduced
LPL Financial LLC507,546$3.33M0.00%+32,187+6.8%Added
UBS Group AG482,986$3.17M0.00%+7,096+1.5%Added
Advisors Asset Management, Inc.296,959$1.95M0.03%−1,865−0.6%Reduced
Ethos Financial Group, LLC251,018$1.65M0.11%−15,383−5.8%Reduced
Adalta Capital Management LLC248,039$1.63M0.72%+7,367+3.1%Added
ADVISOR GROUP HOLDINGS, INC.222,050$1.46M0.00%+23,064+11.6%Added
SCOTIA CAPITAL INC.216,897$1.43M0.01%−477−0.2%Reduced
J.W. COLE ADVISORS, INC.213,373$1.4M0.02%+213,373New
Modern Wealth Management, LLC207,457$1.36M0.02%+6,180+3.1%Added
Baird Financial Group, Inc.191,877$1.26M0.00%+7,764+4.2%Added
PARK AVENUE SECURITIES LLC178,401$1.17M0.01%−291−0.2%Reduced
Marks Group Wealth Management, Inc172,790$1.14M0.10%00.0%Unchanged
SVRN Asset Management, LLC171,487$1.13M0.58%−7,008−3.9%Reduced
Yakira Capital Management, Inc.127,896$840.28K0.25%00.0%Unchanged
Chicago Partners Investment Group LLC122,851$815.73K0.02%−6,259−4.8%Reduced
RSM US WEALTH MANAGEMENT LLC103,861$682.37K0.01%+9,680+10.3%Added
RAYMOND JAMES FINANCIAL INC92,798$609.68K0.00%−20,343−18.0%Reduced
PEAK FINANCIAL ADVISORS LLC89,996$591.28K0.24%+2,058+2.3%Added
Next Capital Management LLC88,927$584.25K0.16%00.0%Unchanged
Shaker Financial Services, LLC75,815$498.11K0.16%+75,815New
IHT Wealth Management, LLC75,252$494.41K0.01%−741−1.0%Reduced
SeaCrest Wealth Management, LLC64,018$420.6K0.05%+16,985+36.1%Added
BANK OF AMERICA CORP /DE/63,655$418.21K0.00%−7,759−10.9%Reduced
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.62,290$409.25K0.03%−96,473−60.8%Reduced
TrueMark Investments, LLC59,855$393.25K0.05%+3,963+7.1%Added
ABSOLUTE INVESTMENT ADVISERS LLC57,853$380.09K0.04%−938,112−94.2%Reduced
CF Capital LLC56,000$367.92K0.44%−38,432−40.7%Reduced
WEDBUSH SECURITIES INC50,051$329K0.01%−2,273−4.3%Reduced
COMMONWEALTH EQUITY SERVICES, LLC49,909$327.9K0.00%+12,324+32.8%Added
CoreCap Advisors, LLC49,394$324.52K0.01%+49,394New
XTX Topco Ltd43,643$286.74K0.00%−1,188−2.6%Reduced
The PNC Financial Services Group, Inc.42,662$280.29K0.00%−1,410−3.2%Reduced
FLAGSHIP HARBOR ADVISORS, LLC42,624$280.04K0.01%+1,818+4.5%Added
Cetera Investment Advisers42,019$276.07K0.00%+130.0%Added
Integrated Capital Management, Inc.37,517$246.49K0.17%−7,131−16.0%Reduced
JANE STREET GROUP, LLC35,040$230.21K0.00%+35,040New
STIFEL FINANCIAL CORP31,877$209.43K0.00%−83−0.3%Reduced
HighTower Advisors, LLC27,338$179.61K0.00%−3,055−10.1%Reduced
Gridiron Partners, LLC25,723$166.94K0.09%−29,129−53.1%Reduced
NOMURA HOLDINGS INC24,980$164.12K0.00%+24,980New
Armis Advisers, LLC24,103$161.97K0.01%+24,103New
Marex Group plc24,000$157.68K0.00%−6,000−20.0%Reduced
Quarry LP23,773$156.19K0.02%−435,104−94.8%Reduced
GWM Advisors LLC22,451$147.5K0.00%+399+1.8%Added
Noble Wealth Management PBC21,144$138.91K0.06%−7,064−25.0%Reduced
Clear Street Group Inc.20,000$131.4K0.00%+20,000New
Tactive Advisors, LLC18,535$121.78K0.03%−150−0.8%Reduced
M&T Bank Corp18,000$118.26K0.00%00.0%Unchanged
DECISION INVESTMENTS, INC17,450$114.65K0.10%−350−2.0%Reduced
Alpine Global Management, LLC16,800$110.38K0.02%−10,221−37.8%Reduced
Apollon Wealth Management, LLC16,549$108.73K0.00%+510+3.2%Added
CAPTRUST FINANCIAL ADVISORS16,367$107.53K0.00%+600+3.8%Added
Robinson Capital Management, LLC16,051$105.46K0.05%+16,051New
MML INVESTORS SERVICES, LLC16,035$105.35K0.00%+3,563+28.6%Added
Permanent Capital Management, LP15,539$102.09K0.01%+15,539New
FIFTH THIRD BANCORP14,523$95.42K0.00%00.0%Unchanged
GAMCO INVESTORS, INC. ET AL14,000$91.98K0.00%00.0%Unchanged
SUSQUEHANNA INTERNATIONAL GROUP, LLP13,860$91.06K0.00%00.0%Unchanged
EVOLVE PRIVATE WEALTH, LLC12,719$83.56K0.01%−1,272−9.1%Reduced
MANCHESTER FINANCIAL INC12,414$81.56K0.01%+99+0.8%Added
Grove Street Fiduciary, LLC11,532$75.77K0.03%00.0%Unchanged
Perennial Advisors, LLC11,198$73.57K0.01%+411+3.8%Added
PFG Investments, LLC10,375$68.16K0.00%00.0%Unchanged
Parallel Advisors, LLC9,082$59.68K0.00%+526+6.1%Added
ROYAL BANK OF CANADA7,243$48K0.00%+186+2.6%Added
Rockefeller Capital Management L.P.4,497$29.55K0.00%+375+9.1%Added
WINMILL & CO. INC3,700$24.31K0.01%00.0%Unchanged
GFS Advisors, LLC11,470$23.65K0.00%+11,470New
SRS Capital Advisors, Inc.3,500$23K0.00%+3,500New
Clearstead Advisors, LLC3,000$19.71K0.00%00.0%Unchanged
GILL CAPITAL PARTNERS, LLC2,376$15.61K0.00%00.0%Unchanged
Ameritas Advisory Services, LLC1,920$12.61K0.00%+1,920New
Capital Advisors, Ltd. LLC1,622$11K0.00%00.0%Unchanged
CONSULTIVA WEALTH MANAGEMENT, CORP.1,350$8.87K0.02%00.0%Unchanged
Allied Private Wealth LLC1,107$7.46K0.00%+1,107New
FINANCIAL CONSULATE, INC1,000$6.57K0.00%00.0%Unchanged
Axiom Investment Management LLC797$5.24K0.00%00.0%Unchanged
Farther Finance Advisors, LLC600$3.94K0.00%00.0%Unchanged
Steward Partners Investment Advisory, LLC533$3.5K0.00%00.0%Unchanged
ESL Trust Services, LLC501$3.29K0.00%00.0%Unchanged
Kentucky Trust Co500$3.29K0.00%00.0%Unchanged
BELLEVUE ASSET MANAGEMENT, LLC420$2.76K0.00%00.0%Unchanged
HIGHLINE WEALTH PARTNERS LLC350$2.3K0.00%00.0%Unchanged
Global Retirement Partners, LLC4$270.00%+4New
WELLS FARGO & COMPANY/MN1$60.00%−7,750−100.0%Reduced
Logan Stone Capital, LLC0$00.00%−153,367−100.0%Sold out
RPO LLC0$00.00%−94,567−100.0%Sold out
COHEN & STEERS, INC.0$00.00%−80,000−100.0%Sold out
Matisse Capital0$00.00%−65,333−100.0%Sold out