Saba Capital Income & Opportunities Fund
BRW- Exchange
- NYSE
- SEC CIK
- 0000826020
No open-market purchases or sales by Saba Capital Income & Opportunities Fund insiders were filed in the last 90 days; 96 institutions reported holding it in 13F filings for Q2 2026, worth $129.6M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Saba Capital Income & Opportunities Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 66
- −4 vs. Q4 2022
- Shares held
- 17.3M
- −327.4K (−1.9%) vs. Q4 2022
- Total value
- $140.9M
- +$6.84M (+5.1%) vs. Q4 2022
- New holders
- 10
- 14 more added
- Sold out
- 14
- 21 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BRW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 96 | $129.6M |
| Q1 2026 | 93 | $143.7M |
| Q4 2025 | 102 | $141.6M |
| Q3 2025 | 93 | $99.6M |
| Q2 2025 | 80 | $96.9M |
| Q1 2025 | 79 | $94.0M |
| Q4 2024 | 83 | $100.2M |
| Q3 2024 | 70 | $99.2M |
| Q2 2024 | 72 | $72.6M |
| Q1 2024 | 71 | $98.9M |
| Q4 2023 | 76 | $120.0M |
| Q3 2023 | 68 | $118.3M |
| Q2 2023 | 62 | $126.1M |
| Q1 2023 | 66 | $140.9M |
| Q4 2022 | 71 | $134.3M |
| Q3 2022 | 63 | $139.9M |
| Q2 2022 | 64 | $149.4M |
| Q1 2022 | 74 | $167.2M |
| Q4 2021 | 89 | $177.5M |
| Q3 2021 | 80 | $170.5M |
| Q2 2021 | 80 | $309.7M |
| Q1 2021 | 1 | $0 |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Saba Capital Income & Opportunities Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 3,886,706 | $31.7M | 0.77% | −194,958−4.8% | Reduced |
| Rivernorth Capital Management, LLC | 2,858,700 | $23.3M | 1.13% | −372,789−11.5% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 2,429,458 | $19.8M | 8.01% | +483,803+24.9% | Added |
| Relative Value Partners Group, LLC | 2,191,104 | $17.9M | 1.22% | −53,900−2.4% | Reduced |
| Morgan Stanley | 938,888 | $7.65M | 0.00% | −64,945−6.5% | Reduced |
| Invesco Ltd. | 651,972 | $5.31M | 0.00% | −64,254−9.0% | Reduced |
| Bulldog Investors, LLP | 598,301 | $4.88M | 1.57% | −99,407−14.2% | Reduced |
| Envestnet Asset Management Inc | 461,374 | $3.76M | 0.00% | −20,479−4.3% | Reduced |
| CSS LLC | 429,571 | $3.50M | 0.26% | −15,457−3.5% | Reduced |
| Invesco Senior Secured Management Inc | 395,337 | $3.22M | 4.68% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 301,564 | $2.46M | 0.00% | −16,322−5.1% | Reduced |
| Baird Financial Group, Inc. | 198,908 | $1.62M | 0.00% | +8,842+4.7% | Added |
| GraniteShares Advisors LLC | 186,617 | $1.52M | 1.34% | +186,617 | New |
| Next Capital Management LLC | 185,945 | $1.52M | 0.73% | −5,382−2.8% | Reduced |
| Scotia Capital Inc. | 140,485 | $1.14M | 0.01% | +19,684+16.3% | Added |
| Bank of America Corp | 130,878 | $1.07M | 0.00% | −17,991−12.1% | Reduced |
| Chicago Partners Investment Group LLC | 104,519 | $857.1K | 0.05% | +104,519 | New |
| Oak Hill Advisors LP | 90,832 | $740.3K | 0.05% | 00.0% | Unchanged |
| Sea Otter Advisors LLC | 75,000 | $611.3K | 0.40% | +75,000 | New |
| Goldman Sachs Group Inc | 68,474 | $558.1K | 0.00% | +3,200+4.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 65,539 | $534.1K | 0.00% | +1,252+1.9% | Added |
| Raymond James & Associates | 60,999 | $497.1K | 0.00% | −1,942−3.1% | Reduced |
| Robinson Capital Management, LLC | 59,353 | $479.6K | 0.22% | +7,500+14.5% | Added |
| UBS Group AG | 57,178 | $466.0K | 0.00% | +9,121+19.0% | Added |
| CNH Partners LLC | 46,687 | $380.5K | 0.01% | −5,478−10.5% | Reduced |
| Parallel Advisors, LLC | 46,494 | $378.9K | 0.01% | +38,729+498.8% | Added |
| Westchester Capital Management, LLC | 44,689 | $364.2K | 0.01% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 43,175 | $351.9K | 0.03% | −3,610−7.7% | Reduced |
| Walleye Capital LLC | 40,485 | $330.0K | 0.01% | 00.0% | Unchanged |
| Investment Partners, Ltd. | 40,214 | $327.7K | 0.17% | 00.0% | Unchanged |
| Cetera Advisors LLC | 40,006 | $326.0K | 0.01% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 36,692 | $299.0K | 0.04% | +36,692 | New |
| Clough Capital Partners L P | 32,754 | $266.9K | 0.03% | −12,794−28.1% | Reduced |
| National Asset Management, Inc. | 31,471 | $256.5K | 0.01% | +248+0.8% | Added |
| Royal Bank of Canada | 28,748 | $235.0K | 0.00% | −10,810−27.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 26,592 | $217.0K | 0.00% | +15,134+132.1% | Added |
| Stifel Financial Corp | 21,248 | $173.2K | 0.00% | −32−0.2% | Reduced |
| Rockefeller Capital Management L.P. | 20,220 | $164.0K | 0.00% | +1,066+5.6% | Added |
| Integrated Capital Management, Inc. | 17,989 | $154.0K | 0.16% | −1,642−8.4% | Reduced |
| Wells Fargo & Company | 18,025 | $146.9K | 0.00% | −822−4.4% | Reduced |
| LPL Financial LLC | 17,627 | $143.7K | 0.00% | −5,340−23.3% | Reduced |
| JPMorgan Chase & Co | 16,008 | $130.0K | 0.00% | 00.0% | Unchanged |
| Family Management Corp | 15,767 | $128.5K | 0.03% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 15,295 | $124.7K | 0.00% | −238−1.5% | Reduced |
| Commonwealth Equity Services, LLC | 14,512 | $118.0K | 0.00% | +14,512 | New |
| Kestra Private Wealth Services, LLC | 14,386 | $117.2K | 0.00% | +427+3.1% | Added |
| Wedbush Securities Inc | 13,723 | $112.0K | 0.01% | +1,342+10.8% | Added |
| HRT Financial LP | 13,071 | $106.0K | 0.00% | +13,071 | New |
| Abacus Planning Group, Inc. | 12,547 | $102.3K | 0.03% | +12,547 | New |
| Meteora Capital, LLC | 11,796 | $96.1K | 0.01% | +11,796 | New |
| Apollon Wealth Management, LLC | 11,330 | $92.3K | 0.01% | 00.0% | Unchanged |
| Lumature Wealth Partners, LLC | 8,509 | $69.3K | 0.04% | 00.0% | Unchanged |
| Winmill & Co. Inc | 3,600 | $29.3K | 0.01% | 00.0% | Unchanged |
| Baldrige Asset Management LLC | 2,320 | $19.0K | 0.01% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 1,750 | $14.3K | 0.00% | +1,750 | New |
| Capital Advisors, Ltd. LLC | 1,622 | $13.0K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 1,420 | $11.6K | 0.01% | +120+9.2% | Added |
| Barrett & Company, Inc. | 1,375 | $11.2K | 0.01% | 00.0% | Unchanged |
| Trust Co of Vermont | 1,300 | $10.6K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,000 | $8.15K | 0.00% | +1,000 | New |
| Steward Partners Investment Advisory, LLC | 400 | $3.26K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 387 | $3.15K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 187 | $1.49K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 155 | $1.26K | 0.00% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 100 | $815 | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −122,742−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −109,793−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −50,382−100.0% | Sold out |
| Wealthspring Capital LLC | 0 | $0 | 0.00% | −29,865−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −23,195−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −22,379−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −18,353−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −10,191−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −4,390−100.0% | Sold out |
| New England Capital Financial Advisors LLC | 0 | $0 | 0.00% | −2,417−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −325−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| Autus Asset Management, LLC | – | – | – | – | Not filed |