Saba Capital Income & Opportunities Fund
BRW- Exchange
- NYSE
- SEC CIK
- 0000826020
No open-market purchases or sales by Saba Capital Income & Opportunities Fund insiders were filed in the last 90 days; 96 institutions reported holding it in 13F filings for Q2 2026, worth $129.6M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Saba Capital Income & Opportunities Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- +10 vs. Q3 2021
- Shares held
- 39.3M
- +1.78M (+4.8%) vs. Q3 2021
- Total value
- $177.5M
- +$7.12M (+4.2%) vs. Q3 2021
- New holders
- 23
- 21 more added
- Sold out
- 13
- 26 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BRW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 96 | $129.6M |
| Q1 2026 | 93 | $143.7M |
| Q4 2025 | 102 | $141.6M |
| Q3 2025 | 93 | $99.6M |
| Q2 2025 | 80 | $96.9M |
| Q1 2025 | 79 | $94.0M |
| Q4 2024 | 83 | $100.2M |
| Q3 2024 | 70 | $99.2M |
| Q2 2024 | 72 | $72.6M |
| Q1 2024 | 71 | $98.9M |
| Q4 2023 | 76 | $120.0M |
| Q3 2023 | 68 | $118.3M |
| Q2 2023 | 62 | $126.1M |
| Q1 2023 | 66 | $140.9M |
| Q4 2022 | 71 | $134.3M |
| Q3 2022 | 63 | $139.9M |
| Q2 2022 | 64 | $149.4M |
| Q1 2022 | 74 | $167.2M |
| Q4 2021 | 89 | $177.5M |
| Q3 2021 | 80 | $170.5M |
| Q2 2021 | 80 | $309.7M |
| Q1 2021 | 1 | $0 |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Saba Capital Income & Opportunities Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 18 | $0 | 0.00% | +18 | New |
| Widmann Financial Services, Inc. | 120 | $0 | 0.00% | +120 | New |
| Eaton Vance Management | 264 | $1.00K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 310 | $1.00K | 0.00% | 00.0% | Unchanged |
| FSB Premier Wealth Management, Inc. | 321 | $1.00K | 0.00% | +321 | New |
| FMR LLC | 501 | $2.00K | 0.00% | +500+50,000.0% | Added |
| Investors Research Corp | 774 | $3.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 650 | $3.00K | 0.00% | +650 | New |
| Steward Partners Investment Advisory, LLC | 800 | $4.00K | 0.00% | −1,000−55.6% | Reduced |
| Private Capital Group, LLC | 1,244 | $6.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 1,672 | $8.00K | 0.00% | +1,672 | New |
| Missouri Trust & Investment Co | 2,050 | $9.00K | 0.01% | +2,050 | New |
| Capital Advisors, Ltd. LLC | 3,245 | $15.0K | 0.00% | 00.0% | Unchanged |
| Financial Connections Group, Inc. | 3,761 | $16.0K | 0.02% | +3,761 | New |
| Wolverine Asset Management LLC | 9,131 | $41.0K | 0.00% | −89,168−90.7% | Reduced |
| WealthTrust Axiom LLC | 10,119 | $45.0K | 0.01% | +10,119 | New |
| Susquehanna International Group, LLP | 11,761 | $53.0K | 0.00% | −1,200−9.3% | Reduced |
| Latitude Advisors, LLC | 11,770 | $53.0K | 0.01% | +251+2.2% | Added |
| Platform Technology Partners | 12,009 | $54.0K | 0.02% | −33,308−73.5% | Reduced |
| Perennial Advisors, LLC | 12,263 | $55.0K | 0.01% | +261+2.2% | Added |
| Stephens Inc | 12,316 | $56.0K | 0.00% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 14,000 | $63.0K | 0.01% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 14,237 | $64.0K | 0.00% | +1,200+9.2% | Added |
| Independent Financial Group, LLC | 15,000 | $67.8K | 0.01% | +15,000 | New |
| Oppenheimer & Co Inc | 15,070 | $68.0K | 0.00% | −390−2.5% | Reduced |
| MKT Advisors LLC | 15,098 | $68.0K | 0.05% | +15,098 | New |
| Bridgewater Advisors Inc. | 16,440 | $74.0K | 0.02% | 00.0% | Unchanged |
| Lumature Wealth Partners, LLC | 17,019 | $77.0K | 0.03% | 00.0% | Unchanged |
| Citadel Advisors LLC | 18,106 | $82.0K | 0.00% | +18,106 | New |
| Mercer Global Advisors Inc | 19,458 | $88.0K | 0.00% | +19,458 | New |
| Plante Moran Financial Advisors, LLC | 19,965 | $90.0K | 0.01% | +19,965 | New |
| Affinia Financial Group, LLC | 22,667 | $104.0K | 0.07% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 24,705 | $112.0K | 0.01% | +484+2.0% | Added |
| D. E. Shaw & Co., Inc. | 25,000 | $113.0K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 26,532 | $120.0K | 0.00% | +26,532 | New |
| Commonwealth Equity Services, LLC | 27,686 | $125.0K | 0.00% | −27−0.1% | Reduced |
| Wedbush Securities Inc | 28,012 | $127.0K | 0.01% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 28,777 | $130.0K | 0.00% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 29,135 | $132.0K | 0.13% | +29,135 | New |
| JPMorgan Chase & Co | 32,017 | $145.0K | 0.00% | 00.0% | Unchanged |
| KCM Investment Advisors LLC | 35,126 | $159.0K | 0.01% | −271−0.8% | Reduced |
| Family Management Corp | 36,986 | $167.0K | 0.04% | 00.0% | Unchanged |
| TCG Advisory Services, LLC | 39,265 | $177.0K | 0.04% | +2,000+5.4% | Added |
| B. Riley Wealth Management, Inc. | 41,250 | $186.0K | 0.01% | −10,000−19.5% | Reduced |
| Landscape Capital Management, L.L.C. | 41,629 | $188.0K | 0.03% | +41,629 | New |
| Integrated Capital Management, Inc. | 43,007 | $194.0K | 0.15% | +2,636+6.5% | Added |
| Stifel Financial Corp | 44,188 | $200.0K | 0.00% | −16,112−26.7% | Reduced |
| Segantii Capital Management Ltd | 46,500 | $210.0K | 0.01% | +46,500 | New |
| LPL Financial LLC | 47,420 | $214.0K | 0.00% | −1,961−4.0% | Reduced |
| Capital Investment Advisors, LLC | 48,020 | $217.0K | 0.01% | +1,300+2.8% | Added |
| Raymond James & Associates | 56,765 | $257.0K | 0.00% | −5,367−8.6% | Reduced |
| Guggenheim Capital LLC | 67,783 | $306.0K | 0.00% | +11,391+20.2% | Added |
| Mariner Investment Group LLC | 75,200 | $340.0K | 0.14% | +75,200 | New |
| Goldman Sachs Group Inc | 80,013 | $362.0K | 0.00% | −70.0% | Reduced |
| Investment Partners, Ltd. | 80,430 | $364.0K | 0.15% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 81,193 | $367.0K | 0.14% | −5,002−5.8% | Reduced |
| Nomura Holdings Inc | 83,387 | $377.0K | 0.00% | +83,387 | New |
| Autus Asset Management, LLC | 87,065 | $394.0K | 0.04% | 00.0% | Unchanged |
| Scotia Capital Inc. | 92,504 | $418.0K | 0.00% | +11,762+14.6% | Added |
| Cetera Advisors LLC | 92,695 | $419.0K | 0.01% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 100,764 | $455.0K | 0.00% | +100,764 | New |
| Foresight Wealth Management, LLC | 104,811 | $474.0K | 0.18% | +104,811 | New |
| Shufro Rose & Co LLC | 108,060 | $488.0K | 0.04% | −5,674−5.0% | Reduced |
| Pekin Hardy Strauss, Inc. | 112,825 | $510.0K | 0.07% | +112,825 | New |
| Wells Fargo & Company | 117,262 | $530.0K | 0.00% | −10,354−8.1% | Reduced |
| 6 Meridian | 126,314 | $571.0K | 0.04% | −8,664−6.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 134,902 | $610.0K | 0.00% | −21,176−13.6% | Reduced |
| UBS Group AG | 137,288 | $621.0K | 0.00% | −29,544−17.7% | Reduced |
| Oak Hill Advisors LP | 181,665 | $821.0K | 0.05% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 187,593 | $848.0K | 0.30% | −149,020−44.3% | Reduced |
| Robinson Capital Management, LLC | 209,935 | $953.0K | 0.59% | +171,447+445.5% | Added |
| Park Avenue Securities LLC | 233,237 | $1.05M | 0.02% | +20,284+9.5% | Added |
| Royal Bank of Canada | 380,910 | $1.72M | 0.00% | +313,133+462.0% | Added |
| Next Capital Management LLC | 451,582 | $2.04M | 1.40% | −84,271−15.7% | Reduced |
| Envestnet Asset Management Inc | 478,341 | $2.16M | 0.00% | +107,481+29.0% | Added |
| Advisor Group Holdings, Inc. | 537,609 | $2.43M | 0.00% | +193,129+56.1% | Added |
| Clough Capital Partners L P | 558,188 | $2.52M | 0.17% | −305,100−35.3% | Reduced |
| Bank of America Corp | 632,535 | $2.86M | 0.00% | +5,105+0.8% | Added |
| Bulldog Investors, LLP | 670,195 | $3.03M | 0.81% | +9,000+1.4% | Added |
| CSS LLC | 760,494 | $3.44M | 0.15% | −17,153−2.2% | Reduced |
| Invesco Senior Secured Management Inc | 790,673 | $3.57M | 2.51% | +790,673 | New |
| Thomas J. Herzfeld Advisors, Inc. | 1,056,444 | $4.78M | 1.73% | +562,495+113.9% | Added |
| Rockefeller Capital Management L.P. | 1,081,194 | $4.89M | 0.02% | −28,842−2.6% | Reduced |
| Sit Investment Associates Inc | 1,368,042 | $6.18M | 0.15% | +322,118+30.8% | Added |
| Morgan Stanley | 1,755,939 | $7.94M | 0.00% | +4,712+0.3% | Added |
| City of London Investment Management Co Ltd | 2,418,386 | $10.9M | 0.62% | −25,853−1.1% | Reduced |
| Relative Value Partners Group, LLC | 4,403,314 | $19.9M | 1.41% | −92,705−2.1% | Reduced |
| Rivernorth Capital Management, LLC | 8,144,012 | $36.8M | 1.49% | +560,574+7.4% | Added |
| Saba Capital Management, L.P. | 10,299,391 | $46.6M | 0.94% | −709,968−6.4% | Reduced |
| Millennium Management LLC | 0 | $0 | 0.00% | −159,069−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −108,090−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −32,629−100.0% | Sold out |
| Mackay Shields LLC | 0 | $0 | 0.00% | −28,978−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −24,683−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −12,290−100.0% | Sold out |
| Neuberger Berman Group LLC | 0 | $0 | 0.00% | −10,700−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −2,033−100.0% | Sold out |
| Firestone Capital Management | 0 | $0 | 0.00% | −2,010−100.0% | Sold out |
| Baystate Wealth Management LLC | 0 | $0 | 0.00% | −1,460−100.0% | Sold out |