Saba Capital Income & Opportunities Fund
BRW- Exchange
- NYSE
- SEC CIK
- 0000826020
No open-market purchases or sales by Saba Capital Income & Opportunities Fund insiders were filed in the last 90 days; 96 institutions reported holding it in 13F filings for Q2 2026, worth $129.6M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Saba Capital Income & Opportunities Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 68
- +7 vs. Q2 2023
- Shares held
- 15.4M
- −915.8K (−5.6%) vs. Q2 2023
- Total value
- $118.3M
- −$7.70M (−6.1%) vs. Q2 2023
- New holders
- 11
- 18 more added
- Sold out
- 4
- 20 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BRW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 96 | $129.6M |
| Q1 2026 | 93 | $143.7M |
| Q4 2025 | 102 | $141.6M |
| Q3 2025 | 93 | $99.6M |
| Q2 2025 | 80 | $96.9M |
| Q1 2025 | 79 | $94.0M |
| Q4 2024 | 83 | $100.2M |
| Q3 2024 | 70 | $99.2M |
| Q2 2024 | 72 | $72.6M |
| Q1 2024 | 71 | $98.9M |
| Q4 2023 | 76 | $120.0M |
| Q3 2023 | 68 | $118.3M |
| Q2 2023 | 62 | $126.1M |
| Q1 2023 | 66 | $140.9M |
| Q4 2022 | 71 | $134.3M |
| Q3 2022 | 63 | $139.9M |
| Q2 2022 | 64 | $149.4M |
| Q1 2022 | 74 | $167.2M |
| Q4 2021 | 89 | $177.5M |
| Q3 2021 | 80 | $170.5M |
| Q2 2021 | 80 | $309.7M |
| Q1 2021 | 1 | $0 |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Saba Capital Income & Opportunities Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Westside Investment Management, Inc. | 100 | $768 | 0.00% | 00.0% | Unchanged |
| Toth Financial Advisory Corp | 125 | $960 | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 155 | $1.19K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 187 | $1.43K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 387 | $2.97K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 400 | $3.07K | 0.00% | 00.0% | Unchanged |
| Bellevue Asset Management, LLC | 420 | $3.23K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 842 | $6.46K | 0.00% | −16,342−95.1% | Reduced |
| Elequin Capital LP | 1,000 | $7.68K | 0.00% | +1,000 | New |
| Trust Co of Vermont | 1,300 | $9.98K | 0.00% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 1,622 | $12.0K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 1,800 | $13.8K | 0.01% | +100+5.9% | Added |
| Stonebridge Capital Advisors LLC | 2,627 | $20.2K | 0.00% | +2,627 | New |
| Winmill & Co. Inc | 3,600 | $27.6K | 0.01% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 5,149 | $39.5K | 0.00% | +5,149 | New |
| Landscape Capital Management, L.L.C. | 10,083 | $77.4K | 0.01% | +10,083 | New |
| Apollon Wealth Management, LLC | 11,330 | $87.0K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 11,621 | $89.2K | 0.00% | +11,621 | New |
| Abacus Planning Group, Inc. | 12,547 | $96.4K | 0.02% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 15,290 | $117.4K | 0.00% | +457+3.1% | Added |
| Family Management Corp | 15,767 | $121.1K | 0.03% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 15,965 | $122.6K | 0.01% | −10,715−40.2% | Reduced |
| JPMorgan Chase & Co | 16,008 | $122.9K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 16,121 | $123.8K | 0.00% | +16,121 | New |
| Capital Investment Advisors, LLC | 16,945 | $130.1K | 0.00% | +16,945 | New |
| Ignite Planners, LLC | 17,541 | $132.6K | 0.04% | +17,541 | New |
| Commonwealth Equity Services, LLC | 20,392 | $157.0K | 0.00% | +2,930+16.8% | Added |
| Stifel Financial Corp | 23,102 | $177.4K | 0.00% | −126−0.5% | Reduced |
| Royal Bank of Canada | 23,245 | $179.0K | 0.00% | −6,043−20.6% | Reduced |
| Adalta Capital Management LLC | 29,325 | $225.0K | 0.15% | +9,100+45.0% | Added |
| Shufro Rose & Co LLC | 36,214 | $278.1K | 0.03% | −5,156−12.5% | Reduced |
| CNH Partners LLC | 36,613 | $281.2K | 0.01% | +11,606+46.4% | Added |
| SeaCrest Wealth Management, LLC | 38,834 | $298.2K | 0.04% | +573+1.5% | Added |
| National Asset Management, Inc. | 39,344 | $302.2K | 0.01% | +7,830+24.8% | Added |
| Cetera Advisors LLC | 40,006 | $307.2K | 0.00% | 00.0% | Unchanged |
| Walleye Capital LLC | 40,485 | $310.9K | 0.00% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 44,689 | $343.2K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 44,993 | $345.5K | 0.00% | −1,067−2.3% | Reduced |
| Parallel Advisors, LLC | 55,800 | $428.5K | 0.01% | +3,277+6.2% | Added |
| Robinson Capital Management, LLC | 59,353 | $450.2K | 0.20% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 65,774 | $505.1K | 0.00% | −1,000−1.5% | Reduced |
| Raymond James & Associates | 66,050 | $507.3K | 0.00% | −1,683−2.5% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 76,366 | $586.5K | 0.00% | −437−0.6% | Reduced |
| Oak Hill Advisors LP | 90,833 | $697.6K | 0.07% | +10.0% | Added |
| LPL Financial LLC | 104,342 | $801.3K | 0.00% | +6,764+6.9% | Added |
| Alpine Global Management, LLC | 104,785 | $804.7K | 0.19% | −4,283−3.9% | Reduced |
| Chicago Partners Investment Group LLC | 120,046 | $870.3K | 0.05% | −14,799−11.0% | Reduced |
| Bank of America Corp | 113,925 | $874.9K | 0.00% | −5,417−4.5% | Reduced |
| Quarry LP | 128,200 | $984.6K | 0.64% | +128,200 | New |
| Sea Otter Advisors LLC | 140,883 | $1.08M | 0.77% | +45,883+48.3% | Added |
| Boothbay Fund Management, LLC | 147,958 | $1.14M | 0.04% | +147,958 | New |
| Next Capital Management LLC | 152,705 | $1.18M | 0.53% | 00.0% | Unchanged |
| Meteora Capital, LLC | 185,204 | $1.42M | 0.24% | +173,408+1,470.1% | Added |
| Baird Financial Group, Inc. | 185,785 | $1.43M | 0.00% | +22,818+14.0% | Added |
| GraniteShares Advisors LLC | 192,016 | $1.47M | 1.37% | +7,363+4.0% | Added |
| Scotia Capital Inc. | 210,950 | $1.62M | 0.01% | +19,531+10.2% | Added |
| Envestnet Asset Management Inc | 298,715 | $2.29M | 0.00% | −236,242−44.2% | Reduced |
| Bulldog Investors, LLP | 336,809 | $2.59M | 0.90% | −105,269−23.8% | Reduced |
| Advisor Group Holdings, Inc. | 377,750 | $2.90M | 0.00% | +52,465+16.1% | Added |
| Invesco Senior Secured Management Inc | 395,337 | $3.04M | 3.14% | +10.0% | Added |
| CSS LLC | 404,546 | $3.11M | 0.26% | −20,125−4.7% | Reduced |
| Clough Capital Partners L P | 469,500 | $3.61M | 0.39% | +469,500 | New |
| Invesco Ltd. | 594,982 | $4.57M | 0.00% | −4,624−0.8% | Reduced |
| Morgan Stanley | 715,587 | $5.50M | 0.00% | −89,520−11.1% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 1,426,293 | $11.0M | 4.23% | −666,852−31.9% | Reduced |
| Relative Value Partners Group, LLC | 2,146,400 | $16.5M | 1.11% | −26,928−1.2% | Reduced |
| Saba Capital Management, L.P. | 2,486,551 | $19.1M | 0.61% | −998,250−28.6% | Reduced |
| Rivernorth Capital Management, LLC | 2,966,841 | $22.8M | 1.18% | +130,941+4.6% | Added |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −18,146−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −3,239−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −1,362−100.0% | Sold out |
| Lumature Wealth Partners, LLC | – | – | – | – | Not filed |