Saba Capital Income & Opportunities Fund
BRW- Exchange
- NYSE
- SEC CIK
- 0000826020
No open-market purchases or sales by Saba Capital Income & Opportunities Fund insiders were filed in the last 90 days; 96 institutions reported holding it in 13F filings for Q2 2026, worth $129.6M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Saba Capital Income & Opportunities Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 74
- −14 vs. Q4 2021
- Shares held
- 37.0M
- −2.15M (−5.5%) vs. Q4 2021
- Total value
- $167.2M
- −$9.76M (−5.5%) vs. Q4 2021
- New holders
- 7
- 19 more added
- Sold out
- 21
- 24 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BRW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 96 | $129.6M |
| Q1 2026 | 93 | $143.7M |
| Q4 2025 | 102 | $141.6M |
| Q3 2025 | 93 | $99.6M |
| Q2 2025 | 80 | $96.9M |
| Q1 2025 | 79 | $94.0M |
| Q4 2024 | 83 | $100.2M |
| Q3 2024 | 70 | $99.2M |
| Q2 2024 | 72 | $72.6M |
| Q1 2024 | 71 | $98.9M |
| Q4 2023 | 76 | $120.0M |
| Q3 2023 | 68 | $118.3M |
| Q2 2023 | 62 | $126.1M |
| Q1 2023 | 66 | $140.9M |
| Q4 2022 | 71 | $134.3M |
| Q3 2022 | 63 | $139.9M |
| Q2 2022 | 64 | $149.4M |
| Q1 2022 | 74 | $167.2M |
| Q4 2021 | 89 | $177.5M |
| Q3 2021 | 80 | $170.5M |
| Q2 2021 | 80 | $309.7M |
| Q1 2021 | 1 | $0 |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Saba Capital Income & Opportunities Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| North Star Investment Management Corp. | 310 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 200 | $1.00K | 0.00% | +200 | New |
| Money Concepts Capital Corp | 500 | $2.00K | 0.00% | +500 | New |
| US Bancorp | 650 | $3.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 800 | $4.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 1,244 | $6.00K | 0.00% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 3,245 | $15.0K | 0.00% | 00.0% | Unchanged |
| Financial Connections Group, Inc. | 3,761 | $16.0K | 0.02% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 4,172 | $19.0K | 0.00% | +4,172 | New |
| Advisor Group Holdings, Inc. | 5,615 | $25.0K | 0.00% | −531,994−99.0% | Reduced |
| Segantii Capital Management Ltd | 10,000 | $45.0K | 0.00% | −36,500−78.5% | Reduced |
| WealthTrust Axiom LLC | 10,119 | $45.0K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 11,761 | $53.0K | 0.00% | 00.0% | Unchanged |
| Platform Technology Partners | 12,009 | $54.0K | 0.03% | 00.0% | Unchanged |
| Stephens Inc | 12,316 | $56.0K | 0.00% | 00.0% | Unchanged |
| Kingsbury Capital Investment Advisors LLC | 12,538 | $57.0K | 0.06% | +12,538 | New |
| MKT Advisors LLC | 15,098 | $62.0K | 0.05% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 14,000 | $63.0K | 0.01% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 14,270 | $64.0K | 0.00% | +33+0.2% | Added |
| Independent Financial Group, LLC | 15,000 | $67.8K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 11,185 | $69.0K | 0.00% | +11,185 | New |
| Oppenheimer & Co Inc | 15,470 | $70.0K | 0.00% | +400+2.7% | Added |
| Bridgewater Advisors Inc. | 16,440 | $74.0K | 0.02% | 00.0% | Unchanged |
| Lumature Wealth Partners, LLC | 17,019 | $77.0K | 0.03% | 00.0% | Unchanged |
| Latitude Advisors, LLC | 18,238 | $82.0K | 0.02% | +6,468+55.0% | Added |
| Commonwealth Equity Services, LLC | 19,036 | $86.0K | 0.00% | −8,650−31.2% | Reduced |
| Guggenheim Capital LLC | 21,070 | $95.0K | 0.00% | −46,713−68.9% | Reduced |
| Affinia Financial Group, LLC | 22,667 | $98.0K | 0.08% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 25,000 | $113.0K | 0.00% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 25,455 | $115.0K | 0.01% | +750+3.0% | Added |
| Family Management Corp | 31,539 | $143.0K | 0.04% | −5,447−14.7% | Reduced |
| JPMorgan Chase & Co | 32,017 | $145.0K | 0.00% | 00.0% | Unchanged |
| KCM Investment Advisors LLC | 33,430 | $151.0K | 0.01% | −1,696−4.8% | Reduced |
| Foresight Wealth Management, LLC | 36,986 | $167.0K | 0.07% | −67,825−64.7% | Reduced |
| Capital Investment Advisors, LLC | 36,970 | $167.0K | 0.01% | −11,050−23.0% | Reduced |
| Integrated Capital Management, Inc. | 40,202 | $182.0K | 0.15% | −2,805−6.5% | Reduced |
| B. Riley Wealth Management, Inc. | 43,750 | $198.0K | 0.02% | +2,500+6.1% | Added |
| Stifel Financial Corp | 44,188 | $200.0K | 0.00% | 00.0% | Unchanged |
| Mariner Investment Group LLC | 51,248 | $232.0K | 0.29% | −23,952−31.9% | Reduced |
| Shaker Financial Services, LLC | 69,739 | $315.0K | 0.12% | −117,854−62.8% | Reduced |
| Cetera Advisors LLC | 80,020 | $362.0K | 0.01% | −12,675−13.7% | Reduced |
| Goldman Sachs Group Inc | 80,013 | $362.0K | 0.00% | 00.0% | Unchanged |
| Investment Partners, Ltd. | 80,430 | $364.0K | 0.15% | 00.0% | Unchanged |
| Autus Asset Management, LLC | 88,120 | $398.0K | 0.06% | +1,055+1.2% | Added |
| Raymond James & Associates | 88,480 | $400.0K | 0.00% | +31,715+55.9% | Added |
| Scotia Capital Inc. | 96,238 | $435.0K | 0.00% | +3,734+4.0% | Added |
| Qube Research & Technologies Ltd | 100,764 | $455.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 102,011 | $461.0K | 0.21% | +20,818+25.6% | Added |
| Shufro Rose & Co LLC | 103,387 | $467.0K | 0.04% | −4,673−4.3% | Reduced |
| Pekin Hardy Strauss, Inc. | 111,325 | $503.0K | 0.07% | −1,500−1.3% | Reduced |
| Wells Fargo & Company | 114,481 | $518.0K | 0.00% | −2,781−2.4% | Reduced |
| UBS Group AG | 126,499 | $572.0K | 0.00% | −10,789−7.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 136,340 | $616.0K | 0.00% | +1,438+1.1% | Added |
| Westchester Capital Management, LLC | 139,918 | $632.0K | 0.02% | +111,141+386.2% | Added |
| Parametric Portfolio Associates LLC | 164,707 | $744.0K | 0.00% | +164,707 | New |
| Oak Hill Advisors LP | 181,665 | $821.0K | 0.04% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 182,478 | $825.0K | 0.02% | −1,185,564−86.7% | Reduced |
| Park Avenue Securities LLC | 244,536 | $1.10M | 0.02% | +11,299+4.8% | Added |
| Royal Bank of Canada | 344,022 | $1.55M | 0.00% | −36,888−9.7% | Reduced |
| Bank of America Corp | 474,427 | $2.14M | 0.00% | −158,108−25.0% | Reduced |
| Next Capital Management LLC | 569,580 | $2.58M | 1.78% | +117,998+26.1% | Added |
| Envestnet Asset Management Inc | 682,791 | $3.09M | 0.00% | +204,450+42.7% | Added |
| CSS LLC | 756,494 | $3.42M | 0.14% | −4,000−0.5% | Reduced |
| Invesco Senior Secured Management Inc | 790,673 | $3.57M | 2.86% | 00.0% | Unchanged |
| Clough Capital Partners L P | 900,130 | $4.07M | 0.31% | +341,942+61.3% | Added |
| Bulldog Investors, LLP | 976,281 | $4.41M | 1.13% | +306,086+45.7% | Added |
| Invesco Ltd. | 1,269,856 | $5.74M | 0.00% | +1,269,856 | New |
| Rockefeller Capital Management L.P. | 1,400,373 | $6.33M | 0.03% | +319,179+29.5% | Added |
| City of London Investment Management Co Ltd | 1,654,786 | $7.44M | 0.47% | −763,600−31.6% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 1,872,387 | $8.46M | 3.17% | +815,943+77.2% | Added |
| Morgan Stanley | 2,016,598 | $9.12M | 0.00% | +260,659+14.8% | Added |
| Relative Value Partners Group, LLC | 4,388,605 | $19.8M | 1.38% | −14,709−0.3% | Reduced |
| Rivernorth Capital Management, LLC | 6,018,032 | $27.2M | 1.03% | −2,125,980−26.1% | Reduced |
| Saba Capital Management, L.P. | 9,894,479 | $44.7M | 0.75% | −404,912−3.9% | Reduced |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −209,935−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −83,387−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −47,420−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −41,629−100.0% | Sold out |
| TCG Advisory Services, LLC | 0 | $0 | 0.00% | −39,265−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −29,135−100.0% | Sold out |
| Wedbush Securities Inc | 0 | $0 | 0.00% | −28,012−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −26,532−100.0% | Sold out |
| Plante Moran Financial Advisors, LLC | 0 | $0 | 0.00% | −19,965−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −19,458−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −18,106−100.0% | Sold out |
| Perennial Advisors, LLC | 0 | $0 | 0.00% | −12,263−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −9,131−100.0% | Sold out |
| Missouri Trust & Investment Co | 0 | $0 | 0.00% | −2,050−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −1,672−100.0% | Sold out |
| Investors Research Corp | 0 | $0 | 0.00% | −774−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −501−100.0% | Sold out |
| FSB Premier Wealth Management, Inc. | 0 | $0 | 0.00% | −321−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −264−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −18−100.0% | Sold out |
| Widmann Financial Services, Inc. | 0 | $0 | 0.00% | −120−100.0% | Sold out |
| 6 Meridian | – | – | – | – | Not filed |