BlackRock Capital Investment Corp
BKCCDelisted Mar 18, 2024- SEC CIK
- 0001326003
BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in BlackRock Capital Investment Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
BKCC is no longer listed, so this page shows Q4 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 85
- −1 vs. Q3 2023
- Shares held
- 15.5M
- +996.0K (+6.9%) vs. Q3 2023
- Total value
- $60.0M
- +$6.21M (+11.5%) vs. Q3 2023
- New holders
- 14
- 25 more added
- Sold out
- 15
- 17 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $328.8K |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $1.64M |
| Q4 2023 | 85 | $60.0M |
| Q3 2023 | 88 | $54.1M |
| Q2 2023 | 80 | $43.7M |
| Q1 2023 | 85 | $45.3M |
| Q4 2022 | 82 | $52.9M |
| Q3 2022 | 79 | $48.1M |
| Q2 2022 | 83 | $54.9M |
| Q1 2022 | 88 | $69.6M |
| Q4 2021 | 88 | $67.7M |
| Q3 2021 | 80 | $71.7M |
| Q2 2021 | 87 | $83.9M |
| Q1 2021 | 86 | $76.2M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Simplex Trading, LLC | 2 | $0 | 0.00% | −126−98.4% | Reduced |
| Key Financial Inc | 69 | $267 | 0.00% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 93 | $360 | 0.00% | 00.0% | Unchanged |
| Kelly Financial Services LLC | 205 | $795 | 0.00% | +5+2.5% | Added |
| GWM Advisors LLC | 217 | $840 | 0.00% | 00.0% | Unchanged |
| Salomon & Ludwin, LLC | 237 | $879 | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 328 | $1.27K | 0.00% | +328 | New |
| Harbour Investments, Inc. | 544 | $2.11K | 0.00% | 00.0% | Unchanged |
| Provence Wealth Management Group | 653 | $2.53K | 0.00% | 00.0% | Unchanged |
| Evolution Advisers, Inc. | 746 | $3.00K | 0.00% | +746 | New |
| Baystate Wealth Management LLC | 1,200 | $4.64K | 0.00% | +1,200 | New |
| Sound Income Strategies, LLC | 1,907 | $7.38K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 2,584 | $10.0K | 0.00% | −8,107−75.8% | Reduced |
| Advisory Services Network, LLC | 3,623 | $14.0K | 0.00% | −9,908−73.2% | Reduced |
| GPS Wealth Strategies Group, LLC | 3,813 | $14.8K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 5,034 | $19.5K | 0.00% | −107−2.1% | Reduced |
| US Bancorp | 5,195 | $20.1K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 5,200 | $20.1K | 0.00% | −4,435−46.0% | Reduced |
| Chesapeake Asset Management LLC | 6,443 | $24.9K | 0.02% | +6,443 | New |
| LSV Asset Management | 8,213 | $32.0K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 8,681 | $33.6K | 0.02% | +8,681 | New |
| JPMorgan Chase & Co | 10,000 | $38.7K | 0.00% | +10,000 | New |
| Lokken Investment Group LLC | 10,476 | $40.5K | 0.02% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 11,135 | $43.1K | 0.00% | −4,078−26.8% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 12,048 | $46.6K | 0.01% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 12,768 | $49.4K | 0.01% | +18+0.1% | Added |
| Narwhal Capital Management | 13,846 | $53.6K | 0.01% | +13,846 | New |
| Ieq Capital, LLC | 14,227 | $55.1K | 0.00% | −10,595−42.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 14,480 | $56.0K | 0.00% | +2,500+20.9% | Added |
| Cetera Advisor Networks LLC | 15,160 | $58.7K | 0.00% | 00.0% | Unchanged |
| MTM Investment Management, LLC | 15,588 | $60.3K | 0.03% | 00.0% | Unchanged |
| Brevan Howard Capital Management LP | 15,818 | $61.2K | 0.01% | +15,818 | New |
| XTX Topco Ltd | 16,842 | $65.2K | 0.01% | +16,842 | New |
| Commonwealth Equity Services, LLC | 17,040 | $66.0K | 0.00% | +812+5.0% | Added |
| JBR Co Financial Management Inc | 17,350 | $67.1K | 0.06% | +17,350 | New |
| Marshall Wace, LLP | 17,671 | $68.4K | 0.00% | +985+5.9% | Added |
| Evercore Wealth Management, LLC | 18,272 | $70.7K | 0.00% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 19,061 | $70.7K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 19,248 | $74.0K | 0.00% | +209+1.1% | Added |
| Creative Planning | 19,523 | $75.6K | 0.00% | +789+4.2% | Added |
| First Heartland Consultants, Inc. | 19,769 | $76.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 19,992 | $77.4K | 0.00% | −19,412−49.3% | Reduced |
| Ameriprise Financial Inc | 20,691 | $80.1K | 0.00% | +90+0.4% | Added |
| Romano Brothers and Company | 22,111 | $85.6K | 0.01% | 00.0% | Unchanged |
| Jump Financial, LLC | 24,900 | $96.4K | 0.00% | +24,900 | New |
| D. E. Shaw & Co., Inc. | 29,034 | $112.4K | 0.00% | −5,802−16.7% | Reduced |
| Raymond James & Associates | 29,758 | $115.2K | 0.00% | +44+0.1% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 30,000 | $116.1K | 0.00% | +30,000 | New |
| Beaumont Financial Advisors, LLC | 30,105 | $116.5K | 0.01% | +793+2.7% | Added |
| Journey Strategic Wealth LLC | 30,415 | $117.7K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 30,844 | $119.4K | 0.00% | +2,147+7.5% | Added |
| Atomi Financial Group, Inc. | 32,384 | $125.3K | 0.02% | −1,378−4.1% | Reduced |
| Lakeridge Wealth Management LLC | 33,972 | $131.5K | 0.10% | +33,972 | New |
| Triumph Capital Management | 37,701 | $149.7K | 0.06% | +200+0.5% | Added |
| D.A. Davidson & Co. | 39,640 | $153.4K | 0.00% | +3,000+8.2% | Added |
| Royal Bank of Canada | 40,804 | $158.0K | 0.00% | +7,700+23.3% | Added |
| Joel Isaacson & Co., LLC | 43,586 | $168.7K | 0.01% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 43,936 | $170.0K | 0.01% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 47,000 | $186.6K | 0.37% | 00.0% | Unchanged |
| Bank of America Corp | 49,962 | $193.4K | 0.00% | +7,117+16.6% | Added |
| Cercano Management LLC | 56,663 | $219.3K | 0.01% | 00.0% | Unchanged |
| Great West Life Assurance Co | 61,287 | $235.0K | 0.00% | −10,849−15.0% | Reduced |
| Sanctuary Wealth Management, L.L.C. | 61,087 | $236.4K | 0.23% | 00.0% | Unchanged |
| Cerity Partners LLC | 64,687 | $250.4K | 0.00% | 00.0% | Unchanged |
| Lido Advisors, LLC | 64,164 | $254.7K | 0.00% | +64,164 | New |
| EHP Funds Inc. | 72,096 | $279.0K | 0.14% | 00.0% | Unchanged |
| LPL Financial LLC | 75,574 | $292.5K | 0.00% | +37,680+99.4% | Added |
| Neuberger Berman Group LLC | 124,078 | $480.2K | 0.00% | −178,846−59.0% | Reduced |
| Virtus ETF Advisers LLC | 124,265 | $480.9K | 0.31% | −80,267−39.2% | Reduced |
| Susquehanna International Group, LLP | 128,224 | $496.2K | 0.00% | +15,964+14.2% | Added |
| Wells Fargo & Company | 129,398 | $500.8K | 0.00% | −46,033−26.2% | Reduced |
| Samalin Investment Counsel, LLC | 156,844 | $607.0K | 0.31% | +4,107+2.7% | Added |
| Watershed Asset Management, L.L.C. | 189,878 | $734.8K | 0.86% | 00.0% | Unchanged |
| Morgan Stanley | 240,046 | $929.0K | 0.00% | +16,686+7.5% | Added |
| BlackRock Inc. | 248,871 | $963.1K | 0.00% | −122,209−32.9% | Reduced |
| Two Sigma Investments, LP | 363,123 | $1.41M | 0.00% | +4,648+1.3% | Added |
| Two Sigma Advisers, LP | 386,071 | $1.49M | 0.00% | +11,670+3.1% | Added |
| New England Asset Management Inc | 443,493 | $1.72M | 0.28% | 00.0% | Unchanged |
| Legal & General Group Plc | 552,719 | $2.14M | 0.00% | +14,549+2.7% | Added |
| Alpine Global Management, LLC | 610,000 | $2.36M | 0.64% | +97,226+19.0% | Added |
| Condor Capital Management | 886,024 | $3.43M | 0.37% | +77,137+9.5% | Added |
| Transcend Wealth Collective, LLC | 905,473 | $3.50M | 0.31% | −16,832−1.8% | Reduced |
| Telemus Capital, LLC | 1,405,715 | $5.44M | 0.45% | −127,102−8.3% | Reduced |
| Almitas Capital LLC | 2,926,685 | $11.3M | 3.90% | +2,072,988+242.8% | Added |
| Ares Management LLC | 4,231,172 | $16.4M | 0.40% | 00.0% | Unchanged |
| Sagefield Capital LP | 0 | $0 | 0.00% | −179,347−100.0% | Sold out |
| Mackenzie Financial Corp | 0 | $0 | 0.00% | −155,449−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −139,924−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −132,974−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −72,137−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −69,840−100.0% | Sold out |
| Grove Bank & Trust | 0 | $0 | 0.00% | −68,000−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −59,065−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −38,223−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −29,388−100.0% | Sold out |
| TownSquare Capital, LLC | 0 | $0 | 0.00% | −16,648−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −12,548−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | −7,183−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −381−100.0% | Sold out |
| Hibernia Wealth Partners, LLC | 0 | $0 | 0.00% | −174−100.0% | Sold out |