BlackRock Capital Investment Corp
BKCCDelisted Mar 18, 2024- SEC CIK
- 0001326003
BlackRock Capital Investment Corp was delisted on Mar 18, 2024; its insiders filed their last Form 4 on Mar 20, 2024; 85 institutions reported holding it in 13F filings for Q4 2023, worth $60.0M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in BlackRock Capital Investment Corp as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 83
- −5 vs. Q1 2022
- Shares held
- 15.0M
- −1.57M (−9.5%) vs. Q1 2022
- Total value
- $54.9M
- −$14.7M (−21.1%) vs. Q1 2022
- New holders
- 9
- 19 more added
- Sold out
- 14
- 26 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting BKCC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 1 | $328.8K |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 1 | $1.64M |
| Q4 2023 | 85 | $60.0M |
| Q3 2023 | 88 | $54.1M |
| Q2 2023 | 80 | $43.7M |
| Q1 2023 | 85 | $45.3M |
| Q4 2022 | 82 | $52.9M |
| Q3 2022 | 79 | $48.1M |
| Q2 2022 | 83 | $54.9M |
| Q1 2022 | 88 | $69.6M |
| Q4 2021 | 88 | $67.7M |
| Q3 2021 | 80 | $71.7M |
| Q2 2021 | 87 | $83.9M |
| Q1 2021 | 86 | $76.2M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding BlackRock Capital Investment Corp; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Trustcore Financial Services, LLC | 8 | $0 | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 69 | $0 | 0.00% | 00.0% | Unchanged |
| Chilton Capital Management LLC | 44 | $0 | 0.00% | +44 | New |
| Tortoise Investment Management, LLC | 93 | $0 | 0.00% | +93 | New |
| Hudock, Inc. | 497 | $1.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 130 | $1.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 544 | $2.00K | 0.00% | +544 | New |
| Tower Research Capital LLC (TRC) | 700 | $3.00K | 0.00% | −1,407−66.8% | Reduced |
| Aquatic Capital Management LLC | 1,500 | $6.00K | 0.00% | +1,500 | New |
| Sound Income Strategies, LLC | 1,907 | $7.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,722 | $10.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,813 | $14.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 7,183 | $26.0K | 0.00% | +7,183 | New |
| Spire Wealth Management | 7,611 | $28.0K | 0.00% | +82+1.1% | Added |
| LSV Asset Management | 8,200 | $30.0K | 0.00% | −60,081−88.0% | Reduced |
| Ten Capital Wealth Advisors, LLC | 8,716 | $32.0K | 0.01% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 8,750 | $32.0K | 0.00% | +196+2.3% | Added |
| First Republic Investment Management, Inc. | 10,000 | $37.0K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 10,029 | $37.0K | 0.00% | +10,029 | New |
| Victory Capital Management Inc | 10,360 | $38.0K | 0.00% | −103−1.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 10,543 | $39.0K | 0.00% | −345−3.2% | Reduced |
| Private Advisor Group, LLC | 11,343 | $42.0K | 0.00% | −10,868−48.9% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 12,048 | $44.0K | 0.02% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 12,500 | $46.0K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 12,750 | $47.0K | 0.01% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 14,137 | $52.0K | 0.00% | 00.0% | Unchanged |
| MTM Investment Management, LLC | 15,588 | $58.0K | 0.03% | 00.0% | Unchanged |
| XTX Topco Ltd | 16,926 | $62.0K | 0.03% | −31,814−65.3% | Reduced |
| Creative Planning | 16,814 | $62.0K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 17,854 | $65.0K | 0.00% | −6,248−25.9% | Reduced |
| Evercore Wealth Management, LLC | 18,272 | $67.0K | 0.00% | 00.0% | Unchanged |
| Avidian Wealth Solutions, LLC | 18,896 | $69.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 20,760 | $76.0K | 0.00% | −11,187−35.0% | Reduced |
| Shufro Rose & Co LLC | 21,783 | $80.0K | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 24,368 | $89.0K | 0.00% | +2,406+11.0% | Added |
| Samalin Investment Counsel, LLC | 26,378 | $97.0K | 0.07% | −519−1.9% | Reduced |
| Royal Bank of Canada | 27,065 | $99.0K | 0.00% | −5,047−15.7% | Reduced |
| Wealthcare Advisory Partners LLC | 28,024 | $103.0K | 0.01% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 28,918 | $106.0K | 0.00% | −7,899−21.5% | Reduced |
| Journey Strategic Wealth LLC | 31,587 | $116.0K | 0.02% | +27+0.1% | Added |
| Ieq Capital, LLC | 32,964 | $121.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 35,235 | $130.0K | 0.00% | −694−1.9% | Reduced |
| Ameriprise Financial Inc | 36,405 | $134.0K | 0.00% | +6,887+23.3% | Added |
| UBS Group AG | 36,771 | $135.0K | 0.00% | +1,799+5.1% | Added |
| Merit Financial Group, LLC | 38,000 | $139.0K | 0.00% | +18,000+90.0% | Added |
| D.A. Davidson & Co. | 38,482 | $141.0K | 0.00% | +26,417+219.0% | Added |
| Grove Bank & Trust | 41,670 | $153.0K | 0.04% | +12,469+42.7% | Added |
| Joel Isaacson & Co., LLC | 43,586 | $160.0K | 0.01% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 47,000 | $177.0K | 0.01% | 00.0% | Unchanged |
| Clifford Swan Investment Counsel LLC | 56,663 | $208.0K | 0.01% | 00.0% | Unchanged |
| Raymond James & Associates | 62,858 | $231.0K | 0.00% | +3,655+6.2% | Added |
| Aj Wealth Strategies, LLC | 64,066 | $235.0K | 0.01% | −13,955−17.9% | Reduced |
| Sanctuary Wealth Management, L.L.C. | 63,918 | $235.0K | 0.29% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 64,009 | $235.0K | 0.00% | +6,285+10.9% | Added |
| LPL Financial LLC | 76,741 | $282.0K | 0.00% | −917−1.2% | Reduced |
| Great West Life Assurance Co | 78,994 | $289.0K | 0.00% | +54,792+226.4% | Added |
| TownSquare Capital, LLC | 87,358 | $321.0K | 0.01% | +13,193+17.8% | Added |
| First Manhattan Co | 95,000 | $348.0K | 0.00% | 00.0% | Unchanged |
| Claraphi Advisory Network, LLC | 109,469 | $402.0K | 0.14% | +11,854+12.1% | Added |
| Blair William & Co | 137,660 | $505.0K | 0.00% | 00.0% | Unchanged |
| Riverbridge Partners LLC | 146,074 | $536.0K | 0.01% | +146,074 | New |
| Sumitomo Mitsui Trust Holdings, Inc. | 156,470 | $574.0K | 0.00% | −200−0.1% | Reduced |
| Muzinich & Co., Inc. | 156,470 | $574.0K | 0.48% | −200−0.1% | Reduced |
| Virtus ETF Advisers LLC | 186,340 | $684.0K | 0.25% | −27,495−12.9% | Reduced |
| Watershed Asset Management, L.L.C. | 189,878 | $697.0K | 0.86% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 199,388 | $732.0K | 0.00% | −119,928−37.6% | Reduced |
| Advisors Capital Management, LLC | 228,523 | $839.0K | 0.03% | −6,144−2.6% | Reduced |
| Morgan Stanley | 232,549 | $854.0K | 0.00% | −284,511−55.0% | Reduced |
| Wells Fargo & Company | 235,456 | $864.0K | 0.00% | +2,011+0.9% | Added |
| Almitas Capital LLC | 282,493 | $1.04M | 0.54% | −270,490−48.9% | Reduced |
| BlackRock Inc. | 370,179 | $1.36M | 0.00% | −64,389−14.8% | Reduced |
| Neuberger Berman Group LLC | 374,956 | $1.38M | 0.00% | +66,472+21.5% | Added |
| Two Sigma Investments, LP | 394,983 | $1.45M | 0.00% | −112,586−22.2% | Reduced |
| Legal & General Group Plc | 434,659 | $1.59M | 0.00% | +27,309+6.7% | Added |
| Condor Capital Management | 442,326 | $1.62M | 0.21% | +111,756+33.8% | Added |
| New England Asset Management Inc | 443,493 | $1.63M | 0.03% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 539,801 | $1.98M | 0.01% | −53,600−9.0% | Reduced |
| Transcend Wealth Collective, LLC | 649,621 | $2.38M | 0.25% | +24,790+4.0% | Added |
| Zeke Capital Advisors, LLC | 713,023 | $2.62M | 0.17% | 00.0% | Unchanged |
| Telemus Capital, LLC | 2,111,317 | $7.75M | 0.75% | −276,890−11.6% | Reduced |
| Ares Management LLC | 4,760,304 | $17.5M | 0.90% | −557,282−10.5% | Reduced |
| First Command Bank | 67 | – | – | +67 | New |
| First Command Financial Services, Inc. | 67 | – | – | +67 | New |
| Caxton Associates LP | 0 | $0 | 0.00% | −33,164−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −26,812−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −26,189−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −22,026−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −17,321−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −16,388−100.0% | Sold out |
| Lokken Investment Group LLC | 0 | $0 | 0.00% | −16,879−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −15,400−100.0% | Sold out |
| EMC Capital Management | 0 | $0 | 0.00% | −12,066−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −14,128−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −1,642−100.0% | Sold out |
| Tradewinds Capital Management, LLC | 0 | $0 | 0.00% | −544−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −5−100.0% | Sold out |