Axsome Therapeutics, Inc.
AXSM- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001579428
In the last 90 days, Axsome Therapeutics, Inc. insiders filed 0 open-market purchases and 2 sales; 505 institutions reported holding it in 13F filings for Q2 2026, worth $9.34B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Axsome Therapeutics, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 171
- −2 vs. Q2 2021
- Shares held
- 19.1M
- −2.72M (−12.5%) vs. Q2 2021
- Total value
- $627.3M
- −$841.5M (−57.3%) vs. Q2 2021
- New holders
- 35
- 67 more added
- Sold out
- 37
- 39 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AXSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 505 | $9.34B |
| Q1 2026 | 410 | $6.41B |
| Q4 2025 | 399 | $6.86B |
| Q3 2025 | 355 | $4.51B |
| Q2 2025 | 348 | $3.95B |
| Q1 2025 | 353 | $4.37B |
| Q4 2024 | 292 | $3.15B |
| Q3 2024 | 280 | $3.48B |
| Q2 2024 | 257 | $3.28B |
| Q1 2024 | 259 | $3.09B |
| Q4 2023 | 245 | $3.07B |
| Q3 2023 | 227 | $2.65B |
| Q2 2023 | 231 | $2.61B |
| Q1 2023 | 197 | $1.97B |
| Q4 2022 | 219 | $2.32B |
| Q3 2022 | 188 | $1.15B |
| Q2 2022 | 174 | $826.7M |
| Q1 2022 | 175 | $787.4M |
| Q4 2021 | 167 | $704.2M |
| Q3 2021 | 171 | $627.3M |
| Q2 2021 | 176 | $1.51B |
| Q1 2021 | 184 | $1.31B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Axsome Therapeutics, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Winton Group Ltd | 9,700 | $320.0K | 0.02% | −3,072−24.1% | Reduced |
| UBS Group AG | 9,346 | $308.0K | 0.00% | −1,836−16.4% | Reduced |
| MONECO Advisors, LLC | 8,430 | $278.0K | 0.11% | +8,430 | New |
| Metropolitan Life Insurance Co | 8,348 | $275.1K | 0.00% | 00.0% | Unchanged |
| Chicago Partners Investment Group LLC | 6,663 | $263.0K | 0.02% | +6,663 | New |
| Pitcairn Co | 7,874 | $260.0K | 0.02% | +3,077+64.1% | Added |
| Kaizen Financial Strategies | 7,500 | $247.0K | 0.20% | +7,500 | New |
| Principal Financial Group Inc | 7,418 | $244.0K | 0.00% | −5,646−43.2% | Reduced |
| First National Trust Co | 7,312 | $241.0K | 0.01% | 00.0% | Unchanged |
| Quinn Opportunity Partners LLC | 7,000 | $231.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 6,746 | $223.0K | 0.00% | +3,208+90.7% | Added |
| Arizona State Retirement System | 6,652 | $219.0K | 0.00% | +54+0.8% | Added |
| BNP Paribas Arbitrage, SA | 6,609 | $217.8K | 0.00% | +3,085+87.5% | Added |
| Trexquant Investment LP | 6,515 | $215.0K | 0.02% | +6,515 | New |
| CSS LLC | 6,438 | $212.0K | 0.01% | +338+5.5% | Added |
| Kestra Advisory Services, LLC | 6,384 | $210.0K | 0.00% | +784+14.0% | Added |
| Handelsbanken Fonder AB | 6,200 | $204.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 6,000 | $198.0K | 0.01% | +5,000+500.0% | Added |
| Advisor Group Holdings, Inc. | 5,901 | $195.0K | 0.00% | +1,754+42.3% | Added |
| Sandy Spring Bank | 5,450 | $180.0K | 0.01% | −3,305−37.7% | Reduced |
| STRS Ohio | 5,400 | $177.0K | 0.00% | +5,400 | New |
| Steward Partners Investment Advisory, LLC | 3,800 | $125.0K | 0.00% | +3,700+3,700.0% | Added |
| Public Employees Retirement Association of Colorado | 3,737 | $123.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 3,146 | $104.0K | 0.05% | −167−5.0% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,996 | $99.0K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 2,500 | $82.0K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 2,470 | $81.0K | 0.00% | −701−22.1% | Reduced |
| Ameritas Investment Partners, Inc. | 2,179 | $72.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,695 | $56.0K | 0.00% | +159+10.4% | Added |
| Barclays PLC | 1,571 | $52.0K | 0.00% | −52,146−97.1% | Reduced |
| American Portfolios Advisors | 1,575 | $51.9K | 0.00% | +1,500+2,000.0% | Added |
| Great West Life Assurance Co | 1,541 | $51.0K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 1,450 | $48.0K | 0.03% | +1,450 | New |
| O'Shaughnessy Asset Management, LLC | 1,336 | $44.0K | 0.00% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 1,317 | $44.0K | 0.00% | +1,317 | New |
| Clearstead Advisors, LLC | 1,050 | $35.0K | 0.00% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 900 | $30.0K | 0.01% | +900 | New |
| Penserra Capital Management LLC | 865 | $28.0K | 0.00% | +10+1.2% | Added |
| NEXT Financial Group, Inc | 700 | $23.0K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 490 | $16.0K | 0.00% | −2,181−81.7% | Reduced |
| Kistler-Tiffany Companies, LLC | 500 | $16.0K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 500 | $16.0K | 0.00% | +500 | New |
| Private Capital Group, LLC | 445 | $15.0K | 0.00% | −302−40.4% | Reduced |
| Lindbrook Capital, LLC | 400 | $13.0K | 0.00% | −500−55.6% | Reduced |
| Huntington National Bank | 407 | $13.0K | 0.00% | +70+20.8% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 400 | $13.0K | 0.00% | +400 | New |
| Rockefeller Capital Management L.P. | 350 | $11.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 258 | $9.00K | 0.00% | +166+180.4% | Added |
| Sargent Bickham Lagudis LLC | 220 | $7.00K | 0.00% | −145−39.7% | Reduced |
| Quadrant Capital Group LLC | 200 | $7.00K | 0.00% | +92+85.2% | Added |
| Total Clarity Wealth Management, Inc. | 221 | $7.00K | 0.00% | +221 | New |
| Federation des caisses Desjardins du Quebec | 200 | $6.59K | 0.00% | +200 | New |
| Farmers & Merchants Investments Inc | 141 | $5.00K | 0.00% | −4−2.8% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 150 | $5.00K | 0.00% | +150 | New |
| Proequities, Inc. | 108 | $4.00K | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 129 | $4.00K | 0.00% | +59+84.3% | Added |
| First Horizon Advisors, Inc. | 149 | $4.00K | 0.00% | +112+302.7% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 130 | $4.00K | 0.00% | +130 | New |
| Carmichael Hill & Associates, Inc. | 100 | $3.00K | 0.00% | −200−66.7% | Reduced |
| Captrust Financial Advisors | 76 | $3.00K | 0.00% | +16+26.7% | Added |
| TCI Wealth Advisors, Inc. | 82 | $3.00K | 0.00% | +25+43.9% | Added |
| Parallel Advisors, LLC | 77 | $3.00K | 0.00% | +60+352.9% | Added |
| Ellevest, Inc. | 65 | $2.00K | 0.00% | +48+282.4% | Added |
| State of Wyoming | 31 | $1.00K | 0.00% | −22−41.5% | Reduced |
| IFP Advisors, Inc | 10 | $1.00K | 0.00% | +10 | New |
| Exane Derivatives | 30 | $989 | 0.00% | −4,417−99.3% | Reduced |
| North Star Investment Management Corp. | 13 | $0 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Kowal Investment Group, LLC | 14 | $0 | 0.00% | +14 | New |
| Bell Investment Advisors, Inc | 10 | $0 | 0.00% | +10 | New |
| Sofos Investments, Inc. | 1 | – | – | 00.0% | Unchanged |
| Ra Capital Management, L.P. | 0 | $0 | 0.00% | −1,655,447−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −406,935−100.0% | Sold out |
| HHLR Advisors, Ltd.SuperinvestorHHLR Advisors (Hillhouse) | 0 | $0 | 0.00% | −360,000−100.0% | Sold out |
| American Century Companies Inc | 0 | $0 | 0.00% | −129,303−100.0% | Sold out |
| Oak Ridge Investments LLC | 0 | $0 | 0.00% | −36,467−100.0% | Sold out |
| Maven Securities LTD | 0 | $0 | 0.00% | −27,548−100.0% | Sold out |
| TD Asset Management Inc | 0 | $0 | 0.00% | −35,116−100.0% | Sold out |
| Affinity Asset Advisors, LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Knights of Columbus Asset Advisors LLC | 0 | $0 | 0.00% | −22,142−100.0% | Sold out |
| Royce & Associates LP | 0 | $0 | 0.00% | −20,300−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −18,039−100.0% | Sold out |
| Chartwell Investment Partners, LLC | 0 | $0 | 0.00% | −16,261−100.0% | Sold out |
| ACT Capital Management, LLC | 0 | $0 | 0.00% | −13,500−100.0% | Sold out |
| Ensign Peak Advisors, Inc | 0 | $0 | 0.00% | −11,597−100.0% | Sold out |
| Allianz Asset Management GmbH | 0 | $0 | 0.00% | −10,760−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −10,540−100.0% | Sold out |
| FIL Ltd | 0 | $0 | 0.00% | −10,176−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −9,668−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −9,366−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −7,994−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −7,134−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −5,700−100.0% | Sold out |
| Glenmede Trust Co NA | 0 | $0 | 0.00% | −5,500−100.0% | Sold out |
| Amalgamated Bank | 0 | $0 | 0.00% | −5,248−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −4,599−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −4,441−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −4,147−100.0% | Sold out |
| Forbes J M & Co LLP | 0 | $0 | 0.00% | −3,840−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −3,655−100.0% | Sold out |