Axsome Therapeutics, Inc.
AXSM- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001579428
In the last 90 days, Axsome Therapeutics, Inc. insiders filed 0 open-market purchases and 3 sales; 505 institutions reported holding it in 13F filings for Q2 2026, worth $9.34B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Axsome Therapeutics, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 171
- −2 vs. Q2 2021
- Shares held
- 19.1M
- −2.72M (−12.5%) vs. Q2 2021
- Total value
- $627.3M
- −$841.5M (−57.3%) vs. Q2 2021
- New holders
- 35
- 67 more added
- Sold out
- 37
- 39 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AXSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 505 | $9.34B |
| Q1 2026 | 410 | $6.41B |
| Q4 2025 | 399 | $6.86B |
| Q3 2025 | 355 | $4.51B |
| Q2 2025 | 348 | $3.95B |
| Q1 2025 | 353 | $4.37B |
| Q4 2024 | 292 | $3.15B |
| Q3 2024 | 280 | $3.48B |
| Q2 2024 | 257 | $3.28B |
| Q1 2024 | 259 | $3.09B |
| Q4 2023 | 245 | $3.07B |
| Q3 2023 | 227 | $2.65B |
| Q2 2023 | 231 | $2.61B |
| Q1 2023 | 197 | $1.97B |
| Q4 2022 | 219 | $2.32B |
| Q3 2022 | 188 | $1.15B |
| Q2 2022 | 174 | $826.7M |
| Q1 2022 | 175 | $787.4M |
| Q4 2021 | 167 | $704.2M |
| Q3 2021 | 171 | $627.3M |
| Q2 2021 | 176 | $1.51B |
| Q1 2021 | 184 | $1.31B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Axsome Therapeutics, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| North Star Investment Management Corp. | 13 | $0 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Kowal Investment Group, LLC | 14 | $0 | 0.00% | +14 | New |
| Bell Investment Advisors, Inc | 10 | $0 | 0.00% | +10 | New |
| Exane Derivatives | 30 | $989 | 0.00% | −4,417−99.3% | Reduced |
| State of Wyoming | 31 | $1.00K | 0.00% | −22−41.5% | Reduced |
| IFP Advisors, Inc | 10 | $1.00K | 0.00% | +10 | New |
| Ellevest, Inc. | 65 | $2.00K | 0.00% | +48+282.4% | Added |
| Carmichael Hill & Associates, Inc. | 100 | $3.00K | 0.00% | −200−66.7% | Reduced |
| Captrust Financial Advisors | 76 | $3.00K | 0.00% | +16+26.7% | Added |
| TCI Wealth Advisors, Inc. | 82 | $3.00K | 0.00% | +25+43.9% | Added |
| Parallel Advisors, LLC | 77 | $3.00K | 0.00% | +60+352.9% | Added |
| Proequities, Inc. | 108 | $4.00K | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 129 | $4.00K | 0.00% | +59+84.3% | Added |
| First Horizon Advisors, Inc. | 149 | $4.00K | 0.00% | +112+302.7% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 130 | $4.00K | 0.00% | +130 | New |
| Farmers & Merchants Investments Inc | 141 | $5.00K | 0.00% | −4−2.8% | Reduced |
| Patriot Financial Group Insurance Agency, LLC | 150 | $5.00K | 0.00% | +150 | New |
| Federation des caisses Desjardins du Quebec | 200 | $6.59K | 0.00% | +200 | New |
| Sargent Bickham Lagudis LLC | 220 | $7.00K | 0.00% | −145−39.7% | Reduced |
| Quadrant Capital Group LLC | 200 | $7.00K | 0.00% | +92+85.2% | Added |
| Total Clarity Wealth Management, Inc. | 221 | $7.00K | 0.00% | +221 | New |
| Signaturefd, LLC | 258 | $9.00K | 0.00% | +166+180.4% | Added |
| Rockefeller Capital Management L.P. | 350 | $11.0K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 400 | $13.0K | 0.00% | −500−55.6% | Reduced |
| Huntington National Bank | 407 | $13.0K | 0.00% | +70+20.8% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 400 | $13.0K | 0.00% | +400 | New |
| Private Capital Group, LLC | 445 | $15.0K | 0.00% | −302−40.4% | Reduced |
| Nisa Investment Advisors, LLC | 490 | $16.0K | 0.00% | −2,181−81.7% | Reduced |
| Kistler-Tiffany Companies, LLC | 500 | $16.0K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 500 | $16.0K | 0.00% | +500 | New |
| NEXT Financial Group, Inc | 700 | $23.0K | 0.00% | 00.0% | Unchanged |
| Penserra Capital Management LLC | 865 | $28.0K | 0.00% | +10+1.2% | Added |
| Atticus Wealth Management, LLC | 900 | $30.0K | 0.01% | +900 | New |
| Clearstead Advisors, LLC | 1,050 | $35.0K | 0.00% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 1,336 | $44.0K | 0.00% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 1,317 | $44.0K | 0.00% | +1,317 | New |
| Key Financial Inc | 1,450 | $48.0K | 0.03% | +1,450 | New |
| Great West Life Assurance Co | 1,541 | $51.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 1,575 | $51.9K | 0.00% | +1,500+2,000.0% | Added |
| Barclays PLC | 1,571 | $52.0K | 0.00% | −52,146−97.1% | Reduced |
| Tower Research Capital LLC (TRC) | 1,695 | $56.0K | 0.00% | +159+10.4% | Added |
| Ameritas Investment Partners, Inc. | 2,179 | $72.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 2,470 | $81.0K | 0.00% | −701−22.1% | Reduced |
| BDO Wealth Advisors, LLC | 2,500 | $82.0K | 0.01% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 2,996 | $99.0K | 0.00% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 3,146 | $104.0K | 0.05% | −167−5.0% | Reduced |
| Public Employees Retirement Association of Colorado | 3,737 | $123.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 3,800 | $125.0K | 0.00% | +3,700+3,700.0% | Added |
| STRS Ohio | 5,400 | $177.0K | 0.00% | +5,400 | New |
| Sandy Spring Bank | 5,450 | $180.0K | 0.01% | −3,305−37.7% | Reduced |
| Advisor Group Holdings, Inc. | 5,901 | $195.0K | 0.00% | +1,754+42.3% | Added |
| Spire Wealth Management | 6,000 | $198.0K | 0.01% | +5,000+500.0% | Added |
| Handelsbanken Fonder AB | 6,200 | $204.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 6,384 | $210.0K | 0.00% | +784+14.0% | Added |
| CSS LLC | 6,438 | $212.0K | 0.01% | +338+5.5% | Added |
| Trexquant Investment LP | 6,515 | $215.0K | 0.02% | +6,515 | New |
| BNP Paribas Arbitrage, SA | 6,609 | $217.8K | 0.00% | +3,085+87.5% | Added |
| Arizona State Retirement System | 6,652 | $219.0K | 0.00% | +54+0.8% | Added |
| Royal Bank of Canada | 6,746 | $223.0K | 0.00% | +3,208+90.7% | Added |
| Quinn Opportunity Partners LLC | 7,000 | $231.0K | 0.01% | 00.0% | Unchanged |
| First National Trust Co | 7,312 | $241.0K | 0.01% | 00.0% | Unchanged |
| Principal Financial Group Inc | 7,418 | $244.0K | 0.00% | −5,646−43.2% | Reduced |
| Kaizen Financial Strategies | 7,500 | $247.0K | 0.20% | +7,500 | New |
| Pitcairn Co | 7,874 | $260.0K | 0.02% | +3,077+64.1% | Added |
| Chicago Partners Investment Group LLC | 6,663 | $263.0K | 0.02% | +6,663 | New |
| Metropolitan Life Insurance Co | 8,348 | $275.1K | 0.00% | 00.0% | Unchanged |
| MONECO Advisors, LLC | 8,430 | $278.0K | 0.11% | +8,430 | New |
| UBS Group AG | 9,346 | $308.0K | 0.00% | −1,836−16.4% | Reduced |
| Winton Group Ltd | 9,700 | $320.0K | 0.02% | −3,072−24.1% | Reduced |
| Resources Investment Advisors, LLC. | 9,937 | $328.0K | 0.01% | +3,073+44.8% | Added |
| L & S Advisors Inc | 10,000 | $330.0K | 0.04% | +10,000 | New |
| Squarepoint Ops LLC | 10,730 | $354.0K | 0.00% | −11,273−51.2% | Reduced |
| MetLife Investment Management | 10,909 | $359.6K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 11,100 | $366.0K | 0.00% | +1,590+16.7% | Added |
| LPL Financial LLC | 11,216 | $370.0K | 0.00% | +7,353+190.3% | Added |
| Voya Investment Management LLC | 11,302 | $373.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 11,440 | $377.0K | 0.00% | +3,905+51.8% | Added |
| ProShare Advisors LLC | 11,608 | $383.0K | 0.00% | −2,350−16.8% | Reduced |
| Envestnet Asset Management Inc | 12,166 | $401.0K | 0.00% | +531+4.6% | Added |
| Russell Investments Group, Ltd. | 12,506 | $411.0K | 0.00% | −2,415−16.2% | Reduced |
| DekaBank Deutsche Girozentrale | 12,650 | $429.0K | 0.00% | 00.0% | Unchanged |
| Lion Street Advisors, LLC | 13,177 | $433.0K | 0.23% | +13,177 | New |
| Invesco Ltd. | 13,605 | $448.0K | 0.00% | −150,778−91.7% | Reduced |
| D. E. Shaw & Co., Inc. | 13,939 | $459.0K | 0.00% | −9,110−39.5% | Reduced |
| International Biotechnology Trust PLC | 14,000 | $461.0K | 0.11% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 14,905 | $491.0K | 0.00% | +14,905 | New |
| Manufacturers Life Insurance Company, The | 14,913 | $492.0K | 0.00% | −950−6.0% | Reduced |
| American International Group, Inc. | 15,207 | $501.0K | 0.00% | −362−2.3% | Reduced |
| HAP Trading, LLC | 15,543 | $512.0K | 0.04% | −4,277−21.6% | Reduced |
| D.A. Davidson & Co. | 16,325 | $538.0K | 0.01% | +6,990+74.9% | Added |
| State Board of Administration of Florida Retirement System | 16,760 | $552.0K | 0.00% | 00.0% | Unchanged |
| Weiss Multi-Strategy Advisers LLC | 17,266 | $569.0K | 0.01% | +4,251+32.7% | Added |
| Cutler Group LP | 17,354 | $571.0K | 0.04% | +12,804+281.4% | Added |
| Rafferty Asset Management, LLC | 17,418 | $574.0K | 0.00% | +13,825+384.8% | Added |
| Blair William & Co | 18,577 | $612.0K | 0.00% | +10,050+117.9% | Added |
| Atom Investors LP | 19,098 | $629.0K | 0.12% | +19,098 | New |
| CIBC Private Wealth Group, LLC | 19,670 | $648.0K | 0.00% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 20,110 | $663.0K | 0.00% | −728,137−97.3% | Reduced |
| Virtu Financial LLC | 20,292 | $669.0K | 0.06% | +20,292 | New |