Axsome Therapeutics, Inc.
AXSM- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001579428
In the last 90 days, Axsome Therapeutics, Inc. insiders filed 0 open-market purchases and 3 sales; 505 institutions reported holding it in 13F filings for Q2 2026, worth $9.34B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Axsome Therapeutics, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 171
- −2 vs. Q2 2021
- Shares held
- 19.1M
- −2.72M (−12.5%) vs. Q2 2021
- Total value
- $627.3M
- −$841.5M (−57.3%) vs. Q2 2021
- New holders
- 35
- 67 more added
- Sold out
- 37
- 39 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AXSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 505 | $9.34B |
| Q1 2026 | 410 | $6.41B |
| Q4 2025 | 399 | $6.86B |
| Q3 2025 | 355 | $4.51B |
| Q2 2025 | 348 | $3.95B |
| Q1 2025 | 353 | $4.37B |
| Q4 2024 | 292 | $3.15B |
| Q3 2024 | 280 | $3.48B |
| Q2 2024 | 257 | $3.28B |
| Q1 2024 | 259 | $3.09B |
| Q4 2023 | 245 | $3.07B |
| Q3 2023 | 227 | $2.65B |
| Q2 2023 | 231 | $2.61B |
| Q1 2023 | 197 | $1.97B |
| Q4 2022 | 219 | $2.32B |
| Q3 2022 | 188 | $1.15B |
| Q2 2022 | 174 | $826.7M |
| Q1 2022 | 175 | $787.4M |
| Q4 2021 | 167 | $704.2M |
| Q3 2021 | 171 | $627.3M |
| Q2 2021 | 176 | $1.51B |
| Q1 2021 | 184 | $1.31B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Axsome Therapeutics, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 2,656,885 | $87.6M | 0.00% | +42,740+1.6% | Added |
| BlackRock Inc. | 2,068,063 | $68.2M | 0.00% | −52,691−2.5% | Reduced |
| RTW Investments, LP | 1,616,497 | $53.3M | 0.80% | 00.0% | Unchanged |
| Iridian Asset Management LLC | 1,423,653 | $46.9M | 1.47% | −891,610−38.5% | Reduced |
| Alethea Capital Management, LLC | 1,132,645 | $37.3M | 32.87% | +121,700+12.0% | Added |
| State Street Corp | 785,573 | $25.9M | 0.00% | +145,816+22.8% | Added |
| Bellevue Group AG | 752,945 | $24.8M | 0.25% | +400,924+113.9% | Added |
| Baker Bros. Advisors LP | 539,057 | $17.8M | 0.08% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 491,430 | $16.2M | 0.00% | +8,180+1.7% | Added |
| Nuveen Asset Management, LLC | 491,257 | $14.6M | 0.00% | −167,077−25.4% | Reduced |
| FMR LLC | 423,342 | $14.0M | 0.00% | +72,807+20.8% | Added |
| Morgan Stanley | 365,969 | $12.1M | 0.00% | +48,523+15.3% | Added |
| New York State Teachers Retirement System | 323,557 | $10.7M | 0.02% | +323,557 | New |
| Citadel Advisors LLC | 308,067 | $10.2M | 0.01% | −261,738−45.9% | Reduced |
| Jane Street Group, LLC | 293,332 | $9.67M | 0.02% | +190,621+185.6% | Added |
| New York State Common Retirement Fund | 292,555 | $9.64M | 0.01% | −5,039−1.7% | Reduced |
| Voloridge Investment Management, LLC | 277,640 | $9.15M | 0.06% | +277,640 | New |
| Northern Trust Corp | 277,250 | $9.14M | 0.00% | −12,880−4.4% | Reduced |
| WMS Partners, LLC | 250,000 | $8.24M | 1.21% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 204,052 | $6.73M | 0.00% | +17,957+9.6% | Added |
| Group One Trading, L.P. | 198,245 | $6.53M | 0.14% | +129,014+186.4% | Added |
| Norges Bank | 192,329 | $6.34M | 0.00% | +130,106+209.1% | Added |
| Fairmount Funds Management LLC | 187,598 | $6.18M | 2.25% | −125,000−40.0% | Reduced |
| Susquehanna International Group, LLP | 167,792 | $5.53M | 0.01% | +108,675+183.8% | Added |
| Candriam Luxembourg S.C.A. | 153,602 | $5.06M | 0.03% | +35,000+29.5% | Added |
| Bank of New York Mellon Corp | 146,406 | $4.83M | 0.00% | +8,107+5.9% | Added |
| SEI Investments Co | 145,792 | $4.81M | 0.01% | −388−0.3% | Reduced |
| Millennium Management LLC | 137,325 | $4.53M | 0.01% | −79,514−36.7% | Reduced |
| Peregrine Capital Management LLC | 115,939 | $3.82M | 0.08% | −22,996−16.6% | Reduced |
| Morgan Jess S & Co Inc | 113,430 | $3.74M | 2.47% | +45,595+67.2% | Added |
| MPM Oncology Impact Management LP | 110,155 | $3.63M | 0.56% | +110,155 | New |
| Beck Bode, LLC | 102,127 | $3.37M | 0.94% | +102,127 | New |
| Credit Suisse AG | 98,582 | $3.25M | 0.00% | +64,955+193.2% | Added |
| Tudor Investment Corp Et Al | 90,329 | $2.98M | 0.06% | +63,668+238.8% | Added |
| SG Americas Securities, LLC | 83,066 | $2.74M | 0.01% | +39,559+90.9% | Added |
| Perceptive Advisors LLC | 80,420 | $2.65M | 0.04% | −473,488−85.5% | Reduced |
| Deutsche Bank AG | 80,227 | $2.65M | 0.00% | +34,029+73.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 80,211 | $2.64M | 0.14% | +3,984+5.2% | Added |
| WCM Investment Management, LLC | 73,969 | $2.44M | 0.01% | +371+0.5% | Added |
| Caption Management, LLC | 69,000 | $2.27M | 0.15% | +69,000 | New |
| Swiss National Bank | 53,500 | $1.76M | 0.00% | 00.0% | Unchanged |
| Endurant Capital Management LP | 52,048 | $1.72M | 0.52% | +52,048 | New |
| Moody Aldrich Partners LLC | 50,894 | $1.68M | 0.21% | +6,914+15.7% | Added |
| Cubist Systematic Strategies, LLC | 47,284 | $1.56M | 0.02% | +47,284 | New |
| Citigroup Inc | 46,871 | $1.54M | 0.00% | +39,289+518.2% | Added |
| Balyasny Asset Management LLC | 44,509 | $1.47M | 0.01% | +44,509 | New |
| Walleye Trading LLC | 44,440 | $1.47M | 0.03% | +43,942+8,823.7% | Added |
| Goldman Sachs Group Inc | 43,709 | $1.44M | 0.00% | +1,681+4.0% | Added |
| Employees Retirement System of Texas | 42,000 | $1.38M | 0.02% | +24,000+133.3% | Added |
| Baldwin Brothers Inc | 41,845 | $1.38M | 0.15% | +17,000+68.4% | Added |
| Alliancebernstein L.P. | 40,800 | $1.34M | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 40,214 | $1.32M | 0.00% | +11,133+38.3% | Added |
| State of Wisconsin Investment Board | 39,500 | $1.30M | 0.00% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 37,505 | $1.24M | 0.15% | +37,505 | New |
| Duality Advisers, LP | 36,793 | $1.21M | 0.09% | +36,793 | New |
| California State Teachers Retirement System | 34,979 | $1.15M | 0.00% | −3,327−8.7% | Reduced |
| Two Sigma Advisers, LP | 34,100 | $1.12M | 0.00% | −14,400−29.7% | Reduced |
| Dana Investment Advisors, Inc. | 30,375 | $1.00M | 0.05% | +10,527+53.0% | Added |
| Rhumbline Advisers | 29,930 | $986.0K | 0.00% | +366+1.2% | Added |
| Belvedere Trading LLC | 21,942 | $902.0K | 0.25% | +21,942 | New |
| Seven Eight Capital, LP | 27,200 | $897.0K | 0.09% | +27,200 | New |
| JPMorgan Chase & Co | 26,463 | $871.0K | 0.00% | +1,250+5.0% | Added |
| Macquarie Group Ltd | 26,245 | $865.0K | 0.00% | +1,608+6.5% | Added |
| Parametric Portfolio Associates LLC | 26,118 | $861.0K | 0.00% | +11,861+83.2% | Added |
| AlphaCentric Advisors LLC | 23,000 | $758.0K | 0.19% | +11,000+91.7% | Added |
| UBS Asset Management Americas Inc | 22,959 | $756.7K | 0.00% | −4,666−16.9% | Reduced |
| Legal & General Group Plc | 22,499 | $741.0K | 0.00% | +4,752+26.8% | Added |
| Simplex Trading, LLC | 10,335 | $705.0K | 0.03% | −200−1.9% | Reduced |
| The PNC Financial Services Group, Inc. | 21,295 | $703.0K | 0.00% | +35+0.2% | Added |
| Two Sigma Investments, LP | 21,200 | $699.0K | 0.00% | +21,200 | New |
| Virtu Financial LLC | 20,292 | $669.0K | 0.06% | +20,292 | New |
| Price T Rowe Associates Inc | 20,110 | $663.0K | 0.00% | −728,137−97.3% | Reduced |
| CIBC Private Wealth Group, LLC | 19,670 | $648.0K | 0.00% | 00.0% | Unchanged |
| Atom Investors LP | 19,098 | $629.0K | 0.12% | +19,098 | New |
| Blair William & Co | 18,577 | $612.0K | 0.00% | +10,050+117.9% | Added |
| Rafferty Asset Management, LLC | 17,418 | $574.0K | 0.00% | +13,825+384.8% | Added |
| Cutler Group LP | 17,354 | $571.0K | 0.04% | +12,804+281.4% | Added |
| Weiss Multi-Strategy Advisers LLC | 17,266 | $569.0K | 0.01% | +4,251+32.7% | Added |
| State Board of Administration of Florida Retirement System | 16,760 | $552.0K | 0.00% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 16,325 | $538.0K | 0.01% | +6,990+74.9% | Added |
| HAP Trading, LLC | 15,543 | $512.0K | 0.04% | −4,277−21.6% | Reduced |
| American International Group, Inc. | 15,207 | $501.0K | 0.00% | −362−2.3% | Reduced |
| Manufacturers Life Insurance Company, The | 14,913 | $492.0K | 0.00% | −950−6.0% | Reduced |
| Commonwealth Equity Services, LLC | 14,905 | $491.0K | 0.00% | +14,905 | New |
| International Biotechnology Trust PLC | 14,000 | $461.0K | 0.11% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 13,939 | $459.0K | 0.00% | −9,110−39.5% | Reduced |
| Invesco Ltd. | 13,605 | $448.0K | 0.00% | −150,778−91.7% | Reduced |
| Lion Street Advisors, LLC | 13,177 | $433.0K | 0.23% | +13,177 | New |
| DekaBank Deutsche Girozentrale | 12,650 | $429.0K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 12,506 | $411.0K | 0.00% | −2,415−16.2% | Reduced |
| Envestnet Asset Management Inc | 12,166 | $401.0K | 0.00% | +531+4.6% | Added |
| ProShare Advisors LLC | 11,608 | $383.0K | 0.00% | −2,350−16.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 11,440 | $377.0K | 0.00% | +3,905+51.8% | Added |
| Voya Investment Management LLC | 11,302 | $373.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 11,216 | $370.0K | 0.00% | +7,353+190.3% | Added |
| US Bancorp | 11,100 | $366.0K | 0.00% | +1,590+16.7% | Added |
| MetLife Investment Management | 10,909 | $359.6K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 10,730 | $354.0K | 0.00% | −11,273−51.2% | Reduced |
| L & S Advisors Inc | 10,000 | $330.0K | 0.04% | +10,000 | New |
| Resources Investment Advisors, LLC. | 9,937 | $328.0K | 0.01% | +3,073+44.8% | Added |