Axsome Therapeutics, Inc.
AXSM- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001579428
In the last 90 days, Axsome Therapeutics, Inc. insiders filed 0 open-market purchases and 3 sales; 505 institutions reported holding it in 13F filings for Q2 2026, worth $9.34B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Axsome Therapeutics, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 171
- −2 vs. Q2 2021
- Shares held
- 19.1M
- −2.72M (−12.5%) vs. Q2 2021
- Total value
- $627.3M
- −$841.5M (−57.3%) vs. Q2 2021
- New holders
- 35
- 67 more added
- Sold out
- 37
- 39 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AXSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 505 | $9.34B |
| Q1 2026 | 410 | $6.41B |
| Q4 2025 | 399 | $6.86B |
| Q3 2025 | 355 | $4.51B |
| Q2 2025 | 348 | $3.95B |
| Q1 2025 | 353 | $4.37B |
| Q4 2024 | 292 | $3.15B |
| Q3 2024 | 280 | $3.48B |
| Q2 2024 | 257 | $3.28B |
| Q1 2024 | 259 | $3.09B |
| Q4 2023 | 245 | $3.07B |
| Q3 2023 | 227 | $2.65B |
| Q2 2023 | 231 | $2.61B |
| Q1 2023 | 197 | $1.97B |
| Q4 2022 | 219 | $2.32B |
| Q3 2022 | 188 | $1.15B |
| Q2 2022 | 174 | $826.7M |
| Q1 2022 | 175 | $787.4M |
| Q4 2021 | 167 | $704.2M |
| Q3 2021 | 171 | $627.3M |
| Q2 2021 | 176 | $1.51B |
| Q1 2021 | 184 | $1.31B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Axsome Therapeutics, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Investments, LP | 21,200 | $699.0K | 0.00% | +21,200 | New |
| The PNC Financial Services Group, Inc. | 21,295 | $703.0K | 0.00% | +35+0.2% | Added |
| Simplex Trading, LLC | 10,335 | $705.0K | 0.03% | −200−1.9% | Reduced |
| Legal & General Group Plc | 22,499 | $741.0K | 0.00% | +4,752+26.8% | Added |
| UBS Asset Management Americas Inc | 22,959 | $756.7K | 0.00% | −4,666−16.9% | Reduced |
| AlphaCentric Advisors LLC | 23,000 | $758.0K | 0.19% | +11,000+91.7% | Added |
| Parametric Portfolio Associates LLC | 26,118 | $861.0K | 0.00% | +11,861+83.2% | Added |
| Macquarie Group Ltd | 26,245 | $865.0K | 0.00% | +1,608+6.5% | Added |
| JPMorgan Chase & Co | 26,463 | $871.0K | 0.00% | +1,250+5.0% | Added |
| Seven Eight Capital, LP | 27,200 | $897.0K | 0.09% | +27,200 | New |
| Belvedere Trading LLC | 21,942 | $902.0K | 0.25% | +21,942 | New |
| Rhumbline Advisers | 29,930 | $986.0K | 0.00% | +366+1.2% | Added |
| Dana Investment Advisors, Inc. | 30,375 | $1.00M | 0.05% | +10,527+53.0% | Added |
| Two Sigma Advisers, LP | 34,100 | $1.12M | 0.00% | −14,400−29.7% | Reduced |
| California State Teachers Retirement System | 34,979 | $1.15M | 0.00% | −3,327−8.7% | Reduced |
| Duality Advisers, LP | 36,793 | $1.21M | 0.09% | +36,793 | New |
| Occudo Quantitative Strategies LP | 37,505 | $1.24M | 0.15% | +37,505 | New |
| State of Wisconsin Investment Board | 39,500 | $1.30M | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 40,214 | $1.32M | 0.00% | +11,133+38.3% | Added |
| Alliancebernstein L.P. | 40,800 | $1.34M | 0.00% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 41,845 | $1.38M | 0.15% | +17,000+68.4% | Added |
| Employees Retirement System of Texas | 42,000 | $1.38M | 0.02% | +24,000+133.3% | Added |
| Goldman Sachs Group Inc | 43,709 | $1.44M | 0.00% | +1,681+4.0% | Added |
| Walleye Trading LLC | 44,440 | $1.47M | 0.03% | +43,942+8,823.7% | Added |
| Balyasny Asset Management LLC | 44,509 | $1.47M | 0.01% | +44,509 | New |
| Citigroup Inc | 46,871 | $1.54M | 0.00% | +39,289+518.2% | Added |
| Cubist Systematic Strategies, LLC | 47,284 | $1.56M | 0.02% | +47,284 | New |
| Moody Aldrich Partners LLC | 50,894 | $1.68M | 0.21% | +6,914+15.7% | Added |
| Endurant Capital Management LP | 52,048 | $1.72M | 0.52% | +52,048 | New |
| Swiss National Bank | 53,500 | $1.76M | 0.00% | 00.0% | Unchanged |
| Caption Management, LLC | 69,000 | $2.27M | 0.15% | +69,000 | New |
| WCM Investment Management, LLC | 73,969 | $2.44M | 0.01% | +371+0.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 80,211 | $2.64M | 0.14% | +3,984+5.2% | Added |
| Deutsche Bank AG | 80,227 | $2.65M | 0.00% | +34,029+73.7% | Added |
| Perceptive Advisors LLC | 80,420 | $2.65M | 0.04% | −473,488−85.5% | Reduced |
| SG Americas Securities, LLC | 83,066 | $2.74M | 0.01% | +39,559+90.9% | Added |
| Tudor Investment Corp Et Al | 90,329 | $2.98M | 0.06% | +63,668+238.8% | Added |
| Credit Suisse AG | 98,582 | $3.25M | 0.00% | +64,955+193.2% | Added |
| Beck Bode, LLC | 102,127 | $3.37M | 0.94% | +102,127 | New |
| MPM Oncology Impact Management LP | 110,155 | $3.63M | 0.56% | +110,155 | New |
| Morgan Jess S & Co Inc | 113,430 | $3.74M | 2.47% | +45,595+67.2% | Added |
| Peregrine Capital Management LLC | 115,939 | $3.82M | 0.08% | −22,996−16.6% | Reduced |
| Millennium Management LLC | 137,325 | $4.53M | 0.01% | −79,514−36.7% | Reduced |
| SEI Investments Co | 145,792 | $4.81M | 0.01% | −388−0.3% | Reduced |
| Bank of New York Mellon Corp | 146,406 | $4.83M | 0.00% | +8,107+5.9% | Added |
| Candriam Luxembourg S.C.A. | 153,602 | $5.06M | 0.03% | +35,000+29.5% | Added |
| Susquehanna International Group, LLP | 167,792 | $5.53M | 0.01% | +108,675+183.8% | Added |
| Fairmount Funds Management LLC | 187,598 | $6.18M | 2.25% | −125,000−40.0% | Reduced |
| Norges Bank | 192,329 | $6.34M | 0.00% | +130,106+209.1% | Added |
| Group One Trading, L.P. | 198,245 | $6.53M | 0.14% | +129,014+186.4% | Added |
| Charles Schwab Investment Management Inc | 204,052 | $6.73M | 0.00% | +17,957+9.6% | Added |
| WMS Partners, LLC | 250,000 | $8.24M | 1.21% | 00.0% | Unchanged |
| Northern Trust Corp | 277,250 | $9.14M | 0.00% | −12,880−4.4% | Reduced |
| Voloridge Investment Management, LLC | 277,640 | $9.15M | 0.06% | +277,640 | New |
| New York State Common Retirement Fund | 292,555 | $9.64M | 0.01% | −5,039−1.7% | Reduced |
| Jane Street Group, LLC | 293,332 | $9.67M | 0.02% | +190,621+185.6% | Added |
| Citadel Advisors LLC | 308,067 | $10.2M | 0.01% | −261,738−45.9% | Reduced |
| New York State Teachers Retirement System | 323,557 | $10.7M | 0.02% | +323,557 | New |
| Morgan Stanley | 365,969 | $12.1M | 0.00% | +48,523+15.3% | Added |
| FMR LLC | 423,342 | $14.0M | 0.00% | +72,807+20.8% | Added |
| Nuveen Asset Management, LLC | 491,257 | $14.6M | 0.00% | −167,077−25.4% | Reduced |
| Geode Capital Management, LLC | 491,430 | $16.2M | 0.00% | +8,180+1.7% | Added |
| Baker Bros. Advisors LP | 539,057 | $17.8M | 0.08% | 00.0% | Unchanged |
| Bellevue Group AG | 752,945 | $24.8M | 0.25% | +400,924+113.9% | Added |
| State Street Corp | 785,573 | $25.9M | 0.00% | +145,816+22.8% | Added |
| Alethea Capital Management, LLC | 1,132,645 | $37.3M | 32.87% | +121,700+12.0% | Added |
| Iridian Asset Management LLC | 1,423,653 | $46.9M | 1.47% | −891,610−38.5% | Reduced |
| RTW Investments, LP | 1,616,497 | $53.3M | 0.80% | 00.0% | Unchanged |
| BlackRock Inc. | 2,068,063 | $68.2M | 0.00% | −52,691−2.5% | Reduced |
| Vanguard Group Inc | 2,656,885 | $87.6M | 0.00% | +42,740+1.6% | Added |
| Sofos Investments, Inc. | 1 | – | – | 00.0% | Unchanged |
| Ra Capital Management, L.P. | 0 | $0 | 0.00% | −1,655,447−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −406,935−100.0% | Sold out |
| HHLR Advisors, Ltd.SuperinvestorHHLR Advisors (Hillhouse) | 0 | $0 | 0.00% | −360,000−100.0% | Sold out |
| American Century Companies Inc | 0 | $0 | 0.00% | −129,303−100.0% | Sold out |
| Oak Ridge Investments LLC | 0 | $0 | 0.00% | −36,467−100.0% | Sold out |
| Maven Securities LTD | 0 | $0 | 0.00% | −27,548−100.0% | Sold out |
| TD Asset Management Inc | 0 | $0 | 0.00% | −35,116−100.0% | Sold out |
| Affinity Asset Advisors, LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Knights of Columbus Asset Advisors LLC | 0 | $0 | 0.00% | −22,142−100.0% | Sold out |
| Royce & Associates LP | 0 | $0 | 0.00% | −20,300−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −18,039−100.0% | Sold out |
| Chartwell Investment Partners, LLC | 0 | $0 | 0.00% | −16,261−100.0% | Sold out |
| ACT Capital Management, LLC | 0 | $0 | 0.00% | −13,500−100.0% | Sold out |
| Ensign Peak Advisors, Inc | 0 | $0 | 0.00% | −11,597−100.0% | Sold out |
| Allianz Asset Management GmbH | 0 | $0 | 0.00% | −10,760−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −10,540−100.0% | Sold out |
| FIL Ltd | 0 | $0 | 0.00% | −10,176−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −9,668−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −9,366−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −7,994−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −7,134−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −5,700−100.0% | Sold out |
| Glenmede Trust Co NA | 0 | $0 | 0.00% | −5,500−100.0% | Sold out |
| Amalgamated Bank | 0 | $0 | 0.00% | −5,248−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −4,599−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −4,441−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −4,147−100.0% | Sold out |
| Forbes J M & Co LLP | 0 | $0 | 0.00% | −3,840−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −3,655−100.0% | Sold out |