Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Athersys, Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- −73 vs. Q2 2022
- Shares held
- 2.23M
- +551.4K (+32.9%) vs. Q2 2022Converted for a 1-for-25 split
- Total value
- $4.11M
- −$6.78M (−62.3%) vs. Q2 2022
- New holders
- 4
- 12 more added
- Sold out
- 77
- 15 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JPMorgan Chase & Co | 25 | $0 | 0.00% | −126,179−100.0% | ReducedConverted for a 1-for-25 split |
| Barclays PLC | 1 | $0 | 0.00% | −977−99.9% | ReducedConverted for a 1-for-25 split |
| Clearstead Advisors, LLC | 200 | $0 | 0.00% | 00.0% | UnchangedConverted for a 1-for-25 split |
| Ancora Advisors, LLC | 80 | $0 | 0.00% | 00.0% | UnchangedConverted for a 1-for-25 split |
| HighMark Wealth Management LLC | 120 | $0 | 0.00% | 00.0% | UnchangedConverted for a 1-for-25 split |
| Oliver Lagore Vanvalin Investment Group | 83 | $0 | 0.00% | 00.0% | UnchangedConverted for a 1-for-25 split |
| Signaturefd, LLC | 4 | $0 | 0.00% | −1−16.7% | ReducedConverted for a 1-for-25 split |
| Asset Dedication, LLC | 49 | $0 | 0.00% | 00.0% | UnchangedConverted for a 1-for-25 split |
| TCI Wealth Advisors, Inc. | 40 | $0 | 0.00% | 00.0% | UnchangedConverted for a 1-for-25 split |
| AllSquare Wealth Management LLC | 36 | $0 | 0.00% | −1−1.6% | ReducedConverted for a 1-for-25 split |
| Center for Financial Planning, Inc. | 69 | $0 | 0.00% | −1−1.0% | ReducedConverted for a 1-for-25 split |
| Royal Bank of Canada | 86 | $0 | 0.00% | +86 | New |
| Federation des caisses Desjardins du Quebec | 40 | $74 | 0.00% | 00.0% | UnchangedConverted for a 1-for-25 split |
| Fairfield Financial Advisors, LTD | 64 | $118 | 0.00% | 00.0% | UnchangedConverted for a 1-for-25 split |
| First Manhattan Co | 1,080 | $1.00K | 0.00% | 00.0% | UnchangedConverted for a 1-for-25 split |
| Money Concepts Capital Corp | 700 | $1.00K | 0.00% | 00.0% | UnchangedConverted for a 1-for-25 split |
| The PNC Financial Services Group, Inc. | 300 | $1.00K | 0.00% | 00.0% | UnchangedConverted for a 1-for-25 split |
| Wells Fargo & Company | 2,505 | $4.00K | 0.00% | −398−13.7% | ReducedConverted for a 1-for-25 split |
| Gradient Investments LLC | 2,000 | $4.00K | 0.00% | +200+11.1% | AddedConverted for a 1-for-25 split |
| Tower Research Capital LLC (TRC) | 2,275 | $4.00K | 0.00% | +2,275 | New |
| Advisor Group Holdings, Inc. | 6,101 | $12.0K | 0.00% | −145−2.3% | ReducedConverted for a 1-for-25 split |
| Bank of America Corp | 8,338 | $15.0K | 0.00% | −3,517−29.7% | ReducedConverted for a 1-for-25 split |
| Atria Wealth Solutions, Inc. | 10,480 | $19.4K | 0.00% | −2,600−19.9% | ReducedConverted for a 1-for-25 split |
| Jacob Asset Management of New York LLC | 12,000 | $22.0K | 0.02% | −6,000−33.3% | ReducedConverted for a 1-for-25 split |
| Wolverine Trading, LLC | 13,689 | $22.0K | 0.00% | +13,229+2,872.8% | AddedConverted for a 1-for-25 split |
| Values First Advisors, Inc. | 15,833 | $29.0K | 0.02% | +521+3.4% | AddedConverted for a 1-for-25 split |
| Pathstone Family Office, LLC | 15,683 | $29.0K | 0.00% | −384−2.4% | ReducedConverted for a 1-for-25 split |
| Northern Trust Corp | 18,366 | $34.0K | 0.00% | +986+5.7% | AddedConverted for a 1-for-25 split |
| Morgan Stanley | 22,252 | $42.0K | 0.00% | +3,503+18.7% | AddedConverted for a 1-for-25 split |
| Green Alpha Advisors, LLC | 24,872 | $46.0K | 0.04% | −4,467−15.2% | ReducedConverted for a 1-for-25 split |
| State Street Corp | 29,213 | $54.0K | 0.00% | 00.0% | UnchangedConverted for a 1-for-25 split |
| Susquehanna International Group, LLP | 29,381 | $54.0K | 0.00% | +17,071+138.7% | AddedConverted for a 1-for-25 split |
| Group One Trading, L.P. | 45,372 | $84.0K | 0.00% | −2,729−5.7% | ReducedConverted for a 1-for-25 split |
| UBS Group AG | 48,018 | $89.0K | 0.00% | +19,032+65.7% | AddedConverted for a 1-for-25 split |
| Renaissance Technologies LLC | 59,736 | $111.0K | 0.00% | +50,620+555.3% | AddedConverted for a 1-for-25 split |
| Susquehanna Fundamental Investments, LLC | 61,879 | $114.0K | 0.00% | +61,879 | New |
| Millennium Management LLC | 69,320 | $128.0K | 0.00% | −23,394−25.2% | ReducedConverted for a 1-for-25 split |
| Simplex Trading, LLC | 74,019 | $136.0K | 0.01% | +69,311+1,472.1% | AddedConverted for a 1-for-25 split |
| MAI Capital Management | 81,700 | $151.0K | 0.00% | +8,761+12.0% | AddedConverted for a 1-for-25 split |
| Geode Capital Management, LLC | 84,364 | $156.0K | 0.00% | 00.0% | UnchangedConverted for a 1-for-25 split |
| Vahanian & Associates Financial Planning Inc. | 222,104 | $411.0K | 1.42% | +6,734+3.1% | AddedConverted for a 1-for-25 split |
| Vanguard Group Inc | 269,541 | $499.0K | 0.00% | −128,338−32.3% | ReducedConverted for a 1-for-25 split |
| BlackRock Inc. | 464,896 | $860.0K | 0.00% | +356,992+330.8% | AddedConverted for a 1-for-25 split |
| Jacobs Levy Equity Management, Inc | 528,565 | $978.0K | 0.01% | +528,565 | New |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −42,920−100.0% | Sold outConverted for a 1-for-25 split |
| Ergoteles LLC | 0 | $0 | 0.00% | −41,772−100.0% | Sold outConverted for a 1-for-25 split |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −19,479−100.0% | Sold outConverted for a 1-for-25 split |
| Virtu Financial LLC | 0 | $0 | 0.00% | −12,931−100.0% | Sold outConverted for a 1-for-25 split |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −9,439−100.0% | Sold outConverted for a 1-for-25 split |
| Cedar Brook Financial Partners, LLC | 0 | $0 | 0.00% | −9,057−100.0% | Sold outConverted for a 1-for-25 split |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −8,916−100.0% | Sold outConverted for a 1-for-25 split |
| Sequoia Financial Advisors, LLC | 0 | $0 | 0.00% | −8,936−100.0% | Sold outConverted for a 1-for-25 split |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −8,340−100.0% | Sold outConverted for a 1-for-25 split |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −7,443−100.0% | Sold outConverted for a 1-for-25 split |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −5,809−100.0% | Sold outConverted for a 1-for-25 split |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −5,455−100.0% | Sold outConverted for a 1-for-25 split |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −5,181−100.0% | Sold outConverted for a 1-for-25 split |
| Eqis Capital Management, Inc. | 0 | $0 | 0.00% | −4,960−100.0% | Sold outConverted for a 1-for-25 split |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −4,656−100.0% | Sold outConverted for a 1-for-25 split |
| LMR Partners LLP | 0 | $0 | 0.00% | −4,051−100.0% | Sold outConverted for a 1-for-25 split |
| Newport Capital Group, LLC | 0 | $0 | 0.00% | −4,010−100.0% | Sold outConverted for a 1-for-25 split |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −3,876−100.0% | Sold outConverted for a 1-for-25 split |
| Strategic Wealth Designers | 0 | $0 | 0.00% | −3,822−100.0% | Sold outConverted for a 1-for-25 split |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −3,512−100.0% | Sold outConverted for a 1-for-25 split |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −3,533−100.0% | Sold outConverted for a 1-for-25 split |
| ETF Managers Group, LLC | 0 | $0 | 0.00% | −3,255−100.0% | Sold outConverted for a 1-for-25 split |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −3,360−100.0% | Sold outConverted for a 1-for-25 split |
| MYDA Advisors LLC | 0 | $0 | 0.00% | −3,200−100.0% | Sold outConverted for a 1-for-25 split |
| Wealth Effects LLC | 0 | $0 | 0.00% | −3,284−100.0% | Sold outConverted for a 1-for-25 split |
| Perkins Capital Management Inc | 0 | $0 | 0.00% | −2,720−100.0% | Sold outConverted for a 1-for-25 split |
| LPL Financial LLC | 0 | $0 | 0.00% | −2,605−100.0% | Sold outConverted for a 1-for-25 split |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −2,568−100.0% | Sold outConverted for a 1-for-25 split |
| Man Group plc | 0 | $0 | 0.00% | – | Sold outConverted for a 1-for-25 split |
| Plancorp, LLC | 0 | $0 | 0.00% | −2,400−100.0% | Sold outConverted for a 1-for-25 split |
| Integrated Advisors Network LLC | 0 | $0 | 0.00% | −2,424−100.0% | Sold outConverted for a 1-for-25 split |
| Claraphi Advisory Network, LLC | 0 | $0 | 0.00% | −2,400−100.0% | Sold outConverted for a 1-for-25 split |
| Tobias Financial Advisors, Inc. | 0 | $0 | 0.00% | −2,400−100.0% | Sold outConverted for a 1-for-25 split |
| HRT Financial LP | 0 | $0 | 0.00% | −2,323−100.0% | Sold outConverted for a 1-for-25 split |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −2,344−100.0% | Sold outConverted for a 1-for-25 split |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −2,271−100.0% | Sold outConverted for a 1-for-25 split |
| Sawtooth Solutions, LLC | 0 | $0 | 0.00% | −2,129−100.0% | Sold outConverted for a 1-for-25 split |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −2,239−100.0% | Sold outConverted for a 1-for-25 split |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −1,833−100.0% | Sold outConverted for a 1-for-25 split |
| BSW Wealth Partners | 0 | $0 | 0.00% | −1,837−100.0% | Sold outConverted for a 1-for-25 split |
| Blair William & Co | 0 | $0 | 0.00% | −1,512−100.0% | Sold outConverted for a 1-for-25 split |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −1,548−100.0% | Sold outConverted for a 1-for-25 split |
| Meridian Wealth Management, LLC | 0 | $0 | 0.00% | −1,575−100.0% | Sold outConverted for a 1-for-25 split |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −1,452−100.0% | Sold outConverted for a 1-for-25 split |
| Accurate Wealth Management, LLC | 0 | $0 | 0.00% | −1,438−100.0% | Sold outConverted for a 1-for-25 split |
| Moneta Group Investment Advisors LLC | 0 | $0 | 0.00% | −1,231−100.0% | Sold outConverted for a 1-for-25 split |
| Freestone Capital Holdings, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold outConverted for a 1-for-25 split |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −1,149−100.0% | Sold outConverted for a 1-for-25 split |
| Cowen and Company, LLC | 0 | $0 | 0.00% | −930−100.0% | Sold outConverted for a 1-for-25 split |
| Hudson Valley Investment Advisors Inc | 0 | $0 | 0.00% | −900−100.0% | Sold outConverted for a 1-for-25 split |
| Boston Family Office LLC | 0 | $0 | 0.00% | −960−100.0% | Sold outConverted for a 1-for-25 split |
| United Bank | 0 | $0 | 0.00% | −964−100.0% | Sold outConverted for a 1-for-25 split |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −863−100.0% | Sold outConverted for a 1-for-25 split |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −943−100.0% | Sold outConverted for a 1-for-25 split |
| Clear Creek Financial Management, LLC | 0 | $0 | 0.00% | −860−100.0% | Sold outConverted for a 1-for-25 split |
| Personal Capital Advisors Corp | 0 | $0 | 0.00% | −800−100.0% | Sold outConverted for a 1-for-25 split |