Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Athersys, Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 125
- −4 vs. Q4 2021
- Shares held
- 55.7M
- +1.49M (+2.7%) vs. Q4 2021
- Total value
- $33.6M
- −$15.4M (−31.4%) vs. Q4 2021
- New holders
- 17
- 27 more added
- Sold out
- 21
- 36 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Atria Wealth Solutions, Inc. | 321,600 | $195.0K | 0.00% | +321,600 | New |
| Susquehanna International Group, LLP | 332,408 | $201.0K | 0.00% | −118,741−26.3% | Reduced |
| Values First Advisors, Inc. | 347,876 | $211.0K | 0.13% | +84,471+32.1% | Added |
| Morgan Stanley | 363,416 | $220.0K | 0.00% | +49,495+15.8% | Added |
| Bank of America Corp | 366,324 | $222.0K | 0.00% | −295,651−44.7% | Reduced |
| Renaissance Technologies LLC | 379,985 | $230.0K | 0.00% | +379,985 | New |
| Millennium Management LLC | 481,110 | $291.0K | 0.00% | +217,363+82.4% | Added |
| D. E. Shaw & Co., Inc. | 503,143 | $305.0K | 0.00% | +503,143 | New |
| GW&K Investment Management, LLC | 510,100 | $309.0K | 0.00% | −3,500−0.7% | Reduced |
| UBS Group AG | 556,896 | $338.0K | 0.00% | −88,008−13.6% | Reduced |
| Charles Schwab Investment Management Inc | 575,537 | $349.0K | 0.00% | +30,249+5.5% | Added |
| Gsa Capital Partners LLP | 590,294 | $357.0K | 0.05% | +32,330+5.8% | Added |
| Group One Trading, L.P. | 641,864 | $389.0K | 0.01% | −233,312−26.7% | Reduced |
| Jacob Asset Management of New York LLC | 650,000 | $394.0K | 0.24% | −170,000−20.7% | Reduced |
| Nuveen Asset Management, LLC | 556,862 | $395.0K | 0.00% | +3,737+0.7% | Added |
| Bank of New York Mellon Corp | 707,649 | $428.0K | 0.00% | +9,518+1.4% | Added |
| Northern Trust Corp | 1,816,411 | $1.10M | 0.00% | −54,923−2.9% | Reduced |
| Graypoint LLC | 2,117,497 | $1.28M | 0.13% | +2,117,497 | New |
| JPMorgan Chase & Co | 2,293,628 | $1.39M | 0.00% | −175,751−7.1% | Reduced |
| Geode Capital Management, LLC | 3,649,482 | $2.21M | 0.00% | −124,112−3.3% | Reduced |
| State Street Corp | 3,781,384 | $2.29M | 0.00% | +201,070+5.6% | Added |
| Vahanian & Associates Financial Planning Inc. | 3,871,602 | $2.34M | 5.42% | −1,251,080−24.4% | Reduced |
| Vanguard Group Inc | 10,986,945 | $6.65M | 0.00% | +910,501+9.0% | Added |
| BlackRock Inc. | 13,249,464 | $8.02M | 0.00% | −683,253−4.9% | Reduced |
| Sabby Management, LLC | 291,444 | – | – | +175,000+150.3% | Added |
| Cerity Partners LLC | 0 | $0 | 0.00% | −61,500−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −54,534−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −50,975−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −48,880−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −35,000−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −39,423−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −32,011−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −32,028−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −21,315−100.0% | Sold out |
| Tri Locum Partners LP | 0 | $0 | 0.00% | −19,449−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −18,324−100.0% | Sold out |
| Jag Capital Management, LLC | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Montag A & Associates Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Signature Estate & Investment Advisors LLC | 0 | $0 | 0.00% | −10,416−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Vectors Research Management, LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Tyler-Stone Wealth Management | 0 | $0 | 0.00% | −1,700−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,473−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −2,132−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −161−100.0% | Sold out |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |