Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Athersys, Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 141
- +2 vs. Q2 2021
- Shares held
- 51.3M
- +474.6K (+0.9%) vs. Q2 2021
- Total value
- $68.4M
- −$4.84M (−6.6%) vs. Q2 2021
- New holders
- 14
- 46 more added
- Sold out
- 12
- 33 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Manufacturers Life Insurance Company, The | 125,310 | $167.0K | 0.00% | −5,493−4.2% | Reduced |
| Advisor Group Holdings, Inc. | 125,459 | $167.0K | 0.00% | +221+0.2% | Added |
| Deutsche Bank AG | 126,058 | $168.0K | 0.00% | −1,548−1.2% | Reduced |
| HSBC Holdings PLC | 124,070 | $168.0K | 0.00% | −2,354−1.9% | Reduced |
| Jacobs Levy Equity Management, Inc | 131,946 | $175.0K | 0.00% | −32,037−19.5% | Reduced |
| New York State Common Retirement Fund | 133,890 | $178.0K | 0.00% | +690+0.5% | Added |
| Simplex Trading, LLC | 125,471 | $189.0K | 0.01% | +395+0.3% | Added |
| Price T Rowe Associates Inc | 151,511 | $202.0K | 0.00% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 152,508 | $202.8K | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 155,921 | $207.0K | 0.00% | −3,834−2.4% | Reduced |
| MAI Capital Management | 156,986 | $209.0K | 0.00% | 00.0% | Unchanged |
| Cedar Brook Financial Partners, LLC | 181,435 | $241.0K | 0.07% | −15,000−7.6% | Reduced |
| Sequoia Financial Advisors, LLC | 181,000 | $241.0K | 0.02% | +40,000+28.4% | Added |
| Green Alpha Advisors, LLC | 191,242 | $254.0K | 0.18% | +13,434+7.6% | Added |
| Rhumbline Advisers | 192,729 | $256.0K | 0.00% | +12,760+7.1% | Added |
| Alliancebernstein L.P. | 196,600 | $261.0K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 203,558 | $271.0K | 0.00% | −265,805−56.6% | Reduced |
| HighTower Advisors, LLC | 234,160 | $312.0K | 0.00% | +22,762+10.8% | Added |
| NEXT Financial Group, Inc | 248,200 | $330.0K | 0.03% | −37,600−13.2% | Reduced |
| Values First Advisors, Inc. | 253,036 | $337.0K | 0.22% | +15,416+6.5% | Added |
| Gsa Capital Partners LLP | 265,894 | $354.0K | 0.04% | +255,194+2,385.0% | Added |
| California State Teachers Retirement System | 270,775 | $360.0K | 0.00% | −6,952−2.5% | Reduced |
| Morgan Stanley | 313,079 | $416.0K | 0.00% | −31,260−9.1% | Reduced |
| Bank of America Corp | 322,915 | $429.0K | 0.00% | +28,279+9.6% | Added |
| Citadel Advisors LLC | 371,979 | $495.0K | 0.00% | +137,353+58.5% | Added |
| Swiss National Bank | 441,700 | $587.0K | 0.00% | +12,600+2.9% | Added |
| UBS Group AG | 469,541 | $625.0K | 0.00% | −26,314−5.3% | Reduced |
| GW&K Investment Management, LLC | 521,400 | $693.0K | 0.01% | −4,450−0.8% | Reduced |
| Charles Schwab Investment Management Inc | 545,288 | $726.0K | 0.00% | +52,364+10.6% | Added |
| Susquehanna International Group, LLP | 582,658 | $775.0K | 0.00% | −44,485−7.1% | Reduced |
| Millennium Management LLC | 594,874 | $791.0K | 0.00% | −407,952−40.7% | Reduced |
| Nuveen Asset Management, LLC | 612,962 | $901.0K | 0.00% | −18,206−2.9% | Reduced |
| Bank of New York Mellon Corp | 700,241 | $931.0K | 0.00% | +43,455+6.6% | Added |
| Group One Trading, L.P. | 746,886 | $993.0K | 0.02% | +674,079+925.8% | Added |
| Jacob Asset Management of New York LLC | 820,000 | $1.09M | 0.40% | +100,000+13.9% | Added |
| Northern Trust Corp | 2,053,554 | $2.73M | 0.00% | −36,289−1.7% | Reduced |
| JPMorgan Chase & Co | 3,032,761 | $4.03M | 0.00% | −777,078−20.4% | Reduced |
| Geode Capital Management, LLC | 3,693,055 | $4.91M | 0.00% | +238,675+6.9% | Added |
| State Street Corp | 3,779,725 | $5.03M | 0.00% | +146,647+4.0% | Added |
| Vanguard Group Inc | 10,201,640 | $13.6M | 0.00% | +357,109+3.6% | Added |
| BlackRock Inc. | 14,500,588 | $19.3M | 0.00% | +223,451+1.6% | Added |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −160,708−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −116,120−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −63,068−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −44,700−100.0% | Sold out |
| Westwood Holdings Group Inc. | 0 | $0 | 0.00% | −20,376−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −18,393−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −17,787−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −1,107−100.0% | Sold out |
| Wealth Quarterback LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Quadrant Capital Group LLC | 0 | $0 | 0.00% | −123−100.0% | Sold out |
| Pictet Asset Management Ltd | – | – | – | – | Not filed |