Athersys, Inc
ATHXDelisted Dec 27, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001368148
Athersys, Inc was delisted on Dec 27, 2023; its insiders filed their last Form 4 on Dec 21, 2023; 43 institutions reported holding it in 13F filings for Q3 2023, worth $1.18M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Athersys, Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 140
- +2 vs. Q1 2021
- Shares held
- 50.9M
- −9.15M (−15.3%) vs. Q1 2021
- Total value
- $73.2M
- −$34.7M (−32.1%) vs. Q1 2021
- New holders
- 27
- 39 more added
- Sold out
- 25
- 33 more reduced
2 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ATHX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 1 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 2 | $0 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 4 | $0 |
| Q3 2024 | 4 | $0 |
| Q2 2024 | 4 | $3 |
| Q1 2024 | 4 | $5 |
| Q4 2023 | 7 | $5.51K |
| Q3 2023 | 43 | $1.18M |
| Q2 2023 | 46 | $3.79M |
| Q1 2023 | 47 | $2.78M |
| Q4 2022 | 50 | $1.67M |
| Q3 2022 | 44 | $4.11M |
| Q2 2022 | 117 | $10.9M |
| Q1 2022 | 125 | $33.6M |
| Q4 2021 | 130 | $49.2M |
| Q3 2021 | 141 | $68.4M |
| Q2 2021 | 140 | $73.2M |
| Q1 2021 | 140 | $108.0M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Athersys, Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisor Group Holdings, Inc. | 125,238 | $180.0K | 0.00% | +10,267+8.9% | Added |
| HSBC Holdings PLC | 126,424 | $183.0K | 0.00% | +11,131+9.7% | Added |
| Deutsche Bank AG | 127,606 | $184.0K | 0.00% | +6,743+5.6% | Added |
| Manufacturers Life Insurance Company, The | 130,803 | $188.0K | 0.00% | +25,208+23.9% | Added |
| New York State Common Retirement Fund | 133,200 | $192.0K | 0.00% | +1,500+1.1% | Added |
| Sequoia Financial Advisors, LLC | 141,000 | $203.0K | 0.01% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 151,511 | $218.0K | 0.00% | +4,876+3.3% | Added |
| UBS Asset Management Americas Inc | 152,508 | $219.6K | 0.00% | +14,240+10.3% | Added |
| MAI Capital Management | 156,986 | $226.0K | 0.00% | 00.0% | Unchanged |
| Credit Suisse AG | 159,755 | $230.0K | 0.00% | +23,811+17.5% | Added |
| Qube Research & Technologies Ltd | 160,708 | $231.0K | 0.00% | +160,708 | New |
| Jacobs Levy Equity Management, Inc | 163,983 | $236.0K | 0.00% | +163,983 | New |
| Green Alpha Advisors, LLC | 177,808 | $256.0K | 0.17% | +177,808 | New |
| Rhumbline Advisers | 179,969 | $259.0K | 0.00% | +111+0.1% | Added |
| Cedar Brook Financial Partners, LLC | 196,435 | $283.0K | 0.08% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 196,600 | $283.0K | 0.00% | +27,500+16.3% | Added |
| HighTower Advisors, LLC | 211,398 | $303.0K | 0.00% | −20,362−8.8% | Reduced |
| Citadel Advisors LLC | 234,626 | $338.0K | 0.00% | −3,381−1.4% | Reduced |
| Values First Advisors, Inc. | 237,620 | $342.0K | 0.23% | −4,707−1.9% | Reduced |
| California State Teachers Retirement System | 277,727 | $400.0K | 0.00% | +16,203+6.2% | Added |
| NEXT Financial Group, Inc | 285,800 | $412.0K | 0.03% | +14,000+5.2% | Added |
| Bank of America Corp | 294,636 | $424.0K | 0.00% | −125,984−30.0% | Reduced |
| Morgan Stanley | 344,339 | $494.0K | 0.00% | +32,195+10.3% | Added |
| Sabby Management, LLC | 345,400 | $497.0K | 0.11% | +345,400 | New |
| Swiss National Bank | 429,100 | $618.0K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 469,363 | $676.0K | 0.00% | +335,214+249.9% | Added |
| Charles Schwab Investment Management Inc | 492,924 | $710.0K | 0.00% | +57,715+13.3% | Added |
| UBS Group AG | 495,855 | $714.0K | 0.00% | −217,689−30.5% | Reduced |
| GW&K Investment Management, LLC | 525,850 | $757.0K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 627,143 | $903.0K | 0.00% | +8,059+1.3% | Added |
| Nuveen Asset Management, LLC | 631,168 | $909.0K | 0.00% | −300.0% | Reduced |
| Bank of New York Mellon Corp | 656,786 | $946.0K | 0.00% | −63,851−8.9% | Reduced |
| Jacob Asset Management of New York LLC | 720,000 | $1.04M | 0.34% | +140,000+24.1% | Added |
| Millennium Management LLC | 1,002,826 | $1.44M | 0.00% | +1,002,826 | New |
| Northern Trust Corp | 2,089,843 | $3.01M | 0.00% | +148,685+7.7% | Added |
| Geode Capital Management, LLC | 3,454,380 | $4.97M | 0.00% | +390,984+12.8% | Added |
| State Street Corp | 3,633,078 | $5.23M | 0.00% | −8,753,432−70.7% | Reduced |
| JPMorgan Chase & Co | 3,809,839 | $5.49M | 0.00% | +421,908+12.5% | Added |
| Vanguard Group Inc | 9,844,531 | $14.2M | 0.00% | −144,881−1.5% | Reduced |
| BlackRock Inc. | 14,277,137 | $20.6M | 0.00% | +138,351+1.0% | Added |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −614,772−100.0% | Sold out |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −352,700−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −265,804−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −247,500−100.0% | Sold out |
| Parametric Portfolio Associates LLC | 0 | $0 | 0.00% | −81,590−100.0% | Sold out |
| Acropolis Investment Management, LLC | 0 | $0 | 0.00% | −60,000−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −51,400−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −48,342−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −33,500−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −30,090−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −28,740−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −26,890−100.0% | Sold out |
| Sawtooth Solutions, LLC | 0 | $0 | 0.00% | −26,628−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −22,400−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −22,892−100.0% | Sold out |
| Atlas Private Wealth Advisors | 0 | $0 | 0.00% | −18,849−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −17,134−100.0% | Sold out |
| Pacer Advisors, Inc. | 0 | $0 | 0.00% | −14,393−100.0% | Sold out |
| Adviser Investments LLC | 0 | $0 | 0.00% | −11,620−100.0% | Sold out |
| WealthShield Partners, LLC | 0 | $0 | 0.00% | −7,750−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −6,682−100.0% | Sold out |
| Allred Capital Management, LLC | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −2,200−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −1,213−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| E Fund Management Co., Ltd. | – | – | – | – | Not filed |
| Money Concepts Capital Corp | – | – | – | – | Not filed |