AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in AppHarvest, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 132
- −2 vs. Q4 2022
- Shares held
- 53.3M
- +21.6M (+68.1%) vs. Q4 2022
- Total value
- $32.6M
- +$14.4M (+79.1%) vs. Q4 2022
- New holders
- 19
- 60 more added
- Sold out
- 21
- 24 more reduced
6 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Brinker Capital Investments, LLC | 85,093 | $52.1K | 0.00% | −23,324−21.5% | Reduced |
| Orion Portfolio Solutions, LLC | 85,093 | $52.1K | 0.00% | +85,093 | New |
| 180 Wealth Advisors, LLC | 100,898 | $61.8K | 0.01% | −714−0.7% | Reduced |
| Alliancebernstein L.P. | 105,700 | $64.7K | 0.00% | +50,600+91.8% | Added |
| JPMorgan Chase & Co | 115,231 | $70.0K | 0.00% | +7,913+7.4% | Added |
| Rhumbline Advisers | 142,090 | $87.0K | 0.00% | +34,455+32.0% | Added |
| Cookson Peirce & Co Inc | 160,000 | $98.0K | 0.01% | +60,000+60.0% | Added |
| Bank of America Corp | 162,355 | $99.4K | 0.00% | +67,312+70.8% | Added |
| WMG Financial Advisors, LLC | 186,750 | $114.3K | 0.09% | +136,000+268.0% | Added |
| Annandale Capital, LLC | 200,000 | $122.0K | 0.04% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 200,642 | $122.9K | 0.01% | +27,824+16.1% | Added |
| Group One Trading, L.P. | 208,013 | $127.4K | 0.01% | +208,013 | New |
| Morgan Stanley | 220,315 | $134.9K | 0.00% | +11,057+5.3% | Added |
| Prosperity Wealth Management, Inc. | 245,800 | $150.5K | 0.12% | +100,630+69.3% | Added |
| Bank of New York Mellon Corp | 291,923 | $178.7K | 0.00% | +69,749+31.4% | Added |
| Mirae Asset Global Investments Co., Ltd. | 299,532 | $183.4K | 0.00% | +26,360+9.6% | Added |
| DekaBank Deutsche Girozentrale | 310,000 | $186.0K | 0.00% | 00.0% | Unchanged |
| Meridian Wealth Management, LLC | 493,637 | $302.3K | 0.03% | +22,054+4.7% | Added |
| Charles Schwab Investment Management Inc | 620,634 | $380.0K | 0.00% | +77,790+14.3% | Added |
| Northern Trust Corp | 788,444 | $482.8K | 0.00% | +201,393+34.3% | Added |
| Renaissance Technologies LLC | 1,178,282 | $721.0K | 0.00% | +1,132,182+2,455.9% | Added |
| GMT Capital Corp | 1,205,800 | $738.3K | 0.03% | +1,205,800 | New |
| Geode Capital Management, LLC | 1,726,933 | $1.06M | 0.00% | +364,590+26.8% | Added |
| State Street Corp | 2,657,082 | $1.63M | 0.00% | +112,270+4.4% | Added |
| Citadel Advisors LLC | 2,867,570 | $1.76M | 0.00% | +2,867,570 | New |
| Walleye Capital LLC | 3,360,530 | $2.06M | 0.04% | +3,360,530 | New |
| AWM Investment Company, Inc. | 4,121,619 | $2.52M | 0.34% | +4,121,619 | New |
| Vanguard Group Inc | 5,445,062 | $3.33M | 0.00% | +1,787,357+48.9% | Added |
| BlackRock Inc. | 5,947,533 | $3.64M | 0.00% | +1,146,637+23.9% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 8,401,192 | $5.14M | 0.02% | +180,329+2.2% | Added |
| Alyeska Investment Group, L.P. | 9,170,715 | $5.62M | 0.05% | +8,113,984+767.8% | Added |
| IFP Advisors, Inc | 3,281 | – | – | −3,890−54.2% | Reduced |
| Norges Bank | 0 | $0 | 0.00% | −1,023,871−100.0% | Sold out |
| Bridgeway Capital Management, LLC | 0 | $0 | 0.00% | −394,000−100.0% | Sold out |
| Sculptor Capital LP | 0 | $0 | 0.00% | −359,500−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −210,478−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −141,814−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −120,000−100.0% | Sold out |
| Vontobel Holding Ltd. | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −81,308−100.0% | Sold out |
| Alpha Financial Partners, LLC | 0 | $0 | 0.00% | −51,160−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −40,115−100.0% | Sold out |
| Vident Investment Advisory, LLC | 0 | $0 | 0.00% | −35,069−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −26,912−100.0% | Sold out |
| Point72 Middle East FZE | 0 | $0 | 0.00% | −24,658−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −14,175−100.0% | Sold out |
| State Board of Administration of Florida Retirement System | 0 | $0 | 0.00% | −11,230−100.0% | Sold out |
| Mercer Global Advisors Inc | 0 | $0 | 0.00% | −10,340−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −11,226−100.0% | Sold out |
| JustInvest LLC | 0 | $0 | 0.00% | −10,056−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −2,434−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −434−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| Keystone Financial Group | – | – | – | – | Not filed |
| Game Plan Financial Advisors, LLC | – | – | – | – | Not filed |
| ARGI Investment Services, LLC | – | – | – | – | Not filed |
| Regent Investment Management LLC | – | – | – | – | Not filed |
| Trustcore Financial Services, LLC | – | – | – | – | Not filed |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |