AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in AppHarvest, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 140
- −7 vs. Q3 2022
- Shares held
- 31.8M
- −5.57M (−14.9%) vs. Q3 2022
- Total value
- $18.2M
- −$55.4M (−75.2%) vs. Q3 2022
- New holders
- 29
- 44 more added
- Sold out
- 36
- 42 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Goldman Sachs Group Inc | 65,293 | $37.0K | 0.00% | −7,161−9.9% | Reduced |
| Penserra Capital Management LLC | 74,000 | $41.0K | 0.00% | +68,260+1,189.2% | Added |
| Lido Advisors, LLC | 73,044 | $41.4K | 0.00% | 00.0% | Unchanged |
| HSBC Holdings PLC | 77,409 | $44.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 79,660 | $45.4K | 0.00% | −135,805−63.0% | Reduced |
| Ballew Advisors, Inc | 31,297 | $45.7K | 0.03% | +31,297 | New |
| Two Sigma Investments, LP | 81,308 | $46.1K | 0.00% | +81,308 | New |
| Bank of America Corp | 95,043 | $53.9K | 0.00% | +65,716+224.1% | Added |
| Vontobel Holding Ltd. | 100,000 | $56.7K | 0.00% | 00.0% | Unchanged |
| Cookson Peirce & Co Inc | 100,000 | $57.0K | 0.00% | +85,000+566.7% | Added |
| Rhumbline Advisers | 107,635 | $61.0K | 0.00% | +1,520+1.4% | Added |
| JPMorgan Chase & Co | 107,318 | $61.0K | 0.00% | +6,787+6.8% | Added |
| Brinker Capital Investments, LLC | 108,417 | $61.5K | 0.00% | +108,417 | New |
| Verition Fund Management LLC | 120,000 | $68.1K | 0.00% | +107,744+879.1% | Added |
| Alpine Global Management, LLC | 141,814 | $80.0K | 0.03% | +141,814 | New |
| Prosperity Wealth Management, Inc. | 145,170 | $82.4K | 0.08% | +145,170 | New |
| Jaffetilchin Investment Partners, LLC | 172,818 | $98.1K | 0.01% | +100,815+140.0% | Added |
| Annandale Capital, LLC | 200,000 | $113.0K | 0.04% | 00.0% | Unchanged |
| Morgan Stanley | 209,258 | $118.7K | 0.00% | −388,717−65.0% | Reduced |
| Cubist Systematic Strategies, LLC | 210,478 | $119.4K | 0.00% | +210,478 | New |
| Bank of New York Mellon Corp | 222,174 | $126.1K | 0.00% | +1,487+0.7% | Added |
| Susquehanna International Group, LLP | 251,181 | $142.5K | 0.00% | +200,645+397.0% | Added |
| Mirae Asset Global Investments Co., Ltd. | 273,172 | $155.0K | 0.00% | +200,041+273.5% | Added |
| DekaBank Deutsche Girozentrale | 310,000 | $172.0K | 0.00% | +310,000 | New |
| National Bank of Canada | 350,500 | $198.9K | 0.00% | +251,700+254.8% | Added |
| Sculptor Capital LP | 359,500 | $204.0K | 0.00% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 394,000 | $223.6K | 0.01% | +394,000 | New |
| 180 Wealth Advisors, LLC | 101,612 | $236.8K | 0.06% | +12,074+13.5% | Added |
| Meridian Wealth Management, LLC | 471,583 | $267.6K | 0.03% | +346,685+277.6% | Added |
| Charles Schwab Investment Management Inc | 542,844 | $308.0K | 0.00% | +44,194+8.9% | Added |
| Northern Trust Corp | 587,051 | $333.1K | 0.00% | −58,716−9.1% | Reduced |
| Norges Bank | 1,023,871 | $580.9K | 0.00% | −2,176,129−68.0% | Reduced |
| Alyeska Investment Group, L.P. | 1,056,731 | $599.6K | 0.01% | 00.0% | Unchanged |
| Jane Street Group, LLC | 1,247,234 | $707.7K | 0.00% | +1,225,088+5,531.9% | Added |
| Geode Capital Management, LLC | 1,362,343 | $772.0K | 0.00% | +50,450+3.8% | Added |
| State Street Corp | 2,544,812 | $1.44M | 0.00% | −518,847−16.9% | Reduced |
| Vanguard Group Inc | 3,657,705 | $2.08M | 0.00% | +48,318+1.3% | Added |
| BlackRock Inc. | 4,800,896 | $2.72M | 0.00% | −93,117−1.9% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 8,220,863 | $4.67M | 0.02% | +1,422,190+20.9% | Added |
| IFP Advisors, Inc | 7,171 | – | – | −2,150−23.1% | Reduced |
| GMT Capital Corp | 0 | $0 | 0.00% | −1,205,800−100.0% | Sold out |
| AXA S.A. | 0 | $0 | 0.00% | −609,204−100.0% | Sold out |
| Amundi | 0 | $0 | 0.00% | −577,093−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −296,770−100.0% | Sold out |
| Skandinaviska Enskilda Banken AB (publ) | 0 | $0 | 0.00% | −286,356−100.0% | Sold out |
| Swiss National Bank | 0 | $0 | 0.00% | −167,400−100.0% | Sold out |
| UBS Asset Management Americas Inc | 0 | $0 | 0.00% | −130,610−100.0% | Sold out |
| Valueworks LLC | 0 | $0 | 0.00% | −106,282−100.0% | Sold out |
| Ionic Capital Management LLC | 0 | $0 | 0.00% | −90,545−100.0% | Sold out |
| Sprott Inc. | 0 | $0 | 0.00% | −70,674−100.0% | Sold out |
| SEI Investments Co | 0 | $0 | 0.00% | −66,069−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −48,133−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −39,434−100.0% | Sold out |
| Manufacturers Life Insurance Company, The | 0 | $0 | 0.00% | −28,069−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −26,344−100.0% | Sold out |
| Crystal Rock Capital Management | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Arizona State Retirement System | 0 | $0 | 0.00% | −19,352−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −14,800−100.0% | Sold out |
| Garner Asset Management Corp | 0 | $0 | 0.00% | −12,060−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −12,130−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −11,683−100.0% | Sold out |
| Janus Henderson Group PLC | 0 | $0 | 0.00% | −11,035−100.0% | Sold out |
| Donaldson Capital Management, LLC | 0 | $0 | 0.00% | −10,500−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −10,256−100.0% | Sold out |
| Glenmede Trust Co NA | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 0 | $0 | 0.00% | −6,807−100.0% | Sold out |
| Evoke Wealth, LLC | 0 | $0 | 0.00% | −4,225−100.0% | Sold out |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 0 | $0 | 0.00% | −2,205−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Hantz Financial Services, Inc. | 0 | $0 | 0.00% | −330−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −356−100.0% | Sold out |
| Crewe Advisors LLC | 0 | $0 | 0.00% | −255−100.0% | Sold out |
| Central Trust Co | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Evermay Wealth Management LLC | 0 | $0 | 0.00% | −46−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −52−100.0% | Sold out |
| Annapolis Financial Services, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Accomplice Management, LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |
| Spectrum Management Group, LLC | – | – | – | – | Not filed |