AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in AppHarvest, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 160
- −5 vs. Q1 2022
- Shares held
- 42.8M
- +3.44M (+8.7%) vs. Q1 2022
- Total value
- $149.2M
- −$62.5M (−29.5%) vs. Q1 2022
- New holders
- 23
- 52 more added
- Sold out
- 28
- 48 more reduced
4 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ellevest, Inc. | 85 | $0 | 0.00% | −392−82.2% | Reduced |
| Valley National Advisers Inc | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 97 | $0 | 0.00% | −14−12.6% | Reduced |
| Signaturefd, LLC | 35 | $0 | 0.00% | +5+16.7% | Added |
| Gradient Investments LLC | 50 | $0 | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 16 | $0 | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 40 | $0 | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 34 | $0 | 0.00% | +34 | New |
| Parkside Financial Bank & Trust | 300 | $1.00K | 0.00% | 00.0% | Unchanged |
| Spectrum Management Group, LLC | 310 | $1.00K | 0.00% | 00.0% | Unchanged |
| Central Trust Co | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 193 | $1.00K | 0.00% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 150 | $1.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 181 | $1.00K | 0.00% | +181 | New |
| Crewe Advisors LLC | 255 | $1.00K | 0.00% | +255 | New |
| Venture Visionary Partners LLC | 400 | $1.40K | 0.00% | +400 | New |
| TD Waterhouse Canada Inc. | 400 | $1.46K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 575 | $2.00K | 0.00% | −575−50.0% | Reduced |
| Fifth Third Bancorp | 700 | $2.00K | 0.00% | 00.0% | Unchanged |
| South State Corp. | 715 | $2.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 506 | $2.00K | 0.00% | +200+65.4% | Added |
| Central Bank & Trust Co | 928 | $3.00K | 0.00% | −1,500−61.8% | Reduced |
| CIBC Private Wealth Group, LLC | 800 | $3.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1,244 | $4.00K | 0.00% | −1,129−47.6% | Reduced |
| Clearview Wealth Advisors LLC | 1,215 | $4.00K | 0.00% | +212+21.1% | Added |
| Federation des caisses Desjardins du Quebec | 1,600 | $5.58K | 0.00% | +1,050+190.9% | Added |
| Trustcore Financial Services, LLC | 2,000 | $7.00K | 0.00% | +1,000+100.0% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 2,205 | $8.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 2,400 | $8.00K | 0.00% | +1,000+71.4% | Added |
| Archer Investment Corp | 2,310 | $8.06K | 0.00% | 00.0% | Unchanged |
| MCF Advisors LLC | 2,860 | $10.0K | 0.00% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 3,243 | $11.0K | 0.00% | −510−13.6% | Reduced |
| Metropolitan Life Insurance Co | 3,276 | $11.4K | 0.00% | −2,715−45.3% | Reduced |
| American Portfolios Advisors | 3,426 | $12.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 3,499 | $12.0K | 0.00% | +349+11.1% | Added |
| Barclays PLC | 3,583 | $13.0K | 0.00% | −15,796−81.5% | Reduced |
| Nisa Investment Advisors, LLC | 4,100 | $14.0K | 0.00% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 4,225 | $15.0K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 4,874 | $17.0K | 0.00% | −1,649−25.3% | Reduced |
| Ameritas Investment Partners, Inc. | 5,348 | $18.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 5,442 | $18.0K | 0.00% | +1,000+22.5% | Added |
| Wells Fargo & Company | 5,644 | $20.0K | 0.00% | −92,555−94.3% | Reduced |
| Geneos Wealth Management Inc. | 6,550 | $23.0K | 0.00% | +1,167+21.7% | Added |
| Leonteq Securities AG | 6,732 | $23.5K | 0.00% | −417−5.8% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,807 | $24.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 7,357 | $25.0K | 0.00% | −1,080−12.8% | Reduced |
| Penserra Capital Management LLC | 7,652 | $26.0K | 0.00% | −22,932−75.0% | Reduced |
| Cutler Group LP | 8,874 | $30.0K | 0.00% | +489+5.8% | Added |
| Amalgamated Bank | 8,981 | $31.0K | 0.00% | −2,415−21.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 8,990 | $31.0K | 0.00% | −500−5.3% | Reduced |
| Glenmede Trust Co NA | 10,000 | $34.0K | 0.00% | 00.0% | Unchanged |
| Regent Investment Management LLC | 10,000 | $35.0K | 0.01% | 00.0% | Unchanged |
| Oxler Private Wealth LLC | 10,410 | $36.3K | 0.02% | 00.0% | Unchanged |
| RDA Financial Network | 11,000 | $38.0K | 0.02% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 11,200 | $39.0K | 0.00% | −737,567−98.5% | Reduced |
| Bank of Montreal | 10,001 | $40.0K | 0.00% | +476+5.0% | Added |
| Balyasny Asset Management LLC | 11,403 | $40.0K | 0.00% | +11,403 | New |
| Garner Asset Management Corp | 11,760 | $41.0K | 0.02% | 00.0% | Unchanged |
| Ballast, Inc. | 12,466 | $43.0K | 0.02% | 00.0% | Unchanged |
| Verition Fund Management LLC | 12,256 | $43.0K | 0.00% | +12,256 | New |
| Cambridge Investment Research Advisors, Inc. | 12,748 | $44.0K | 0.00% | −13,969−52.3% | Reduced |
| Transcend Wealth Collective, LLC | 12,500 | $44.0K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 12,804 | $45.0K | 0.00% | +314+2.5% | Added |
| D. E. Shaw & Co., Inc. | 13,284 | $46.0K | 0.00% | −242,371−94.8% | Reduced |
| Tower Research Capital LLC (TRC) | 13,612 | $47.0K | 0.00% | +7,062+107.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 13,399 | $47.0K | 0.00% | +13,399 | New |
| Citigroup Inc | 14,298 | $50.0K | 0.00% | −5,000−25.9% | Reduced |
| Oppenheimer & Co Inc | 14,300 | $50.0K | 0.00% | +1,500+11.7% | Added |
| Financial Advisors, LLC | 15,000 | $52.0K | 0.02% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 16,147 | $56.0K | 0.00% | +16,147 | New |
| Point72 Hong Kong Ltd | 17,000 | $59.0K | 0.00% | +17,000 | New |
| State of Wisconsin Investment Board | 17,139 | $60.0K | 0.00% | +17,139 | New |
| Jane Street Group, LLC | 18,620 | $65.0K | 0.00% | −11,841−38.9% | Reduced |
| Arizona State Retirement System | 19,256 | $67.0K | 0.00% | +4,285+28.6% | Added |
| Cetera Advisor Networks LLC | 19,330 | $67.0K | 0.00% | +5,200+36.8% | Added |
| Royal Bank of Canada | 21,322 | $74.0K | 0.00% | −43,883−67.3% | Reduced |
| Private Advisor Group, LLC | 21,223 | $74.0K | 0.00% | −1,310−5.8% | Reduced |
| Wellington Shields Capital Management, LLC | 21,550 | $75.0K | 0.01% | −10.0% | Reduced |
| Raymond James & Associates | 22,144 | $77.0K | 0.00% | +462+2.1% | Added |
| Bayesian Capital Management, LP | 23,100 | $81.0K | 0.02% | +23,100 | New |
| Cubist Systematic Strategies, LLC | 23,457 | $82.0K | 0.00% | +23,457 | New |
| Natixis | 24,752 | $84.0K | 0.00% | +24,752 | New |
| Invesco Ltd. | 24,421 | $85.0K | 0.00% | −4,136−14.5% | Reduced |
| Crystal Rock Capital Management | 25,000 | $87.0K | 0.08% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 25,321 | $88.0K | 0.00% | +25,321 | New |
| Commonwealth Equity Services, LLC | 27,421 | $95.0K | 0.00% | +1,000+3.8% | Added |
| Manufacturers Life Insurance Company, The | 28,196 | $98.4K | 0.00% | −1,485−5.0% | Reduced |
| Voya Investment Management LLC | 28,355 | $99.0K | 0.00% | +2,448+9.4% | Added |
| Alliancebernstein L.P. | 28,800 | $101.0K | 0.00% | +15,600+118.2% | Added |
| Bank of America Corp | 29,327 | $102.0K | 0.00% | −55,639−65.5% | Reduced |
| LPL Financial LLC | 29,084 | $102.0K | 0.00% | −41,094−58.6% | Reduced |
| International Assets Investment Management, LLC | 29,200 | $102.0K | 0.02% | +3,825+15.1% | Added |
| Renaissance Technologies LLC | 29,900 | $104.0K | 0.00% | +29,900 | New |
| Cookson Peirce & Co Inc | 30,000 | $105.0K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 31,643 | $110.0K | 0.00% | −86,629−73.2% | Reduced |
| ICA Group Wealth Management, LLC | 35,669 | $111.0K | 0.02% | +35,669 | New |
| Hall Private Wealth Advisors | 32,106 | $112.0K | 0.06% | −3,153−8.9% | Reduced |
| National Asset Management, Inc. | 33,017 | $116.0K | 0.00% | +105+0.3% | Added |
| American International Group, Inc. | 33,421 | $117.0K | 0.00% | −1,218−3.5% | Reduced |
| MetLife Investment Management | 34,689 | $121.1K | 0.00% | −8,266−19.2% | Reduced |