AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in AppHarvest, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 157
- +8 vs. Q3 2021
- Shares held
- 43.6M
- −1.21M (−2.7%) vs. Q3 2021
- Total value
- $169.9M
- −$122.6M (−41.9%) vs. Q3 2021
- New holders
- 35
- 52 more added
- Sold out
- 27
- 37 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| UBS Asset Management Americas Inc | 38,505 | $149.8K | 0.00% | −26,253−40.5% | Reduced |
| New York State Common Retirement Fund | 38,875 | $151.0K | 0.00% | +10,973+39.3% | Added |
| SEI Investments Co | 39,586 | $154.0K | 0.00% | +24,769+167.2% | Added |
| Wellington Shields & Co., LLC | 42,030 | $163.0K | 0.03% | −152,441−78.4% | Reduced |
| Credit Suisse AG | 44,489 | $173.0K | 0.00% | −47,549−51.7% | Reduced |
| Ensign Peak Advisors, Inc | 44,650 | $174.0K | 0.00% | +44,650 | New |
| Squarepoint Ops LLC | 47,957 | $187.0K | 0.00% | +47,957 | New |
| Rhumbline Advisers | 48,927 | $190.0K | 0.00% | −1,226−2.4% | Reduced |
| Meridian Wealth Management, LLC | 48,805 | $190.0K | 0.02% | +2,855+6.2% | Added |
| Citadel Advisors LLC | 49,936 | $195.0K | 0.00% | +49,936 | New |
| Cim Investment Mangement Inc | 53,333 | $207.0K | 0.06% | +25,723+93.2% | Added |
| Sprott Inc. | 62,619 | $244.0K | 0.02% | +8,129+14.9% | Added |
| Wells Fargo & Company | 69,176 | $269.0K | 0.00% | −11,898−14.7% | Reduced |
| LPL Financial LLC | 69,524 | $270.0K | 0.00% | +53,985+347.4% | Added |
| Allspring Global Investments Holdings, LLC | 69,843 | $271.0K | 0.00% | +69,843 | New |
| Bank of Montreal | 71,900 | $287.0K | 0.00% | +62,613+674.2% | Added |
| Royal Bank of Canada | 77,327 | $301.0K | 0.00% | +6,978+9.9% | Added |
| Money Concepts Capital Corp | 79,384 | $309.0K | 0.03% | +79,384 | New |
| Accomplice Associates II, LLC | 79,961 | $311.0K | 0.40% | +79,961 | New |
| California State Teachers Retirement System | 84,290 | $328.0K | 0.00% | +1,637+2.0% | Added |
| 180 Wealth Advisors, LLC | 93,916 | $333.0K | 0.07% | +32,584+53.1% | Added |
| Ergoteles LLC | 86,500 | $336.0K | 0.01% | +86,500 | New |
| Paloma Partners Management Co | 87,406 | $340.0K | 0.01% | +87,406 | New |
| Goldman Sachs Group Inc | 89,056 | $346.0K | 0.00% | −47,350−34.7% | Reduced |
| Parametric Portfolio Associates LLC | 89,482 | $348.0K | 0.00% | +60,457+208.3% | Added |
| Millennium Management LLC | 94,666 | $368.0K | 0.00% | −588,085−86.1% | Reduced |
| Citigroup Inc | 106,933 | $417.0K | 0.00% | +76,745+254.2% | Added |
| Two Sigma Advisers, LP | 112,100 | $436.0K | 0.00% | +81,700+268.8% | Added |
| UBS Group AG | 114,919 | $446.0K | 0.00% | +97,123+545.8% | Added |
| Swiss National Bank | 121,800 | $474.0K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 124,900 | $486.0K | 0.00% | +124,900 | New |
| Susquehanna International Group, LLP | 153,394 | $596.0K | 0.00% | +133,407+667.5% | Added |
| JPMorgan Chase & Co | 156,821 | $610.0K | 0.00% | −24,305−13.4% | Reduced |
| D. E. Shaw & Co., Inc. | 167,870 | $653.0K | 0.00% | −242,130−59.1% | Reduced |
| DekaBank Deutsche Girozentrale | 170,000 | $671.0K | 0.00% | −150,000−46.9% | Reduced |
| HRT Financial LP | 176,349 | $685.0K | 0.00% | +110,531+167.9% | Added |
| Nuveen Asset Management, LLC | 173,260 | $829.0K | 0.00% | −25,360−12.8% | Reduced |
| Bank of America Corp | 253,666 | $986.0K | 0.00% | +41,706+19.7% | Added |
| 13D Management LLC | 299,378 | $1.16M | 0.45% | +281,577+1,581.8% | Added |
| Cowen and Company, LLC | 391,943 | $1.52M | 0.15% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 444,834 | $1.73M | 0.00% | −20,212−4.3% | Reduced |
| Charles Schwab Investment Management Inc | 450,758 | $1.75M | 0.00% | +38,862+9.4% | Added |
| Deutsche Bank AG | 495,073 | $1.93M | 0.00% | +52,859+12.0% | Added |
| Northern Trust Corp | 658,129 | $2.56M | 0.00% | +3,190+0.5% | Added |
| Two Sigma Investments, LP | 883,449 | $3.44M | 0.01% | +458,455+107.9% | Added |
| Geode Capital Management, LLC | 1,109,334 | $4.32M | 0.00% | +34,828+3.2% | Added |
| Legal & General Group Plc | 1,185,881 | $4.61M | 0.00% | +50,197+4.4% | Added |
| Morgan Stanley | 1,196,599 | $4.66M | 0.00% | +522,854+77.6% | Added |
| State Street Corp | 1,289,897 | $5.02M | 0.00% | +135,452+11.7% | Added |
| Janus Henderson Group PLC | 1,415,972 | $5.51M | 0.00% | +480,532+51.4% | Added |
| Vident Investment Advisory, LLC | 1,559,375 | $6.07M | 0.16% | −43,152−2.7% | Reduced |
| Davy Global Fund Management Ltd | 1,576,250 | $6.13M | 0.94% | +248,183+18.7% | Added |
| Norges Bank | 3,200,000 | $12.4M | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 4,292,170 | $16.7M | 0.00% | +77,006+1.8% | Added |
| Vanguard Group Inc | 4,547,230 | $17.7M | 0.00% | −1,131,909−19.9% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 5,202,193 | $20.2M | 0.07% | +1,610,695+44.8% | Added |
| Inclusive Capital Partners, L.P. | 8,798,704 | $34.2M | 3.50% | 00.0% | Unchanged |
| Amundi | 0 | $0 | 0.00% | −108,935−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −107,154−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −75,709−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −67,218−100.0% | Sold out |
| Zacks Investment Management | 0 | $0 | 0.00% | −52,480−100.0% | Sold out |
| Intellectus Partners, LLC | 0 | $0 | 0.00% | −46,900−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −36,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −14,533−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −24,582−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −22,541−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −18,826−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −13,887−100.0% | Sold out |
| Crescent Grove Advisors, LLC | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −12,477−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −7,651−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −7,098−100.0% | Sold out |
| MCF Advisors LLC | 0 | $0 | 0.00% | −2,850−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| First Horizon Advisors, Inc. | 0 | $0 | 0.00% | −812−100.0% | Sold out |
| Sandy Spring Bank | 0 | $0 | 0.00% | −470−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −390−100.0% | Sold out |
| Ade, LLC | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| West Oak Capital, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Joseph P. Lucia & Associates, LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Herold Advisors, Inc. | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Red Tortoise LLC | 0 | $0 | 0.00% | −672−100.0% | Sold out |
| Financial Advocates Investment Management | 0 | $0 | 0.00% | −22,749−100.0% | Sold out |
| Berman Capital Advisors, LLC | – | – | – | – | Not filed |