Apollo Endosurgery, Inc.
APENDelisted Apr 4, 2023- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001251769
Apollo Endosurgery, Inc. was delisted on Apr 4, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 90 institutions reported holding it in 13F filings for Q1 2023, worth $442.4M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Apollo Endosurgery, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 72
- +18 vs. Q3 2021
- Shares held
- 28.3M
- +10.8M (+61.6%) vs. Q3 2021
- Total value
- $238.8M
- +$80.0M (+50.4%) vs. Q3 2021
- New holders
- 27
- 29 more added
- Sold out
- 9
- 9 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APEN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 90 | $442.4M |
| Q4 2022 | 81 | $369.0M |
| Q3 2022 | 53 | $174.3M |
| Q2 2022 | 63 | $110.4M |
| Q1 2022 | 71 | $178.8M |
| Q4 2021 | 72 | $238.8M |
| Q3 2021 | 55 | $159.0M |
| Q2 2021 | 46 | $126.5M |
| Q1 2021 | 42 | $74.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Apollo Endosurgery, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ancora Advisors, LLC | 18 | $0 | 0.00% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 65 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 184 | $2.00K | 0.00% | +60+48.4% | Added |
| Federated Hermes, Inc. | 489 | $4.00K | 0.00% | +207+73.4% | Added |
| Royal Bank of Canada | 536 | $5.00K | 0.00% | +536 | New |
| Total Clarity Wealth Management, Inc. | 1,249 | $11.0K | 0.00% | +108+9.5% | Added |
| UBS Group AG | 1,788 | $15.0K | 0.00% | +1,392+351.5% | Added |
| Macquarie Group Ltd | 3,984 | $34.0K | 0.00% | +2,002+101.0% | Added |
| Bank of America Corp | 4,877 | $41.0K | 0.00% | +4,877 | New |
| Lazard Asset Management LLC | 6,142 | $51.0K | 0.00% | +2,236+57.2% | Added |
| Morgan Stanley | 6,078 | $51.0K | 0.00% | +2,783+84.5% | Added |
| Dorsey Wright & Associates | 9,629 | $81.0K | 0.02% | +1,304+15.7% | Added |
| JPMorgan Chase & Co | 9,733 | $82.0K | 0.00% | +9,733 | New |
| Morris Financial Concepts, Inc. | 11,149 | $94.0K | 0.08% | +11,149 | New |
| Jane Street Group, LLC | 11,440 | $96.0K | 0.00% | +11,440 | New |
| Boulder Hill Capital Management LP | 11,400 | $96.0K | 0.09% | +11,400 | New |
| Acadian Asset Management LLC | 12,569 | $105.0K | 0.00% | +2,701+27.4% | Added |
| ExodusPoint Capital Management, LP | 14,428 | $122.0K | 0.00% | +14,428 | New |
| University of Texas/Texas Am Investment Managment Co | 15,601 | $132.0K | 0.06% | 00.0% | Unchanged |
| Jump Financial, LLC | 17,626 | $149.0K | 0.01% | −2,474−12.3% | Reduced |
| Engineers Gate Manager LP | 17,890 | $151.0K | 0.01% | +17,890 | New |
| Walleye Capital LLC | 18,014 | $152.0K | 0.01% | +18,014 | New |
| Balyasny Asset Management LLC | 20,139 | $170.0K | 0.00% | +20,139 | New |
| Atom Investors LP | 20,115 | $170.0K | 0.05% | +20,115 | New |
| Qube Research & Technologies Ltd | 23,581 | $199.0K | 0.00% | +23,581 | New |
| Ameriprise Financial Inc | 24,902 | $210.0K | 0.00% | −12,500−33.4% | Reduced |
| Alpine Global Management, LLC | 29,828 | $251.0K | 0.04% | +29,828 | New |
| Cubist Systematic Strategies, LLC | 31,145 | $263.0K | 0.00% | +31,145 | New |
| Trexquant Investment LP | 31,727 | $267.0K | 0.02% | +20,170+174.5% | Added |
| Citigroup Inc | 42,696 | $360.0K | 0.00% | +42,696 | New |
| 683 Capital Management, LLC | 49,564 | $418.0K | 0.02% | +49,564 | New |
| Neuberger Berman Group LLC | 50,000 | $422.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 58,900 | $497.0K | 0.00% | +19,900+51.0% | Added |
| Citadel Advisors LLC | 73,417 | $619.0K | 0.00% | +47,225+180.3% | Added |
| 1492 Capital Management LLC | 74,864 | $631.0K | 0.31% | +74,864 | New |
| Susquehanna International Group, LLP | 89,069 | $751.0K | 0.00% | +57,651+183.5% | Added |
| Marshall Wace, LLP | 104,666 | $882.0K | 0.00% | −44,356−29.8% | Reduced |
| Russell Investments Group, Ltd. | 124,741 | $1.05M | 0.00% | +124,741 | New |
| Calamos Advisors LLC | 128,564 | $1.08M | 0.00% | +128,564 | New |
| NJ State Employees Deferred Compensation Plan | 130,000 | $1.10M | 0.14% | 00.0% | Unchanged |
| Millennium Management LLC | 134,532 | $1.13M | 0.00% | +134,532 | New |
| EAM Investors, LLC | 139,564 | $1.18M | 0.19% | −70,142−33.4% | Reduced |
| Thompson Davis & Co., Inc. | 160,579 | $1.35M | 1.13% | +160,579 | New |
| Bridgeway Capital Management, LLC | 164,800 | $1.39M | 0.03% | −23,500−12.5% | Reduced |
| Northern Trust Corp | 182,623 | $1.54M | 0.00% | +18,354+11.2% | Added |
| Hillsdale Investment Management Inc. | 218,721 | $1.84M | 0.12% | −41,000−15.8% | Reduced |
| Manatuck Hill Partners, LLC | 255,368 | $2.15M | 0.82% | +16,868+7.1% | Added |
| RTW Investments, LP | 258,064 | $2.17M | 0.03% | +258,064 | New |
| Geode Capital Management, LLC | 267,105 | $2.25M | 0.00% | +143,282+115.7% | Added |
| Parametric Portfolio Associates LLC | 275,726 | $2.32M | 0.00% | −18,188−6.2% | Reduced |
| Renaissance Technologies LLC | 284,900 | $2.40M | 0.00% | −124,800−30.5% | Reduced |
| Essex Investment Management Co LLC | 358,840 | $3.02M | 0.35% | +116,189+47.9% | Added |
| Pura Vida Investments, LLC | 374,657 | $3.16M | 0.33% | +374,657 | New |
| Assenagon Asset Management S.A. | 392,055 | $3.31M | 0.01% | +156,109+66.2% | Added |
| BlackRock Inc. | 412,956 | $3.48M | 0.00% | +360,905+693.4% | Added |
| Adage Capital Partners GP, L.L.C. | 416,000 | $3.51M | 0.01% | +260,032+166.7% | Added |
| AWM Investment Company, Inc. | 428,640 | $3.61M | 0.36% | +428,640 | New |
| Gilder Gagnon Howe & Co LLC | 528,359 | $4.45M | 0.03% | +314,306+146.8% | Added |
| King Luther Capital Management Corp | 545,454 | $4.60M | 0.02% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 652,565 | $5.50M | 0.00% | +10,594+1.7% | Added |
| Silverarc Capital Management, LLC | 739,604 | $6.24M | 2.79% | +739,604 | New |
| Parkman Healthcare Partners LLC | 918,485 | $7.74M | 1.75% | +87,271+10.5% | Added |
| Archon Capital Management LLC | 954,696 | $8.05M | 1.81% | +198,542+26.3% | Added |
| Parian Global Management LP | 991,229 | $8.36M | 7.57% | +170,841+20.8% | Added |
| Stonepine Capital Management, LLC | 1,151,163 | $9.70M | 4.45% | +239,038+26.2% | Added |
| Vanguard Group Inc | 1,293,117 | $10.9M | 0.00% | +519,810+67.2% | Added |
| Gagnon Advisors, LLC | 1,329,354 | $11.2M | 4.45% | 00.0% | Unchanged |
| Gagnon Securities LLC | 1,534,056 | $12.9M | 1.94% | −6,872−0.4% | Reduced |
| Deerfield Management Company, L.P. (Series C) | 1,750,000 | $14.8M | 0.31% | +1,750,000 | New |
| Soleus Capital Management, L.P. | 2,295,100 | $19.3M | 2.61% | +2,295,100 | New |
| Nantahala Capital Management, LLC | 3,761,783 | $31.7M | 1.97% | +1,247,455+49.6% | Added |
| CPMG Inc | 3,878,742 | $32.7M | 6.03% | +683,871+21.4% | Added |
| Invesco Ltd. | 0 | $0 | 0.00% | −294,649−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −28,392−100.0% | Sold out |
| Kercheville Advisors, LLC | 0 | $0 | 0.00% | −10,682−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −6,772−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −418−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Brewin Dolphin Ltd | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −12−100.0% | Sold out |
| Pacitti Group Inc. | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Marshall Wace North America L.P. | – | – | – | – | Not filed |