Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q2 2021
Institutional positions in Applied Optoelectronics, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 108
- −2 vs. Q1 2021
- Shares held
- 13.2M
- −878.8K (−6.2%) vs. Q1 2021
- Total value
- $111.9M
- −$5.93M (−5.0%) vs. Q1 2021
- New holders
- 20
- 33 more added
- Sold out
- 22
- 36 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 2,995,675 | $25.4M | 0.00% | −1,060,467−26.1% | Reduced |
| Vanguard Group Inc | 1,335,979 | $11.3M | 0.00% | −169,673−11.3% | Reduced |
| Ameriprise Financial Inc | 724,427 | $6.14M | 0.00% | +612,548+547.5% | Added |
| Cooper Creek Partners Management LLC | 667,791 | $5.66M | 1.51% | +124,000+22.8% | Added |
| Kovack Advisors, Inc. | 586,306 | $4.97M | 0.57% | +155,800+36.2% | Added |
| Morgan Stanley | 503,956 | $4.27M | 0.00% | −111,901−18.2% | Reduced |
| Royce & Associates LP | 445,000 | $3.77M | 0.03% | +445,000 | New |
| State Street Corp | 431,039 | $3.65M | 0.00% | −240,929−35.9% | Reduced |
| Millennium Management LLC | 321,998 | $2.73M | 0.00% | +321,998 | New |
| Newtyn Management, LLC | 316,050 | $2.68M | 0.74% | +316,050 | New |
| Dimensional Fund Advisors LP | 305,121 | $2.58M | 0.00% | −11,221−3.5% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 304,336 | $2.58M | 0.06% | +80,336+35.9% | Added |
| Geode Capital Management, LLC | 285,942 | $2.42M | 0.00% | −90,475−24.0% | Reduced |
| Two Sigma Investments, LP | 240,115 | $2.03M | 0.01% | +202,160+532.6% | Added |
| Assenagon Asset Management S.A. | 231,046 | $1.96M | 0.01% | −232,499−50.2% | Reduced |
| Boardman Bay Capital Management LLC | 199,291 | $1.69M | 2.74% | +71,266+55.7% | Added |
| Citadel Advisors LLC | 186,101 | $1.58M | 0.00% | +50,976+37.7% | Added |
| Invesco Ltd. | 176,747 | $1.50M | 0.00% | +2,692+1.5% | Added |
| Principal Financial Group Inc | 170,864 | $1.45M | 0.00% | +2,037+1.2% | Added |
| Susquehanna International Group, LLP | 156,910 | $1.33M | 0.00% | +9,328+6.3% | Added |
| D. E. Shaw & Co., Inc. | 145,032 | $1.23M | 0.00% | −5,821−3.9% | Reduced |
| Bank of New York Mellon Corp | 133,937 | $1.13M | 0.00% | −94,437−41.4% | Reduced |
| Goldman Sachs Group Inc | 133,535 | $1.13M | 0.00% | +28,400+27.0% | Added |
| Russell Investments Group, Ltd. | 125,351 | $1.06M | 0.00% | +70,079+126.8% | Added |
| Charles Schwab Investment Management Inc | 108,246 | $917.0K | 0.00% | −53,132−32.9% | Reduced |
| PDT Partners, LLC | 101,718 | $862.0K | 0.06% | −26,821−20.9% | Reduced |
| Bridgeway Capital Management, LLC | 100,000 | $847.0K | 0.02% | 00.0% | Unchanged |
| Ergoteles LLC | 93,900 | $795.0K | 0.02% | +93,900 | New |
| Northern Trust Corp | 91,272 | $773.0K | 0.00% | −162,464−64.0% | Reduced |
| Two Sigma Advisers, LP | 74,000 | $627.0K | 0.00% | +16,900+29.6% | Added |
| Gsa Capital Partners LLP | 71,472 | $605.0K | 0.07% | +48,008+204.6% | Added |
| Squarepoint Ops LLC | 65,097 | $551.0K | 0.00% | +42,796+191.9% | Added |
| HRT Financial LP | 63,318 | $536.0K | 0.00% | +63,318 | New |
| Parametric Portfolio Associates LLC | 62,083 | $526.0K | 0.00% | +8,608+16.1% | Added |
| QS Investors, LLC | 52,800 | $448.0K | 0.01% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 52,210 | $442.0K | 0.01% | +52,210 | New |
| Public Sector Pension Investment Board | 50,255 | $426.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 48,136 | $408.0K | 0.00% | −17,786−27.0% | Reduced |
| Engineers Gate Manager LP | 47,947 | $406.0K | 0.03% | −4,686−8.9% | Reduced |
| Rhumbline Advisers | 44,671 | $378.0K | 0.00% | −31,906−41.7% | Reduced |
| Trexquant Investment LP | 44,270 | $375.0K | 0.03% | +44,270 | New |
| Bank of America Corp | 43,010 | $365.0K | 0.00% | −60,535−58.5% | Reduced |
| Tudor Investment Corp Et Al | 41,649 | $353.0K | 0.01% | +41,649 | New |
| Barclays PLC | 40,397 | $342.0K | 0.00% | −16,005−28.4% | Reduced |
| Tibra Equities Europe Ltd | 39,900 | $338.0K | 0.10% | +39,900 | New |
| Jacobs Levy Equity Management, Inc | 38,935 | $330.0K | 0.00% | −93,245−70.5% | Reduced |
| Ensign Peak Advisors, Inc | 37,985 | $322.0K | 0.00% | 00.0% | Unchanged |
| Jump Financial, LLC | 32,700 | $277.0K | 0.03% | +32,700 | New |
| Cetera Advisor Networks LLC | 32,299 | $274.0K | 0.00% | +32,299 | New |
| Cubist Systematic Strategies, LLC | 32,247 | $273.0K | 0.00% | +22,078+217.1% | Added |
| Occudo Quantitative Strategies LP | 31,227 | $264.0K | 0.04% | +31,227 | New |
| Prudential Financial Inc | 24,655 | $209.0K | 0.00% | −1,435−5.5% | Reduced |
| Group One Trading, L.P. | 24,483 | $207.0K | 0.00% | −7,600−23.7% | Reduced |
| New York State Teachers Retirement System | 23,008 | $195.0K | 0.00% | +100+0.4% | Added |
| Advisor Group Holdings, Inc. | 23,010 | $195.0K | 0.00% | +1,800+8.5% | Added |
| Paloma Partners Management Co | 22,724 | $192.0K | 0.01% | +22,724 | New |
| Great West Life Assurance Co | 22,031 | $186.0K | 0.00% | +4,855+28.3% | Added |
| Virtu Financial LLC | 21,113 | $179.0K | 0.02% | +21,113 | New |
| Marshall Wace North America L.P. | 20,273 | $172.0K | 0.00% | +20,273 | New |
| Thrivent Financial for Lutherans | 20,203 | $171.0K | 0.00% | +24+0.1% | Added |
| HSBC Holdings PLC | 19,144 | $162.0K | 0.00% | +968+5.3% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 18,965 | $161.0K | 0.00% | +21+0.1% | Added |
| Texas Permanent School Fund | 18,417 | $156.0K | 0.00% | +65+0.4% | Added |
| Schonfeld Strategic Advisors LLC | 17,900 | $152.0K | 0.00% | +17,900 | New |
| Comerica Bank | 22,579 | $147.0K | 0.00% | −2,091−8.5% | Reduced |
| UBS Group AG | 17,244 | $145.0K | 0.00% | −9,414−35.3% | Reduced |
| State of Alaska, Department of Revenue | 17,113 | $144.0K | 0.00% | +490+2.9% | Added |
| Jane Street Group, LLC | 16,986 | $143.0K | 0.00% | +132+0.8% | Added |
| Wells Fargo & Company | 15,998 | $136.0K | 0.00% | −8,001−33.3% | Reduced |
| Royal Bank of Canada | 16,000 | $136.0K | 0.00% | −865−5.1% | Reduced |
| Vident Investment Advisory, LLC | 15,164 | $128.0K | 0.00% | −8,615−36.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 13,198 | $112.0K | 0.00% | +13,198 | New |
| Citigroup Inc | 12,403 | $105.0K | 0.00% | −305,913−96.1% | Reduced |
| Simplex Trading, LLC | 12,225 | $103.0K | 0.00% | −904−6.9% | Reduced |
| Raymond James & Associates | 11,770 | $100.0K | 0.00% | +200+1.7% | Added |
| LPL Financial LLC | 11,575 | $98.0K | 0.00% | −1,650−12.5% | Reduced |
| Deutsche Bank AG | 11,208 | $95.0K | 0.00% | −111,319−90.9% | Reduced |
| Louisiana State Employees Retirement System | 11,100 | $94.0K | 0.00% | −100−0.9% | Reduced |
| BNP Paribas Arbitrage, SA | 11,001 | $93.2K | 0.00% | −213−1.9% | Reduced |
| Oregon Public Employees Retirement Fund | 10,016 | $85.0K | 0.00% | +1,539+18.2% | Added |
| Pinz Capital Management, LP | 9,300 | $79.0K | 0.02% | +9,300 | New |
| State of Tennessee, Treasury Department | 8,755 | $74.0K | 0.00% | 00.0% | Unchanged |
| Gilder Gagnon Howe & Co LLC | 7,003 | $59.0K | 0.00% | 00.0% | Unchanged |
| Cutler Group LP | 5,053 | $42.0K | 0.00% | +2,063+69.0% | Added |
| Steward Partners Investment Advisory, LLC | 4,030 | $34.0K | 0.00% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 3,513 | $30.0K | 0.00% | +232+7.1% | Added |
| Edmond de Rothschild Holding S.A. | 2,500 | $21.0K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 2,200 | $19.0K | 0.00% | −12,449−85.0% | Reduced |
| Captrust Financial Advisors | 1,575 | $13.0K | 0.00% | +23+1.5% | Added |
| Archer Investment Corp | 1,050 | $8.89K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 1,000 | $8.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 906 | $8.00K | 0.00% | +329+57.0% | Added |
| Teachers Retirement System of the State of Kentucky | 777 | $7.00K | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 803 | $7.00K | 0.00% | +738+1,135.4% | Added |
| Sutton Wealth Advisors Inc. | 592 | $5.01K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 580 | $5.00K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 181 | $2.00K | 0.00% | −13,519−98.7% | Reduced |
| Tower Research Capital LLC (TRC) | 200 | $2.00K | 0.00% | −5,445−96.5% | Reduced |
| Baillie Gifford & Co | 260 | $2.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 90 | $1.00K | 0.00% | −74,018−99.9% | Reduced |