Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q1 2023
Institutional positions in Applied Optoelectronics, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- −8 vs. Q4 2022
- Shares held
- 8.78M
- −431.7K (−4.7%) vs. Q4 2022
- Total value
- $19.4M
- +$2.01M (+11.5%) vs. Q4 2022
- New holders
- 6
- 12 more added
- Sold out
- 14
- 20 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ameriprise Financial Inc | 1,330,115 | $2.94M | 0.00% | −52,850−3.8% | Reduced |
| Vanguard Group Inc | 1,240,059 | $2.74M | 0.00% | +35,600+3.0% | Added |
| BlackRock Inc. | 877,323 | $1.94M | 0.00% | −6,610−0.7% | Reduced |
| Kovack Advisors, Inc. | 877,251 | $1.94M | 0.26% | −54,900−5.9% | Reduced |
| Kennedy Capital Management, Inc. | 816,404 | $1.80M | 0.05% | +121,574+17.5% | Added |
| Royce & Associates LP | 697,210 | $1.54M | 0.02% | +295,358+73.5% | Added |
| Geode Capital Management, LLC | 333,909 | $737.9K | 0.00% | +1,716+0.5% | Added |
| Citigroup Inc | 316,398 | $699.2K | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 286,200 | $632.5K | 0.00% | −100,600−26.0% | Reduced |
| UBS Group AG | 283,868 | $627.3K | 0.00% | +272,936+2,496.7% | Added |
| Marshall Wace, LLP | 242,773 | $536.5K | 0.00% | −32,284−11.7% | Reduced |
| Renaissance Technologies LLC | 212,000 | $469.0K | 0.00% | +17,800+9.2% | Added |
| Two Sigma Investments, LP | 122,634 | $271.0K | 0.00% | −105,963−46.4% | Reduced |
| Gabelli Funds LLC | 120,000 | $265.2K | 0.00% | +5,000+4.3% | Added |
| Bridgeway Capital Management, LLC | 103,800 | $229.4K | 0.01% | −22,700−17.9% | Reduced |
| State Street Corp | 97,898 | $216.4K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 94,000 | $207.7K | 0.00% | +13,000+16.0% | Added |
| Northern Trust Corp | 73,619 | $162.7K | 0.00% | +4,154+6.0% | Added |
| Advisor Group Holdings, Inc. | 65,775 | $145.4K | 0.00% | −7,000−9.6% | Reduced |
| Citadel Advisors LLC | 65,467 | $144.7K | 0.00% | +9,988+18.0% | Added |
| Dimensional Fund Advisors LP | 51,364 | $113.5K | 0.00% | −8,189−13.8% | Reduced |
| Barclays PLC | 38,650 | $85.4K | 0.00% | −17,000−30.5% | Reduced |
| Millennium Management LLC | 37,981 | $84.0K | 0.00% | −9,517−20.0% | Reduced |
| Franklin Resources Inc | 37,904 | $83.8K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 36,575 | $80.8K | 0.00% | +4,274+13.2% | Added |
| Susquehanna International Group, LLP | 35,359 | $78.1K | 0.00% | −24,791−41.2% | Reduced |
| Gamco Investors, Inc. Et Al | 34,000 | $75.1K | 0.00% | +34,000 | New |
| Morgan Stanley | 31,743 | $70.2K | 0.00% | −3,421−9.7% | Reduced |
| Simplex Trading, LLC | 31,868 | $70.0K | 0.00% | +31,868 | New |
| Engineers Gate Manager LP | 27,555 | $60.9K | 0.00% | −973−3.4% | Reduced |
| Gsa Capital Partners LLP | 26,845 | $59.0K | 0.01% | +26,845 | New |
| HSBC Holdings PLC | 18,087 | $39.4K | 0.00% | 00.0% | Unchanged |
| Gabelli & Co Investment Advisers, Inc. | 15,500 | $34.3K | 0.01% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 15,293 | $33.8K | 0.00% | +15,293 | New |
| Schonfeld Strategic Advisors LLC | 15,100 | $33.4K | 0.00% | −7,000−31.7% | Reduced |
| Group One Trading, L.P. | 14,842 | $32.8K | 0.00% | +7,294+96.6% | Added |
| LPL Financial LLC | 13,265 | $29.3K | 0.00% | −100−0.7% | Reduced |
| Bank of New York Mellon Corp | 10,551 | $23.3K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 10,303 | $23.0K | 0.00% | −6,065−37.1% | Reduced |
| Wells Fargo & Company | 9,097 | $20.1K | 0.00% | −4,397−32.6% | Reduced |
| US Asset Management LLC | 3,594 | $8.00K | 0.01% | −48−1.3% | Reduced |
| Investors Research Corp | 1,000 | $2.21K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 1,000 | $2.21K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 500 | $1.10K | 0.00% | +500 | New |
| Tower Research Capital LLC (TRC) | 424 | $1.00K | 0.00% | −2,208−83.9% | Reduced |
| JPMorgan Chase & Co | 336 | $1.00K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 375 | $829 | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 250 | $482 | 0.00% | +250 | New |
| Northwestern Mutual Wealth Management Co | 25 | $55 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $55 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 20 | $44 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 2 | $4 | 0.00% | 00.0% | Unchanged |
| Monaco Asset Management SAM | 0 | $0 | 0.00% | −523,867−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −144,959−100.0% | Sold out |
| First Republic Investment Management, Inc. | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −40,961−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −33,530−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −26,165−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −21,899−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −15,249−100.0% | Sold out |
| High Net Worth Advisory Group LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −30−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −368−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −2,642−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −2,642−100.0% | Sold out |
| Alpha Paradigm Partners, LLC | – | – | – | – | Not filed |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |