Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q4 2022
Institutional positions in Applied Optoelectronics, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 62
- +1 vs. Q3 2022
- Shares held
- 9.28M
- +183 (0.0%) vs. Q3 2022
- Total value
- $17.5M
- −$7.72M (−30.6%) vs. Q3 2022
- New holders
- 11
- 13 more added
- Sold out
- 10
- 23 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ameriprise Financial Inc | 1,382,965 | $2.61M | 0.00% | −12,808−0.9% | Reduced |
| Vanguard Group Inc | 1,204,459 | $2.28M | 0.00% | +615+0.1% | Added |
| Kovack Advisors, Inc. | 932,151 | $1.76M | 0.26% | −18,750−2.0% | Reduced |
| BlackRock Inc. | 883,933 | $1.67M | 0.00% | +3,535+0.4% | Added |
| Kennedy Capital Management, Inc. | 694,830 | $1.31M | 0.04% | +169,350+32.2% | Added |
| Monaco Asset Management SAM | 523,867 | $990.1K | 0.35% | +153,867+41.6% | Added |
| Royce & Associates LP | 401,852 | $759.5K | 0.01% | +330,000+459.3% | Added |
| Two Sigma Advisers, LP | 386,800 | $731.1K | 0.00% | −9,000−2.3% | Reduced |
| Geode Capital Management, LLC | 332,193 | $627.0K | 0.00% | +7,955+2.5% | Added |
| Citigroup Inc | 316,398 | $598.0K | 0.00% | 00.0% | Unchanged |
| Marshall Wace, LLP | 275,057 | $519.9K | 0.00% | −19,641−6.7% | Reduced |
| Two Sigma Investments, LP | 228,597 | $432.0K | 0.00% | −3,932−1.7% | Reduced |
| Renaissance Technologies LLC | 194,200 | $367.0K | 0.00% | −10,700−5.2% | Reduced |
| Invesco Ltd. | 144,959 | $274.0K | 0.00% | −735−0.5% | Reduced |
| Bridgeway Capital Management, LLC | 126,500 | $239.1K | 0.01% | +50,000+65.4% | Added |
| Gabelli Funds LLC | 115,000 | $217.3K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 97,898 | $185.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 81,000 | $153.1K | 0.00% | +22,995+39.6% | Added |
| Advisor Group Holdings, Inc. | 72,775 | $137.0K | 0.00% | −2,475−3.3% | Reduced |
| Northern Trust Corp | 69,465 | $131.3K | 0.00% | +3,353+5.1% | Added |
| Alpha Paradigm Partners, LLC | 68,719 | $130.0K | 0.05% | +30,331+79.0% | Added |
| Susquehanna International Group, LLP | 60,150 | $113.7K | 0.00% | −106,590−63.9% | Reduced |
| Dimensional Fund Advisors LP | 59,553 | $112.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 55,650 | $105.2K | 0.00% | −255−0.5% | Reduced |
| Citadel Advisors LLC | 55,479 | $104.9K | 0.00% | +55,479 | New |
| First Republic Investment Management, Inc. | 50,000 | $94.5K | 0.00% | +50,000 | New |
| Millennium Management LLC | 47,498 | $90.0K | 0.00% | −1,659−3.4% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 40,961 | $77.4K | 0.00% | −14,957−26.7% | Reduced |
| Franklin Resources Inc | 37,904 | $71.6K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 35,164 | $66.5K | 0.00% | −1,477−4.0% | Reduced |
| XTX Topco Ltd | 33,530 | $63.4K | 0.01% | +33,530 | New |
| Goldman Sachs Group Inc | 32,301 | $61.0K | 0.00% | +5,361+19.9% | Added |
| Engineers Gate Manager LP | 28,528 | $53.9K | 0.00% | −11,693−29.1% | Reduced |
| Jane Street Group, LLC | 26,165 | $49.5K | 0.00% | +26,165 | New |
| Schonfeld Strategic Advisors LLC | 22,100 | $41.8K | 0.00% | −35,100−61.4% | Reduced |
| Charles Schwab Investment Management Inc | 21,899 | $41.4K | 0.00% | 00.0% | Unchanged |
| HSBC Holdings PLC | 18,087 | $34.0K | 0.00% | −610−3.3% | Reduced |
| Virtu Financial LLC | 16,368 | $31.0K | 0.00% | +16,368 | New |
| Gabelli & Co Investment Advisers, Inc. | 15,500 | $29.3K | 0.01% | −12,000−43.6% | Reduced |
| Occudo Quantitative Strategies LP | 15,249 | $28.8K | 0.00% | −1,150−7.0% | Reduced |
| Wells Fargo & Company | 13,494 | $25.5K | 0.00% | +3,409+33.8% | Added |
| LPL Financial LLC | 13,365 | $25.3K | 0.00% | −1,000−7.0% | Reduced |
| UBS Group AG | 10,932 | $20.7K | 0.00% | −611−5.3% | Reduced |
| Bank of New York Mellon Corp | 10,551 | $19.9K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 7,548 | $14.3K | 0.00% | −14,253−65.4% | Reduced |
| US Asset Management LLC | 3,642 | $7.00K | 0.01% | +3,642 | New |
| Tower Research Capital LLC (TRC) | 2,632 | $5.00K | 0.00% | +2,632 | New |
| Investors Research Corp | 1,000 | $1.89K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 336 | $1.00K | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 375 | $709 | 0.00% | −200−34.8% | Reduced |
| High Net Worth Advisory Group LLC | 200 | $378 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 60 | $114 | 0.00% | +58+2,900.0% | Added |
| Steward Partners Investment Advisory, LLC | 30 | $57 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 25 | $47 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 20 | $38 | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 10 | $19 | 0.00% | +10 | New |
| AdvisorNet Financial, Inc | 2 | $4 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 1,000 | $2 | 0.00% | +1,000 | New |
| Cutler Group LP | 368 | $0 | 0.00% | −5,660−93.9% | Reduced |
| Princeton Global Asset Management LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 2,642 | – | – | +2,642 | New |
| Coppell Advisory Solutions Corp. | 2,642 | – | – | +2,642 | New |
| EAM Investors, LLC | 0 | $0 | 0.00% | −489,680−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −83,386−100.0% | Sold out |
| Gamco Investors, Inc. Et Al | 0 | $0 | 0.00% | −55,035−100.0% | Sold out |
| Worth Venture Partners, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −15,229−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −14,466−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −10,867−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −769−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| Axiom Investment Management LLC | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |