Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q4 2022
Institutional positions in Applied Optoelectronics, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 62
- +1 vs. Q3 2022
- Shares held
- 9.28M
- +183 (0.0%) vs. Q3 2022
- Total value
- $17.5M
- −$7.72M (−30.6%) vs. Q3 2022
- New holders
- 11
- 13 more added
- Sold out
- 10
- 23 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cutler Group LP | 368 | $0 | 0.00% | −5,660−93.9% | Reduced |
| Princeton Global Asset Management LLC | 25 | $0 | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 1,000 | $2 | 0.00% | +1,000 | New |
| AdvisorNet Financial, Inc | 2 | $4 | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 10 | $19 | 0.00% | +10 | New |
| The PNC Financial Services Group, Inc. | 20 | $38 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 25 | $47 | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 30 | $57 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 60 | $114 | 0.00% | +58+2,900.0% | Added |
| High Net Worth Advisory Group LLC | 200 | $378 | 0.00% | 00.0% | Unchanged |
| Archer Investment Corp | 375 | $709 | 0.00% | −200−34.8% | Reduced |
| JPMorgan Chase & Co | 336 | $1.00K | 0.00% | 00.0% | Unchanged |
| Investors Research Corp | 1,000 | $1.89K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 2,632 | $5.00K | 0.00% | +2,632 | New |
| US Asset Management LLC | 3,642 | $7.00K | 0.01% | +3,642 | New |
| Group One Trading, L.P. | 7,548 | $14.3K | 0.00% | −14,253−65.4% | Reduced |
| Bank of New York Mellon Corp | 10,551 | $19.9K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 10,932 | $20.7K | 0.00% | −611−5.3% | Reduced |
| LPL Financial LLC | 13,365 | $25.3K | 0.00% | −1,000−7.0% | Reduced |
| Wells Fargo & Company | 13,494 | $25.5K | 0.00% | +3,409+33.8% | Added |
| Occudo Quantitative Strategies LP | 15,249 | $28.8K | 0.00% | −1,150−7.0% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 15,500 | $29.3K | 0.01% | −12,000−43.6% | Reduced |
| Virtu Financial LLC | 16,368 | $31.0K | 0.00% | +16,368 | New |
| HSBC Holdings PLC | 18,087 | $34.0K | 0.00% | −610−3.3% | Reduced |
| Charles Schwab Investment Management Inc | 21,899 | $41.4K | 0.00% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 22,100 | $41.8K | 0.00% | −35,100−61.4% | Reduced |
| Jane Street Group, LLC | 26,165 | $49.5K | 0.00% | +26,165 | New |
| Engineers Gate Manager LP | 28,528 | $53.9K | 0.00% | −11,693−29.1% | Reduced |
| Goldman Sachs Group Inc | 32,301 | $61.0K | 0.00% | +5,361+19.9% | Added |
| XTX Topco Ltd | 33,530 | $63.4K | 0.01% | +33,530 | New |
| Morgan Stanley | 35,164 | $66.5K | 0.00% | −1,477−4.0% | Reduced |
| Franklin Resources Inc | 37,904 | $71.6K | 0.00% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 40,961 | $77.4K | 0.00% | −14,957−26.7% | Reduced |
| Millennium Management LLC | 47,498 | $90.0K | 0.00% | −1,659−3.4% | Reduced |
| First Republic Investment Management, Inc. | 50,000 | $94.5K | 0.00% | +50,000 | New |
| Citadel Advisors LLC | 55,479 | $104.9K | 0.00% | +55,479 | New |
| Barclays PLC | 55,650 | $105.2K | 0.00% | −255−0.5% | Reduced |
| Dimensional Fund Advisors LP | 59,553 | $112.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 60,150 | $113.7K | 0.00% | −106,590−63.9% | Reduced |
| Alpha Paradigm Partners, LLC | 68,719 | $130.0K | 0.05% | +30,331+79.0% | Added |
| Northern Trust Corp | 69,465 | $131.3K | 0.00% | +3,353+5.1% | Added |
| Advisor Group Holdings, Inc. | 72,775 | $137.0K | 0.00% | −2,475−3.3% | Reduced |
| Cetera Advisor Networks LLC | 81,000 | $153.1K | 0.00% | +22,995+39.6% | Added |
| State Street Corp | 97,898 | $185.0K | 0.00% | 00.0% | Unchanged |
| Gabelli Funds LLC | 115,000 | $217.3K | 0.00% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 126,500 | $239.1K | 0.01% | +50,000+65.4% | Added |
| Invesco Ltd. | 144,959 | $274.0K | 0.00% | −735−0.5% | Reduced |
| Renaissance Technologies LLC | 194,200 | $367.0K | 0.00% | −10,700−5.2% | Reduced |
| Two Sigma Investments, LP | 228,597 | $432.0K | 0.00% | −3,932−1.7% | Reduced |
| Marshall Wace, LLP | 275,057 | $519.9K | 0.00% | −19,641−6.7% | Reduced |
| Citigroup Inc | 316,398 | $598.0K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 332,193 | $627.0K | 0.00% | +7,955+2.5% | Added |
| Two Sigma Advisers, LP | 386,800 | $731.1K | 0.00% | −9,000−2.3% | Reduced |
| Royce & Associates LP | 401,852 | $759.5K | 0.01% | +330,000+459.3% | Added |
| Monaco Asset Management SAM | 523,867 | $990.1K | 0.35% | +153,867+41.6% | Added |
| Kennedy Capital Management, Inc. | 694,830 | $1.31M | 0.04% | +169,350+32.2% | Added |
| BlackRock Inc. | 883,933 | $1.67M | 0.00% | +3,535+0.4% | Added |
| Kovack Advisors, Inc. | 932,151 | $1.76M | 0.26% | −18,750−2.0% | Reduced |
| Vanguard Group Inc | 1,204,459 | $2.28M | 0.00% | +615+0.1% | Added |
| Ameriprise Financial Inc | 1,382,965 | $2.61M | 0.00% | −12,808−0.9% | Reduced |
| Coppell Advisory Solutions LLC | 2,642 | – | – | +2,642 | New |
| Coppell Advisory Solutions Corp. | 2,642 | – | – | +2,642 | New |
| EAM Investors, LLC | 0 | $0 | 0.00% | −489,680−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −83,386−100.0% | Sold out |
| Gamco Investors, Inc. Et Al | 0 | $0 | 0.00% | −55,035−100.0% | Sold out |
| Worth Venture Partners, LLC | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −15,229−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −14,466−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −10,867−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −769−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −8−100.0% | Sold out |
| Axiom Investment Management LLC | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |