Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q3 2024
Institutional positions in Applied Optoelectronics, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 140
- +7 vs. Q2 2024
- Shares held
- 29.5M
- +3.29M (+12.6%) vs. Q2 2024
- Total value
- $421.7M
- +$204.5M (+94.2%) vs. Q2 2024
- New holders
- 42
- 43 more added
- Sold out
- 35
- 35 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock, Inc. | 3,037,392 | $43.5M | 0.00% | +3,037,392 | New |
| Vanguard Group Inc | 2,187,824 | $31.3M | 0.00% | +32,846+1.5% | Added |
| Royce & Associates LP | 1,596,545 | $22.8M | 0.21% | +515,489+47.7% | Added |
| Driehaus Capital Management LLC | 1,522,048 | $21.8M | 0.19% | +680,074+80.8% | Added |
| Westfield Capital Management Co LP | 1,329,093 | $19.0M | 0.09% | +1,329,093 | New |
| Shellback Capital, LP | 1,254,438 | $18.0M | 1.45% | +215,000+20.7% | Added |
| Whale Rock Capital Management LLC | 1,128,238 | $16.1M | 0.23% | +1,128,238 | New |
| Ameriprise Financial Inc | 1,032,276 | $14.8M | 0.00% | −1,124,230−52.1% | Reduced |
| Geode Capital Management, LLC | 909,559 | $13.0M | 0.00% | +60,241+7.1% | Added |
| State Street Corp | 887,259 | $12.7M | 0.00% | +192,308+27.7% | Added |
| Oberweis Asset Management Inc | 865,915 | $12.4M | 0.63% | 00.0% | Unchanged |
| Alyeska Investment Group, L.P. | 750,000 | $10.7M | 0.05% | −411,418−35.4% | Reduced |
| Intrinsic Edge Capital Management LLC | 705,431 | $10.1M | 1.25% | +705,431 | New |
| Portolan Capital Management, LLC | 658,592 | $9.42M | 0.68% | −182,467−21.7% | Reduced |
| CenterBook Partners LP | 642,216 | $9.19M | 0.56% | −64,343−9.1% | Reduced |
| Millennium Management LLC | 608,151 | $8.70M | 0.01% | +608,151 | New |
| Invesco Ltd. | 555,395 | $7.95M | 0.00% | +518,951+1,424.0% | Added |
| Two Sigma Investments, LP | 532,606 | $7.62M | 0.02% | +231,680+77.0% | Added |
| Emerald Advisers, LLC | 526,458 | $7.53M | 0.29% | +13,737+2.7% | Added |
| Dimensional Fund Advisors LP | 507,632 | $7.26M | 0.00% | −109,069−17.7% | Reduced |
| Hampton Road Capital Management LP | 452,155 | $6.47M | 1.11% | +452,155 | New |
| Emerald Mutual Fund Advisers Trust | 410,154 | $5.87M | 0.30% | +11,037+2.8% | Added |
| Capital Fund Management S.A. | 365,683 | $5.23M | 0.06% | −55,724−13.2% | Reduced |
| Acuitas Investments, LLC | 364,290 | $5.21M | 2.32% | +33,069+10.0% | Added |
| Citadel Advisors LLC | 347,294 | $4.97M | 0.01% | +314,395+955.6% | Added |
| Susquehanna International Group, LLP | 345,805 | $4.95M | 0.01% | +345,805 | New |
| Citigroup Inc | 345,612 | $4.95M | 0.00% | +16,017+4.9% | Added |
| Group One Trading, L.P. | 345,036 | $4.94M | 0.20% | +283,188+457.9% | Added |
| Northern Trust Corp | 327,083 | $4.68M | 0.00% | +205,664+169.4% | Added |
| Goldman Sachs Group Inc | 284,827 | $4.08M | 0.00% | +201,135+240.3% | Added |
| Kennedy Capital Management, Inc. | 263,655 | $3.77M | 0.08% | −233,650−47.0% | Reduced |
| Sora Investors LLC | 250,000 | $3.58M | 0.62% | −200,000−44.4% | Reduced |
| Morgan Stanley | 245,046 | $3.51M | 0.00% | +137,725+128.3% | Added |
| Rice Hall James & Associates, LLC | 235,763 | $3.37M | 0.18% | +101,640+75.8% | Added |
| Silvercrest Asset Management Group LLC | 228,319 | $3.27M | 0.02% | +228,319 | New |
| Ophir Asset Management Pty Ltd | 214,277 | $3.07M | 0.47% | +214,277 | New |
| Forge First Asset Management Inc. | 195,730 | $2.80M | 1.53% | +195,730 | New |
| D. E. Shaw & Co., Inc. | 142,921 | $2.05M | 0.00% | −208,051−59.3% | Reduced |
| Jane Street Group, LLC | 132,460 | $1.90M | 0.00% | +31,955+31.8% | Added |
| Deutsche Bank AG | 128,645 | $1.84M | 0.00% | +5,314+4.3% | Added |
| Price T Rowe Associates Inc | 115,836 | $1.66M | 0.00% | +104,008+879.3% | Added |
| Charles Schwab Investment Management Inc | 108,814 | $1.56M | 0.00% | +3,081+2.9% | Added |
| Nuveen Asset Management, LLC | 103,444 | $1.48M | 0.00% | +2,743+2.7% | Added |
| Bank of New York Mellon Corp | 99,649 | $1.43M | 0.00% | −15,624−13.6% | Reduced |
| Comerica Bank | 95,834 | $1.37M | 0.01% | +95,834 | New |
| Harbor Capital Advisors, Inc. | 92,202 | $1.32M | 0.06% | +92,202 | New |
| American Century Companies Inc | 89,968 | $1.29M | 0.00% | −63,040−41.2% | Reduced |
| UBS Group AG | 87,712 | $1.26M | 0.00% | +36,308+70.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 80,412 | $1.15M | 0.00% | +1,072+1.4% | Added |
| XTX Topco Ltd | 77,520 | $1.11M | 0.08% | +77,520 | New |
| White Pine Capital LLC | 75,338 | $1.08M | 0.37% | +44,706+145.9% | Added |
| Wolverine Trading, LLC | 75,874 | $1.04M | 0.03% | +54,457+254.3% | Added |
| Swiss National Bank | 71,800 | $1.03M | 0.00% | 00.0% | Unchanged |
| Penn Capital Management Co Inc | 70,384 | $1.01M | 0.09% | +70,384 | New |
| Gamco Investors, Inc. Et Al | 67,800 | $970.2K | 0.01% | −25,000−26.9% | Reduced |
| UBS Asset Management Americas Inc | 67,275 | $962.7K | 0.00% | −3,541−5.0% | Reduced |
| Barclays PLC | 56,920 | $814.5K | 0.00% | +15,507+37.4% | Added |
| Simplex Trading, LLC | 56,126 | $803.0K | 0.03% | +33,218+145.0% | Added |
| Rhumbline Advisers | 55,313 | $791.5K | 0.00% | +1,107+2.0% | Added |
| Kovack Advisors, Inc. | 54,500 | $779.9K | 0.08% | +54,500 | New |
| IMC-Chicago, LLC | 52,126 | $745.9K | 0.02% | −8,197−13.6% | Reduced |
| Marshall Wace, LLP | 48,718 | $697.2K | 0.00% | −493,069−91.0% | Reduced |
| Walleye Capital LLC | 41,926 | $600.0K | 0.01% | +21,724+107.5% | Added |
| Diametric Capital, LP | 41,285 | $590.8K | 0.29% | +29,749+257.9% | Added |
| Legal & General Group Plc | 40,069 | $573.4K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 34,947 | $500.1K | 0.00% | −685−1.9% | Reduced |
| Pinpoint Asset Management Ltd | 33,571 | $492.7K | 0.11% | +33,571 | New |
| Bank of America Corp | 29,307 | $419.4K | 0.00% | −162,900−84.8% | Reduced |
| Wells Fargo & Company | 28,848 | $412.8K | 0.00% | +928+3.3% | Added |
| Gsa Capital Partners LLP | 26,915 | $385.0K | 0.03% | −63,989−70.4% | Reduced |
| State of Wisconsin Investment Board | 26,378 | $377.5K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 24,634 | $353.0K | 0.02% | +24,634 | New |
| Gabelli Funds LLC | 24,100 | $344.9K | 0.00% | −1,900−7.3% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 23,764 | $340.1K | 0.02% | +23,764 | New |
| Tower Research Capital LLC (TRC) | 22,266 | $318.6K | 0.01% | +12,848+136.4% | Added |
| Cetera Investment Advisers | 22,197 | $317.6K | 0.00% | +11,697+111.4% | Added |
| Scientech Research LLC | 22,132 | $316.7K | 0.06% | +22,132 | New |
| MetLife Investment Management | 21,565 | $308.6K | 0.00% | +12,151+129.1% | Added |
| Allspring Global Investments Holdings, LLC | 21,176 | $303.0K | 0.00% | +21,176 | New |
| JPMorgan Chase & Co | 21,165 | $302.9K | 0.00% | −206,002−90.7% | Reduced |
| AQR Capital Management LLC | 20,807 | $297.7K | 0.00% | −55,174−72.6% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 20,700 | $296.2K | 0.01% | +20,700 | New |
| Mirae Asset Global ETFs Holdings Ltd. | 20,422 | $292.2K | 0.00% | +20,422 | New |
| Corebridge Financial, Inc. | 19,782 | $283.1K | 0.00% | −122−0.6% | Reduced |
| Headlands Technologies LLC | 19,302 | $276.2K | 0.03% | +19,302 | New |
| Janus Henderson Group PLC | 18,800 | $268.7K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 17,343 | $248.2K | 0.00% | −1,293−6.9% | Reduced |
| Truvestments Capital LLC | 15,862 | $227.0K | 0.06% | +3,097+24.3% | Added |
| Two Sigma Advisers, LP | 15,800 | $226.1K | 0.00% | −25,800−62.0% | Reduced |
| Prelude Capital Management, LLC | 15,035 | $215.2K | 0.02% | +15,035 | New |
| Manufacturers Life Insurance Company, The | 14,667 | $209.9K | 0.00% | +483+3.4% | Added |
| Alliancebernstein L.P. | 14,510 | $207.6K | 0.00% | −22,198−60.5% | Reduced |
| Winton Group Ltd | 14,286 | $204.4K | 0.01% | +14,286 | New |
| Cambridge Investment Research Advisors, Inc. | 13,965 | $200.0K | 0.00% | −3,450−19.8% | Reduced |
| Oppenheimer & Co Inc | 13,017 | $186.3K | 0.00% | +13,017 | New |
| Voya Investment Management LLC | 12,072 | $172.8K | 0.00% | −166−1.4% | Reduced |
| Deerfield Management Company, L.P. (Series C) | 11,981 | $171.4K | 0.00% | +11,981 | New |
| Dark Forest Capital Management LP | 11,945 | $170.9K | 0.02% | +11,945 | New |
| ExodusPoint Capital Management, LP | 11,383 | $163.0K | 0.00% | −53,626−82.5% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 11,000 | $157.4K | 0.03% | 00.0% | Unchanged |