Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q3 2021
Institutional positions in Applied Optoelectronics, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- −5 vs. Q2 2021
- Shares held
- 13.5M
- +298.5K (+2.3%) vs. Q2 2021
- Total value
- $96.7M
- −$14.8M (−13.3%) vs. Q2 2021
- New holders
- 12
- 43 more added
- Sold out
- 17
- 26 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 3,090,324 | $22.2M | 0.00% | +94,649+3.2% | Added |
| Vanguard Group Inc | 1,397,439 | $10.0M | 0.00% | +61,460+4.6% | Added |
| Royce & Associates LP | 992,325 | $7.13M | 0.05% | +547,325+123.0% | Added |
| Ameriprise Financial Inc | 914,399 | $6.57M | 0.00% | +189,972+26.2% | Added |
| Kovack Advisors, Inc. | 643,306 | $4.62M | 0.50% | +57,000+9.7% | Added |
| Cooper Creek Partners Management LLC | 616,973 | $4.43M | 0.60% | −50,818−7.6% | Reduced |
| State Street Corp | 442,623 | $3.18M | 0.00% | +11,584+2.7% | Added |
| Two Sigma Advisers, LP | 373,900 | $2.69M | 0.01% | +299,900+405.3% | Added |
| Two Sigma Investments, LP | 353,532 | $2.54M | 0.01% | +113,417+47.2% | Added |
| Morgan Stanley | 317,800 | $2.28M | 0.00% | −186,156−36.9% | Reduced |
| Newtyn Management, LLC | 316,050 | $2.27M | 0.61% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 298,461 | $2.14M | 0.00% | +141,551+90.2% | Added |
| Geode Capital Management, LLC | 287,473 | $2.06M | 0.00% | +1,531+0.5% | Added |
| Assenagon Asset Management S.A. | 253,933 | $1.82M | 0.01% | +22,887+9.9% | Added |
| Dimensional Fund Advisors LP | 212,841 | $1.53M | 0.00% | −92,280−30.2% | Reduced |
| Boardman Bay Capital Management LLC | 190,601 | $1.37M | 2.48% | −8,690−4.4% | Reduced |
| Invesco Ltd. | 182,876 | $1.31M | 0.00% | +6,129+3.5% | Added |
| Principal Financial Group Inc | 170,191 | $1.22M | 0.00% | −673−0.4% | Reduced |
| D. E. Shaw & Co., Inc. | 157,934 | $1.13M | 0.00% | +12,902+8.9% | Added |
| Bank of New York Mellon Corp | 144,412 | $1.04M | 0.00% | +10,475+7.8% | Added |
| Goldman Sachs Group Inc | 143,670 | $1.03M | 0.00% | +10,135+7.6% | Added |
| Parametric Portfolio Associates LLC | 139,501 | $1.00M | 0.00% | +77,418+124.7% | Added |
| Citadel Advisors LLC | 117,593 | $844.0K | 0.00% | −68,508−36.8% | Reduced |
| Bridgeway Capital Management, LLC | 100,000 | $718.0K | 0.01% | 00.0% | Unchanged |
| Northern Trust Corp | 94,889 | $682.0K | 0.00% | +3,617+4.0% | Added |
| Susquehanna Fundamental Investments, LLC | 94,354 | $677.0K | 0.01% | +94,354 | New |
| PDT Partners, LLC | 83,085 | $597.0K | 0.04% | −18,633−18.3% | Reduced |
| Marshall Wace, LLP | 74,276 | $533.0K | 0.00% | +74,276 | New |
| Barclays PLC | 73,213 | $525.0K | 0.00% | +32,816+81.2% | Added |
| Tudor Investment Corp Et Al | 67,979 | $488.0K | 0.01% | +26,330+63.2% | Added |
| Occudo Quantitative Strategies LP | 61,435 | $441.0K | 0.05% | +30,208+96.7% | Added |
| Franklin Resources Inc | 52,800 | $379.0K | 0.00% | +52,800 | New |
| HRT Financial LP | 51,888 | $372.0K | 0.00% | −11,430−18.1% | Reduced |
| Public Sector Pension Investment Board | 50,255 | $361.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 49,748 | $357.0K | 0.00% | +6,738+15.7% | Added |
| Legal & General Group Plc | 48,136 | $346.0K | 0.00% | 00.0% | Unchanged |
| Jacobs Levy Equity Management, Inc | 38,199 | $274.0K | 0.00% | −736−1.9% | Reduced |
| Ensign Peak Advisors, Inc | 37,985 | $273.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 37,229 | $267.0K | 0.00% | +4,930+15.3% | Added |
| Schonfeld Strategic Advisors LLC | 36,000 | $258.0K | 0.00% | +18,100+101.1% | Added |
| Group One Trading, L.P. | 33,870 | $243.0K | 0.01% | +9,387+38.3% | Added |
| Rhumbline Advisers | 33,543 | $241.0K | 0.00% | −11,128−24.9% | Reduced |
| Deutsche Bank AG | 33,596 | $241.0K | 0.00% | +22,388+199.8% | Added |
| Cutler Group LP | 27,841 | $199.0K | 0.02% | +22,788+451.0% | Added |
| Advisor Group Holdings, Inc. | 26,010 | $187.0K | 0.00% | +3,000+13.0% | Added |
| Prudential Financial Inc | 24,655 | $184.0K | 0.00% | 00.0% | Unchanged |
| HSBC Holdings PLC | 24,335 | $175.0K | 0.00% | +5,191+27.1% | Added |
| Comerica Bank | 22,771 | $171.0K | 0.00% | +192+0.9% | Added |
| New York State Teachers Retirement System | 22,608 | $162.0K | 0.00% | −400−1.7% | Reduced |
| Great West Life Assurance Co | 22,031 | $159.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 21,432 | $153.9K | 0.00% | +10,431+94.8% | Added |
| PEAK6 Investments LLC | 20,733 | $149.0K | 0.00% | +20,733 | New |
| Thrivent Financial for Lutherans | 20,183 | $145.0K | 0.00% | −20−0.1% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 18,932 | $136.0K | 0.00% | −33−0.2% | Reduced |
| Texas Permanent School Fund | 18,471 | $133.0K | 0.00% | +54+0.3% | Added |
| State of Alaska, Department of Revenue | 18,493 | $132.0K | 0.00% | +1,380+8.1% | Added |
| Bank of Montreal | 18,240 | $131.0K | 0.00% | +18,240 | New |
| Jane Street Group, LLC | 17,207 | $124.0K | 0.00% | +221+1.3% | Added |
| Royal Bank of Canada | 16,235 | $117.0K | 0.00% | +235+1.5% | Added |
| Squarepoint Ops LLC | 15,090 | $108.0K | 0.00% | −50,007−76.8% | Reduced |
| Wells Fargo & Company | 14,163 | $102.0K | 0.00% | −1,835−11.5% | Reduced |
| Simplex Trading, LLC | 12,226 | $102.0K | 0.00% | +10.0% | Added |
| Vident Investment Advisory, LLC | 12,930 | $93.0K | 0.00% | −2,234−14.7% | Reduced |
| UBS Group AG | 12,846 | $92.0K | 0.00% | −4,398−25.5% | Reduced |
| ExodusPoint Capital Management, LP | 12,467 | $90.0K | 0.00% | −39,743−76.1% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 12,500 | $90.0K | 0.01% | +12,500 | New |
| Louisiana State Employees Retirement System | 12,000 | $86.0K | 0.00% | +900+8.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 11,380 | $82.0K | 0.00% | −1,818−13.8% | Reduced |
| Charles Schwab Investment Management Inc | 11,018 | $79.0K | 0.00% | −97,228−89.8% | Reduced |
| Keebeck Alpha, LP | 10,358 | $74.0K | 0.02% | +10,358 | New |
| Citigroup Inc | 10,024 | $72.0K | 0.00% | −2,379−19.2% | Reduced |
| Oregon Public Employees Retirement Fund | 10,016 | $72.0K | 0.00% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 7,912 | $57.0K | 0.00% | −843−9.6% | Reduced |
| Russell Investments Group, Ltd. | 7,881 | $56.0K | 0.00% | −117,470−93.7% | Reduced |
| Gilder Gagnon Howe & Co LLC | 7,003 | $50.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,030 | $29.0K | 0.00% | 00.0% | Unchanged |
| US Asset Management LLC | 3,596 | $26.0K | 0.03% | +3,596 | New |
| Mutual of America Capital Management LLC | 3,329 | $24.0K | 0.00% | −184−5.2% | Reduced |
| Tower Research Capital LLC (TRC) | 2,987 | $22.0K | 0.00% | +2,787+1,393.5% | Added |
| Edmond de Rothschild Holding S.A. | 2,500 | $18.0K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 2,004 | $14.0K | 0.00% | −196−8.9% | Reduced |
| Meridian Wealth Partners, LLC | 1,750 | $13.0K | 0.00% | +1,750 | New |
| Captrust Financial Advisors | 1,691 | $12.0K | 0.00% | +116+7.4% | Added |
| Archer Investment Corp | 1,050 | $7.54K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 1,070 | $7.00K | 0.00% | +164+18.1% | Added |
| Investors Research Corp | 1,000 | $7.00K | 0.00% | 00.0% | Unchanged |
| Alpha Paradigm Partners, LLC | 953 | $7.00K | 0.00% | +953 | New |
| Teachers Retirement System of the State of Kentucky | 777 | $6.00K | 0.00% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 727 | $5.22K | 0.00% | +135+22.8% | Added |
| Nisa Investment Advisors, LLC | 580 | $4.00K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 537 | $4.00K | 0.00% | +502+1,434.3% | Added |
| Newbridge Financial Services Group, Inc. | 450 | $3.00K | 0.00% | +450 | New |
| Versant Capital Management, Inc | 263 | $2.00K | 0.00% | +180+216.9% | Added |
| Sageworth Trust Co | 90 | $1.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 225 | $1.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 25 | $180 | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 1,953 | $0 | 0.00% | +1,150+143.2% | Added |
| JPMorgan Chase & Co | 55 | $0 | 0.00% | −35−38.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 25 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 2 | $0 | 0.00% | 00.0% | Unchanged |